Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Chan, Susanna Siu Fei 陳少飛	46	F	ANN259	Rep	2018-02-08	2018-02-22
					RO	2018-02-22	2018-11-07
2	Mak, Ho Ming (SFC:BKQ804) 麥浩明			BKQ804	Rep	2017-10-12	2022-04-03
3	Ng, Tze Chung 吳子聰			ALA304	RO	2017-06-19	2018-06-20
4	So, Kin Fan 蘇健勳			AFA388	RO	2017-06-19	2017-11-22
5	Yip, Dominic Ho Chi 葉浩之		M	BIZ712	Rep	2017-11-02	2020-04-09

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