HAI Smart Alpha Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Huang, Chun-Chieh (SFC:ATC043) 黃俊傑			ATC043	RO	2019-05-21	2020-04-23
2	Quan, King Yut 關敬一			BIL826	RO	2019-05-21	2021-07-22
3	Yao, Nengpan 姚能潘			BPI803	Rep	2020-04-14	2020-08-12
4	Yao, Xi (SFC:BNU869) 姚希			BNU869	RO	2019-05-21	2021-07-22

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