Tang, Wing Him 鄧穎謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AS CAPITAL LIMITED | Rep | Dealing in securities | 2020-04-29 | 2020-08-21 |
| 2 | Fosun International Securities Limited | Rep | Advising on securities | 2019-11-25 | 2020-03-12 | Rep | Dealing in securities | 2019-11-25 | 2020-03-12 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-24 | 2015-08-14 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-07-24 | 2015-08-14 |
| 5 | JK Capital Management Limited | Rep | Asset management | 2011-01-24 | 2011-06-29 |
| 6 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2020-11-23 | 2020-12-28 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-10-14 | 2015-02-27 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-10-14 | 2015-02-27 |
| 9 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-07-09 | 2019-04-05 | Rep | Dealing in securities | 2018-07-09 | 2019-04-05 |
| 10 | uSmart Securities Limited | Rep | Dealing in securities | 2021-06-10 | 2022-08-03 |
| 11 | YUANYIN SECURITIES LIMITED | Rep | Advising on securities | 2019-06-18 | 2019-10-03 | Rep | Dealing in securities | 2019-06-18 | 2019-10-03 |
| 12 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-12-01 | 2018-06-09 | Rep | Dealing in securities | 2015-12-01 | 2018-06-09 |
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