BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2022
SFC ID Role From Until
1 Altman, Kristin Kyoko AZV697 Rep 2014-03-17 2015-08-01
2 Amir, Faridah BDJ450 Rep 2017-08-21 2019-07-19
3 Ao Ieong, Ka Ian 歐陽嘉恩 AZX999 Rep 2018-01-22
4 Bannon, Deborah Mary F AIK991 Rep 2017-08-24 2019-04-04
RO 2019-04-04
5 Brain, Paul Robert (SFC:BLD597) M BLD597 Rep 2017-10-23 2017-10-25
Rep 2018-10-04 2018-10-09
6 Brown, Sebastian Gordon M BCU731 Rep 2014-01-30 2015-09-25
Rep 2017-08-29 2023-01-01
7 Buerge, Alex Karl M BBW565 Rep 2015-05-26 2015-06-03
8 Cha, Yong Jin 車墉鎮 BGE287 Rep 2018-10-11 2020-01-01
9 Challenger, Lynn Thomas (SFC:BAH334) M BAH334 RO 2013-01-31 2014-03-07
10 Chan, Chi Man (SFC:AVA790) 陳志雯 AVA790 Rep 2020-07-27 2021-03-24
11 Chan, Jenny Ka Yun 陳嘉茵 F AHX334 Rep 2014-01-16 2015-08-01
12 Chan, Man Ying (SFC:BRO966) 陳敏盈 BRO966 Rep 2021-08-27
13 Chang, Carmen 張嘉雯 F AVS344 Rep 2012-11-12 2015-06-03
Rep 2015-09-01 2016-06-01
14 Chang, Lei (SFC:BGO327) 常磊 BGO327 Rep 2015-11-20 2017-03-31
15 Chen, Kuan Ying 陳冠穎 ARS043 Rep 2008-11-04 2011-04-30
16 Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 AEQ438 Rep 2013-05-03 2014-06-06
17 Cheung, Hoi Ki (SFC:BPH626) 張鎧淇 BPH626 Rep 2020-02-26 2021-02-01
18 Chiang, Hong Yip BEB904 Rep 2014-08-29 2016-01-30
19 Chiu, Bill Lawrence Sung Biu 趙崇鏢 M ANJ016 Rep 2016-04-18 2016-06-06
RO 2016-06-06
20 Chong, Sue Ching 張素菁 F AQN999 Rep 2014-09-05 2017-11-24
RO 2017-11-24 2018-10-22
21 Chu, Hsu Wen 朱戌文 BHU818 Rep 2016-07-19 2020-09-01
22 Chung, Siu Hong Billy 鍾兆康 BDH281 Rep 2019-09-20 2019-11-27
23 Cimino, John Arthur M BCZ486 Rep 2014-03-03 2015-08-15
24 Clay, Nicholas Timothy (SFC:BDE792) M BDE792 Rep 2014-04-07 2014-07-07
25 Collis, Murray James M AOV819 RO 2013-01-31 2014-02-25
Rep 2014-02-25 2016-05-27
26 Collis, Richard Mark M BCU735 Rep 2014-01-30 2015-06-02
27 Cox, Simon James (SFC:BDM349) M BDM349 Rep 2014-05-29 2016-03-31
28 Davies, Chad Matthew Francis M BGV499 Rep 2022-01-13 2022-08-10
29 Delaney-Smith, Graeme James Robert M BCB462 Rep 2013-10-16 2014-01-16
30 Delgiudice, John Paul M BGJ354 Rep 2015-10-28 2022-11-01
31 Dent, John George M BHG618 Rep 2016-04-05 2016-04-15
32 Duff, Thomas Hunter M BJU626 Rep 2017-06-23 2017-06-30
Rep 2018-07-03 2018-07-09
33 Fu, Eric Wai Man 傅偉民 M ABH654 Rep 2013-01-25 2014-03-25
34 Fung, Yuen Fun 馮婉芬 AEX954 Rep 2013-10-29 2022-01-03
35 Fung, Yuen Tsun 馮苑蓁 AWU399 Rep 2012-06-01 2013-05-15
