SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2024 |
⚥ |
Role |
From |
Until |
| 1 |
Bhagavath, Sunil Sudhakar |
|
|
Rep |
2024-05-20 |
|
| 2 |
Carlone, Thomas |
|
M |
Rep |
2022-06-06 |
|
| 3 |
Cha, Louis Min 車珉 |
|
M |
Rep |
2022-04-19 |
|
| 4 |
Chan, Ching Han (SFC:BGU411) 陳靜嫻 |
|
|
Rep |
2016-01-12 |
|
| 5 |
Chan, Samuel Sek Wei 陳惜偉 |
|
M |
RO |
2024-02-27 |
|
| 6 |
Chau, Chi Han 周智嫻 |
|
F |
Rep |
2022-11-23 |
|
| 7 |
Colebatch, Michael John |
|
M |
Rep |
2022-02-08 |
|
| 8 |
Fujii, Shunsuke 藤井俊介 |
|
M |
Rep |
2024-01-08 |
|
| 9 |
Fujimoto, Junichi (SFC:BTT887) |
|
|
Rep |
2023-05-29 |
|
| 10 |
Fukuo, Yoshihiro 福王良博 |
|
M |
Rep |
2023-05-29 |
|
| 11 |
Hara, Takayuki |
|
M |
Rep |
2023-09-20 |
|
| 12 |
Hattori, Hironori |
|
|
RO |
2024-05-07 |
|
| 13 |
He, Haotian (SFC:BFN673) 何昊天 |
|
|
Rep |
2021-07-07 |
|
| 14 |
Ho, Hiu Kwan 何曉筠 |
|
|
Rep |
2014-08-18 |
|
| 15 |
Hong, Yancheng (SFC:AVS886) 洪研程 |
|
|
Rep |
2021-03-09 |
|
| 16 |
Huang, Baoshu 黃宝樹 |
|
|
Rep |
2024-02-07 |
|
| 17 |
Huang, Chung-Yu |
|
|
Rep |
2022-02-28 |
|
| 18 |
Huang, Xinzhe 黃昕哲 |
|
|
Rep |
2023-03-09 |
|
| 19 |
Kaetsu, Yuri 嘉悅友理 |
|
M |
Rep |
2020-03-09 |
|
| 20 |
Kanamori, Kuni |
|
|
Rep |
2024-01-11 |
|
| 21 |
Karanovic, Vladimir (SFC:BOB372) |
|
|
Rep |
2019-01-24 |
|
| 22 |
Kato, Mayumi 加藤真由美 |
|
|
Rep |
2012-07-18 |
|
| 23 |
Katsura, Ryosuke 桂竜輔 |
|
|
Rep |
2020-03-16 |
|
| 24 |
Kawashima, Hiroki |
|
|
Rep |
2024-01-15 |
|
| 25 |
Ke, Tak Lai 紀德禮 |
|
|
Rep |
2018-11-02 |
|
| 26 |
Kikuchi, Satoru |
|
|
Rep |
2024-01-08 |
|
| 27 |
Ko, Hee Jae 高希在 |
|
|
Rep |
2021-04-09 |
|
| 28 |
Ko, Megumi 顧恵實 |
|
F |
Rep |
2023-06-09 |
|
| 29 |
Kobayashi, Kaya 周宛嬋 |
|
|
Rep |
2020-08-31 |
|
| 30 |
Lai, Chi Ian 黎芷昕 |
|
|
Rep |
2021-06-17 |
|
| 31 |
Lam, Ka Wun Gary 林家垣 |
|
M |
Rep |
2021-02-19 |
|
| 32 |
Lam, King Sau (SFC:BAI839) 林勁秀 |
|
|
Rep |
2023-11-01 |
|
| 33 |
Leung, Yuen Yi Kim 梁苑怡 |
|
|
Rep |
2022-06-09 |
|
| 34 |
Li, Libby Sze Nga 李詩雅 |
|
F |
Rep |
2022-05-25 |
|
| 35 |
Maeda, Eiji |
|
|
Rep |
2024-02-22 |
|
| 36 |
Maeda, Takuya |
|
M |
Rep |
2024-03-06 |
|
| 37 |
Makino, Junichi |
|
|
