Ubiquant Asset Management Co., Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Huang, Ye (SFC:BEA468) 黃燁			BEA468	Rep	2022-10-10	2024-08-23
2	Luo, Shanshan (SFC:BEM051) 羅山山			BEM051	RO	2021-11-03	2022-09-27
3	Sun, Yufei 孫宇飛			BDD516	Rep	2022-10-11	2023-08-18
4	Tsui, Pak Fai 徐碧輝			ANK382	Rep	2022-09-06	2022-09-26
					RO	2022-09-26	2025-03-19
5	Zhang, Huan (SFC:BRM255) 張環			BRM255	RO	2021-11-03	2023-12-19
6	Zhou, Jing (SFC:BTM060) 周景			BTM060	Rep	2023-03-22	2024-01-05

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