Capstone Investment Advisors (HK) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
SFC ID Role From Until
1 Bordoni, Alain Cesare M ANM990 RO 2022-05-24 2024-06-30
2 Burke, Sean Patrick (SFC:BUD073) M BUD073 RO 2023-11-27
3 Gupta, Abhishek (SFC:AOY906) M AOY906 RO 2023-11-20
4 Lloyd, John Bradley M BRY493 RO 2022-05-24 2024-01-03
5 Nicoletti, Nicola F AOR115 Rep 2022-06-07 2023-05-18
6 Sharma, Rohit (SFC:BAW704) BAW704 Rep 2022-08-12 2024-07-31
7 Tam, Josiah Chung Fai 譚仲暉 M AIH357 Rep 2022-07-28 2023-07-07
RO 2023-07-07 2023-07-14
8 Wong, Yiu Chi 王耀志 BUH714 Rep 2023-11-22
9 Wong, Yu Fung 黃汝峰 BST665 Rep 2022-07-21
10 Yu, Tak Hei 余德熙 BFT922 Rep 2022-08-01 2024-07-05

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