Capstone Investment Advisors (HK) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2023 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Bordoni, Alain Cesare | M | ANM990 | RO | 2022-05-24 | 2024-06-30 | |
2 | Burke, Sean Patrick (SFC:BUD073) | M | BUD073 | RO | 2023-11-27 | ||
3 | Gupta, Abhishek (SFC:AOY906) | M | AOY906 | RO | 2023-11-20 | ||
4 | Lloyd, John Bradley | M | BRY493 | RO | 2022-05-24 | 2024-01-03 | |
5 | Nicoletti, Nicola | F | AOR115 | Rep | 2022-06-07 | 2023-05-18 | |
6 | Sharma, Rohit (SFC:BAW704) | BAW704 | Rep | 2022-08-12 | 2024-07-31 | ||
7 | Tam, Josiah Chung Fai 譚仲暉 | M | AIH357 | Rep | 2022-07-28 | 2023-07-07 | |
RO | 2023-07-07 | 2023-07-14 | |||||
8 | Wong, Yiu Chi 王耀志 | BUH714 | Rep | 2023-11-22 | |||
9 | Wong, Yu Fung 黃汝峰 | BST665 | Rep | 2022-07-21 | |||
10 | Yu, Tak Hei 余德熙 | BFT922 | Rep | 2022-08-01 | 2024-07-05 |
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