Mingshi Investment Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Chenevier, Antoine Philippe Jean Marie		M	BMZ545	Rep	2021-12-14	2024-01-10
2	Lai, Iris Chin Yan 賴展昕		F	BAU634	RO	2021-09-16
3	Lee, Steven Hyung Wk		M	AUJ842	Rep	2021-12-14	2022-07-26
					RO	2022-07-26	2023-02-20
					Rep	2023-02-20	2023-06-05
4	Liu, Jianan (SFC:BRZ587) 劉佳楠			BRZ587	Rep	2022-01-17	2023-01-01
5	Prescott, Lewis Edward		M	AOQ772	RO	2021-09-16	2022-10-01
6	Yuan, Yu (SFC:BRG723) 袁宇			BRG723	RO	2023-03-29
7	Zhou, Sheng (SFC:BRG724) 周晟			BRG724	RO	2022-12-05

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