Nuveen Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baik, Kyungwon | BQQ774 | Rep | 2021-02-05 | 2023-03-31 | ||
| 2 | Chang, Jae Ho | BPU322 | Rep | 2020-07-09 | 2022-06-01 | ||
| 3 | Cheung, Ka Chun (SFC:BBK722) 張嘉俊 | BBK722 | RO | 2017-06-21 | |||
| 4 | Chui, Henry Kar-Kea 徐家傑 | M | AQI323 | Rep | 2020-03-24 | 2022-09-14 | |
| 5 | Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 | BEN580 | Rep | 2019-04-12 | |||
| 6 | England-Brammer, Simon James | M | AXZ247 | RO | 2017-06-21 | 2023-10-26 | |
| 7 | Ghuman, Jagdeep Singh (SFC:BNV380) | BNV380 | RO | 2019-04-16 | 2020-09-01 | ||
| 8 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2017-11-27 | 2019-04-16 | |
| RO | 2019-04-16 | ||||||
| 9 | Lee-Tong, Georgette Chi Wai 唐李之慧 | F | BEV745 | Rep | 2019-12-09 | ||
| 10 | Ma, Jason Kit Sang 馬傑笙 | M | BAZ553 | Rep | 2018-08-31 | 2021-10-31 | |
| 11 | Ng, Samson Siu Fung 吳肇鋒 | M | AXL878 | Rep | 2019-10-21 | 2022-05-06 | |
| 12 | Wong, Wai Chung (SFC:AUM604) 王瑋中 | AUM604 | Rep | 2018-09-26 | 2022-06-01 | ||
| 13 | Ying, Dan Yung 應丹蓉 | AOK932 | Rep | 2021-01-08 | 2021-07-23 | ||
| 14 | Zhang, Qianyun 张倩云 | BMU863 | Rep | 2021-02-01 | 2021-08-16 | ||
| 15 | Zhou, Jing (SFC:BQS804) 周靜 | BQS804 | Rep | 2021-02-25 | 2024-04-12 | ||
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy