PIPER SANDLER HONG KONG LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Clayton, Andrew Crimmins 藍向明		M	ATS621	RO	2015-08-13
2	Jiang, Xiaoxu 蔣小旭			ASO484	RO	2015-08-13	2017-02-15
3	La Rue, Robert Scott		M	AUW237	RO	2015-08-13

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