Argonaut Securities (Asia) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Gordon, Glen (SFC:AWT838) M AWT838 Rep 2014-02-13 2016-07-18
2 Lau, Hiu Wai (SFC:ALA867) 劉曉慧 ALA867 Rep 2015-01-05 2020-06-26
3 Rigg, Edward Godfrey M AXO053 RO 2011-09-08 2021-11-30
4 Rooney, Damian Blaise Hall M AXO056 Rep 2011-09-12 2021-11-30
5 Smithson, Travis Lorne AHE465 RO 2011-09-08 2017-09-20
6 Wippl, Christopher Rudolph M AXO054 RO 2011-09-08 2021-11-30

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