Guggenheim Securities (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2022 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Conrod, David Lucas (SFC:ARO526) | M | RO | 2009-03-13 | 2010-03-22 | |
2 | Hui, Karen Wai Yee 許慧怡 | F | Rep | 2009-07-14 | 2010-09-17 | |
3 | Lam, Norris Man Ngar 林曼雅 | F | RO | 2009-03-13 | 2010-09-17 |
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