SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2004-03-16 | 2004-05-04 | |
| 2 | Chan, Maureen Wai Ling 陳慧玲 | F | ACU384 | Rep | 2004-04-27 | 2011-03-18 | |
| 3 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | Rep | 2008-03-18 | |||
| 4 | Foo, King Wah 符敬華 | ADT598 | Rep | 2003-06-24 | |||
| 5 | Lam, May Mei Kam 林美金 | F | AAE339 | RO | 2010-10-18 | ||
| 6 | Leung, Chun Shing 梁俊成 | ALG206 | Rep | 2004-11-12 | 2007-09-15 | ||
| 7 | Yip, Shui Key 葉紹基 | ACS410 | RO | 2004-08-11 | 2005-11-18 | ||
| 8 | Yonts, Charles Anthony | M | AJM207 | Rep | 2004-04-01 | 2004-10-18 | |
| 9 | Yuen, Man Yan 袁文茵 | AAE316 | RO | 2010-10-18 |
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