Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Gao, Ying (SFC:BHF149) 高莹			BHF149	RO	2016-08-19	2019-03-31
2	Gu, Allen Yuhui 顧毓輝		M	AMJ971	RO	2016-08-19	2019-01-18
3	Paton, James Ferguson (SFC:AGJ575)		M	AGJ575	RO	2016-08-19	2017-03-28
					Rep	2017-03-28	2018-11-19

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