Rep |
2024-02-14 |
|
| 38 |
Mao, Yiyi 毛禕禕 |
|
|
Rep |
2018-12-31 |
|
| 39 |
Masuda, Takeshi (SFC:BSG548) 增田武志 |
|
M |
RO |
2022-04-28 |
|
| 40 |
Minagawa, Ryozo |
|
|
Rep |
2023-12-06 |
|
| 41 |
Miyamoto, Go |
|
|
Rep |
2023-10-19 |
|
| 42 |
Morimotio, Akira |
|
|
Rep |
2024-04-03 |
|
| 43 |
Muraki, Masao |
|
|
Rep |
2024-03-06 |
|
| 44 |
Naka, Kazuhito 那珂和人 |
|
|
Rep |
2020-08-14 |
|
| 45 |
Nakaji, Daishi 中路大士 |
|
|
Rep |
2024-07-09 |
|
| 46 |
Nakamura, Takashi (SFC:BUM589) |
|
M |
Rep |
2024-01-08 |
|
| 47 |
Oda, Hirofumi |
|
M |
Rep |
2023-10-16 |
|
| 48 |
Ohashi, Yoichi 大橋洋一 |
|
|
RO |
2023-11-03 |
|
| 49 |
Okamoto, Yuki |
|
F |
Rep |
2024-06-18 |
|
| 50 |
Oyama, Ryo 大山亮 |
|
|
Rep |
2023-12-29 |
|
| 51 |
Peng, Yujing 彭育婧 |
|
|
Rep |
2022-09-05 |
|
| 52 |
Quinnell, Simon James David |
|
M |
Rep |
2023-08-29 |
|
| 53 |
Sampson, Machiko |
|
|
RO |
2018-10-11 |
|
| 54 |
Sato, Masahiko (SFC:AVM642) |
|
|
Rep |
2023-10-16 |
|
| 55 |
Sawanobori, Kazuhiko |
|
|
Rep |
2024-01-08 |
|
| 56 |
Shimamoto, Arisa 嶌本有紗 |
|
|
Rep |
2015-11-16 |
|
| 57 |
Song, Rong (SFC:BRD832) 宋嵘 |
|
|
RO |
2021-06-08 |
|
| 58 |
Spitty, Luke Robert Soltesz |
|
M |
Rep |
2023-09-06 |
|
| 59 |
Sun, Zhi (SFC:BUL168) 孙智 |
|
|
Rep |
2024-01-08 |
|
| 60 |
Takagi, Naomi |
|
F |
Rep |
2024-01-08 |
|
| 61 |
Takahashi(kakugawa), Naoko |
|
|
Rep |
2024-06-14 |
|
| 62 |
Tang, Le Geng |
|
|
Rep |
2022-08-08 |
|
| 63 |
Tanide, Len |
|
|
Rep |
2024-01-08 |
|
| 64 |
Tazawa, Junichi |
|
|
Rep |
2024-01-10 |
|
| 65 |
Torii, Hiroshi (SFC:BUG049) |
|
M |
Rep |
2023-10-24 |
|
| 66 |
Wada, Hiroshi (SFC:BUH799) |
|
M |
Rep |
2023-12-01 |
|
| 67 |
Wong, Tsz Wa (SFC:BRV322) 黃梓華 |
|
|
Rep |
2021-11-15 |
|
| 68 |
Yamaguchi, Atsushi |
|
|
Rep |
2024-03-08 |
|
| 69 |
Yasuda, Hikaru |
|
|
Rep |
2023-11-10 |
|
| 70 |
Yoshida, Hayato |
|
M |
Rep |
2023-11-15 |
|
| 71 |
Yoshioka, Yasuki |
|
|
Rep |
2024-02-22 |
|
| 72 |
Yue, Tony Ho Tung 余浩東 |
|
M |
RO |
2022-10-10 |
|
| 73 |
Zhao, Geoffrey Li 趙力 |
|
M |
RO |
2021-07-19 |
|
| 74 |
Zhao, Pengliang 趙鵬亮 |
|
|
Rep |
2022-05-26 |
|
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