HEAD & SHOULDERS CAPITAL LIMITED 聯合企業融資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Lam, So Ying (1972-10) 林素英	51	F	AKT570	RO	2020-12-09
2	Liu, Louis Ka Lim 廖嘉濂	67	M	ACZ705	RO	2020-12-09

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