Barings Investment Advisers (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
SFC ID Role From Until
1 Chan, Chung Leung (SFC:APH607) 陳頌良 APH607 Rep 2014-04-30 2017-09-22
2 Cheung, Wai Ho (SFC:BGE658) 張偉豪 BGE658 Rep 2015-10-07 2017-09-22
3 Choe, Kyung Ho BDR804 Rep 2014-09-16 2017-09-22
4 Downes, Michael James (SFC:BDF595) M BDF595 Rep 2014-04-30 2017-09-22
5 Forster, Shane Anthony (SFC:BBB058) M BBB058 RO 2013-04-16 2017-08-31
6 Kanthatham, Phanuwit ASE875 RO 2009-05-08 2018-01-23
7 Lau, Tracy Ho Yee 劉可兒 F AOQ704 Rep 2011-04-14 2013-01-07
RO 2013-01-07 2018-01-23
8 Lee, Giselle Chi Sau 李之秀 ACA198 RO 2013-04-25 2016-12-23
Rep 2016-12-23 2016-12-31
9 Loke, Weng Keong 陸永強 AQF066 Rep 2011-04-14 2011-11-17
RO 2011-11-17 2013-01-18
10 Nowak Ii, Laurance Stanley Adam M BFE977 Rep 2015-05-04 2017-09-22
11 Zhong, Anna Hua F AJI712 RO 2009-05-08 2017-09-22

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