Stifel Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
SFC ID Role From Until
1 Au Yong, Haw Rer 歐陽浩日 BGT189 Rep 2019-05-03 2021-04-06
2 Bai, Jingjing 白晶晶 AXI278 RO 2011-10-20 2014-01-31
3 Chan, Jackson Wai Kwok 陳維國 M AJK859 Rep 2014-04-14 2014-06-10
RO 2014-06-10 2020-08-14
4 Chan, Sui Na Lois 陳穗娜 AYJ257 Rep 2015-09-21 2015-12-23
5 Huang, Kevin Jia M BRE341 Rep 2021-05-10 2021-08-22
6 Kaushik, Raghav BIR362 Rep 2018-06-14 2022-06-22
7 Kim, Jung-Su BOK336 Rep 2019-06-03
8 Kurz, Julian Ogden M BAI394 Rep 2012-10-19 2015-10-30
Rep 2017-12-15 2020-08-14
RO 2020-08-14 2021-10-03
9 Lai, Juliana Wing Chi 黎泳芝 F ARE549 Rep 2012-08-27 2017-05-06
10 Lerner, Christopher Paul M AEL317 Rep 2012-04-24 2013-05-16
RO 2013-05-16 2020-10-27
11 Love, David Maddux M AXI279 RO 2011-10-20 2013-06-03
RO 2014-01-24 2015-07-01
12 Sunderland, Bradford Morimura 苏晓德 BOR107 Rep 2019-07-30 2020-12-17
13 Tian, Ye (SFC:BKL555) 田野 BKL555 Rep 2017-08-25 2018-02-24
14 Tyrangiel, Robin Noah M BAT755 Rep 2013-01-21 2018-09-22
15 Yang, Jing (SFC:ARH995) 楊婧 ARH995 Rep 2017-09-14 2021-11-23
RO 2021-11-23 2022-12-27
16 Yu, Thomas Ka Ming 余家明 M AQI247 Rep 2019-03-21 2020-10-15
RO 2020-10-15 2021-12-31
17 Zhu, Yihan 朱亦涵 BQO472 Rep 2020-12-15

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