36 Gerhard, Albert Ulrich (SFC:BOG329) M BOG329 Rep 2019-05-10 2019-05-17
37 Gerrard, Elizabeth Sarah (SFC:BON891) F BON891 Rep 2019-07-02 2021-06-07
38 Guinness, Stuart Wesley Grattan M ARG897 Rep 2014-03-10 2014-07-14
39 Harden, Alan Jerry (SFC:AAF818) M AAF818 RO 2012-03-26 2015-12-31
40 He, Lei (SFC:AYN150) 賀磊 AYN150 Rep 2013-03-14 2015-04-21
41 Hmelnitsky, Leonid Michael M BFJ365 RO 2015-06-15 2019-01-15
42 Ho, Andy 何肇聰 F BAH333 RO 2013-01-31 2016-02-05
43 Ho, Judy May Wai 何美蕙 F AUM594 Rep 2013-10-07 2015-06-06
44 Hwang, Suk Hwan ASI289 RO 2009-03-09 2012-11-22
45 Jiang, David T 姜治平 M AJF761 RO 2008-06-06 2010-04-10
46 Jing, Hua (SFC:ATE233) 景華 ATE233 Rep 2016-06-28 2018-09-07
47 Jones, Barnaby Leonard M BMN484 Rep 2020-07-20
48 Kennedy, Brett Ashwin James M BKO362 Rep 2017-10-10
49 Kim, Eung Who 50 ANW471 Rep 2013-10-29
50 Ko, Gregory Adam 高泳鍇 M AIR727 Rep 2014-06-24 2015-03-23
51 Kopitsis, Nicolas M BHK145 Rep 2016-05-10 2018-02-02
RO 2018-02-02 2021-03-01
52 Lai, Weng Si Vivian 黎穎思 BNU128 Rep 2021-12-13
53 Lam, Chi Ming (SFC:AZJ283) 林智明 AZJ283 Rep 2020-10-09 2021-12-17
54 Lam, Sahra 林思源 BFD240 Rep 2015-03-25 2019-04-30
55 Lau, Johnette Ka 劉嘉 ADX886 Rep 2012-10-10 2014-07-25
56 Lau, Melannie Yan Yan 劉欣欣 BCR054 Rep 2014-01-15 2014-08-13
57 Leckie, Roy Mcgregor (SFC:BLD300) M BLD300 Rep 2017-10-27 2017-11-01
Rep 2018-04-06 2018-04-13
58 Lee, Flora Hoi Ling 李凱玲 F AOM524 Rep 2015-02-13 2017-08-31
59 Leung, Wai Ting Amy 梁煒婷 BGR317 Rep 2015-12-30 2019-06-17
60 Li, Vincent Ho Fai 李浩暉 M ANW827 Rep 2017-11-01 2021-06-03
61 Lin, Amanda Yi-Chun 林怡君 F BAB144 Rep 2012-08-13 2015-10-27
62 Liu, Victoria Audrey 廖卓琦 F BGO756 Rep 2021-05-04 2021-07-26
63 Lui, Man Ying 呂文瑛 AMF529 Rep 2008-07-15 2011-04-19
RO 2011-04-19
64 Lung, Philip Edwin M AQM691 Rep 2014-11-27 2015-05-07
RO 2015-05-07 2018-05-21
65 MacKirdy, Andrew Stuart (SFC:BPF524) M BPF524 Rep 2020-01-09 2020-01-17
66 Maclean, Murdo Alexander M BGK887 Rep 2015-10-30 2015-11-05
Rep 2017-03-15 2017-03-20
Rep 2018-10-15 2018-10-29
Rep 2019-02-25 2019-03-06
Rep 2019-08-23 2019-08-30
Rep 2020-03-23 2020-04-23
Rep 2020-08-11 2020-08-18
Rep 2021-02-17 2021-03-03
67 Martin, Charles Ashley M BEB222 Rep 2014-09-03
68 Matsuura, Hiroki 松浦弘樹 BAK380 Rep 2012-11-15 2013-06-27
69 McDonagh, Colm James M BOC818 Rep 2019-03-11 2019-03-15
70 Merritt, Mathew M BOS855 Rep 2019-09-02 2019-09-09
71 Noronha, Virginia Choi Ping 彩平 F AOB040 Rep 2012-05-03 2012-08-10
