AS CAPITAL LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Engmann, Matthew David George		M	Rep	2020-04-28	2020-10-19
2	Horowitz, Barry Alan		M	RO	2019-06-10	2023-03-31
3	Liu, Yongqiang (SFC:BFL027) 劉永強			Rep	2019-11-22	2020-10-31
4	Tang, Wing Him 鄧穎謙			Rep	2020-04-29	2020-08-21
5	Thomson, Charles Rupert Edward		M	RO	2019-09-24

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