72 Saffaye, George Christopher M BNM174 Rep 2018-09-21 2018-09-28
Rep 2018-10-26 2018-11-05
Rep 2019-02-25 2019-03-01
Rep 2019-09-06 2019-09-13
73 Schulte, Paul Louis Peter M ADR766 Rep 2012-08-20 2012-08-31
74 Sempill, Francis Henry William Forbes 43 M BGK893 Rep 2015-10-30 2015-11-05
75 Shamsuddin, Doni AZB289 RO 2015-04-30
76 So, Yenny Tsz Yan 蘇子恩 AFO456 Rep 2014-01-15 2015-06-03
77 Speciale, Mark Phillip M ALF648 Rep 2015-03-24 2015-05-23
78 Sun, Haifeng 孫海峰 AJL015 RO 2008-06-06 2013-11-07
79 Sun, Ming (SFC:AVC988) 孫明 AVC988 Rep 2012-09-28 2014-10-07
80 Suri, Navin BAD417 Rep 2012-09-26 2013-11-27
81 Tang, Winnie Wing Sze 鄧詠詩 F AGF374 Rep 2021-12-13 2022-02-23
82 Tha, Gyaw Min 高明 BEY883 Rep 2015-07-10 2016-05-12
83 Tojima, Masato BDE135 Rep 2014-03-28 2015-07-04
84 Tse, Carmen Ka Man 謝嘉汶 F BBA612 Rep 2020-06-22 2023-01-01
85 Tse, Pui Kwan (SFC:AFF231) 謝佩坤 AFF231 Rep 2012-08-13 2013-07-05
86 Tse, Yue Hong 謝汝康 ANQ294 Rep 2016-11-18 2017-06-30
87 Tuen Muk, Hoi Ning Helen 端木愷寧 F ALR002 Rep 2015-03-24 2015-06-03
88 Uding, Gerardus Henricus Paulus M AUZ982 Rep 2013-08-27 2014-01-09
RO 2014-01-09 2016-09-05
89 Walton, Matthew (SFC:AXL711) M AXL711 Rep 2013-09-09 2016-02-19
RO 2016-02-19 2021-08-20
90 Wong, Dominic Wing Hang 王永鏗 M ACL614 Rep 2021-03-22 2023-07-20
91 Wong, Shu Xian Melanie 王淑嫻 BJM260 Rep 2017-05-19 2018-03-21
92 Wong, Sui Man 黃瑞文 AMH458 Rep 2008-11-04 2012-03-21
93 Wright, Lindsay Megan F AKY945 Rep 2016-06-13 2016-09-27
RO 2016-09-27 2018-06-13
94 Wu, Qin (SFC:BBH665) 武芹 BBH665 Rep 2017-11-06 2018-11-21
95 Wu, Yi Ting 吳翊婷 BNS681 Rep 2021-08-30 2023-11-06
96 Yan, Cleo Sheung Ngar 甄尚雅 F AKW688 Rep 2013-05-09 2014-07-17
97 Yeh, Albert Alan M BBQ229 Rep 2013-08-01 2014-03-20
98 Yen, Nga Man 嚴雅雯 AEA830 Rep 2008-07-15 2019-12-25
99 Yeung, Fu Ngai 楊富藝 AOH572 Rep 2014-04-01 2015-07-16
100 Yip, Lai Chuen 葉禮荃 ATX917 Rep 2015-01-13 2015-08-01
101 Yu, Kai (SFC:AUQ952) 于凱 AUQ952 Rep 2019-08-07 2022-09-27
102 Yu, Sandra Ka Yee 余嘉儀 F AGC563 Rep 2011-01-12 2024-07-01
103 Yuen, Zit Tun 袁雪彤 BFH968 Rep 2015-04-24 2015-09-18
104 Zhang, Jinhong (SFC:BHR791) 張金弘 BHR791 Rep 2019-07-16 2021-09-09
105 Zhang, Xuan (SFC:AIQ967) 張璇 AIQ967 Rep 2014-12-03 2015-04-20
RO 2015-04-20 2019-11-22
106 Zhao, Xiaowei 趙晓薇 BHF439 Rep 2018-06-08
107 Zhong, Ying (SFC:BLB650) 鍾莹 BLB650 Rep 2022-02-25

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