So, Kin Fan 蘇健勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2021-05-07 | 2021-06-21 | RO | Advising on securities | 2021-06-21 | 2022-12-04 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2021-05-07 | 2021-06-21 | RO | Dealing in futures contracts | 2021-06-21 | 2022-12-04 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-07 | 2021-06-21 | RO | Dealing in securities | 2021-06-21 | 2022-12-04 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-11-03 |
| 5 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2006-11-03 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-11-03 |
| 7 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-05-30 | 2003-09-23 | RO | Advising on securities | 2003-09-23 | 2003-11-05 | RO | Dealing in securities | 2003-09-23 | 2003-11-05 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-11-14 | 2007-07-11 | RO | Dealing in securities | 2007-07-11 | 2009-07-02 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-14 | 2007-07-11 | RO | Dealing in futures contracts | 2007-07-11 | 2009-07-02 |
| 10 | KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2007-07-11 | 2009-07-02 |
| 11 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-05-19 | Rep | Leveraged foreign exchange trading | 2004-02-18 | 2006-11-03 |
| 12 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-17 | Rep | Asset management | 2003-05-17 | Rep | Automated trading services | 2003-05-17 | Rep | Dealing in futures contracts | 2003-05-19 | Rep | Dealing in futures contracts | 2004-02-18 | 2006-11-03 |
| 13 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-05-17 | Rep | Advising on securities | 2003-05-17 | Rep | Asset management | 2003-05-17 | Rep | Automated trading services | 2003-05-17 | Rep | Dealing in securities | 2003-05-19 | Rep | Dealing in securities | 2003-11-21 | 2006-11-03 |
| 14 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2012-07-19 | 2015-08-31 |
| 15 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-08-03 | 2009-10-08 | RO | Advising on futures contracts | 2009-10-08 | 2014-03-31 | RO | Dealing in futures contracts | 2009-10-08 | 2014-03-31 |
| 16 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-08-03 | 2009-10-08 | RO | Advising on securities | 2009-10-08 | 2015-08-31 | RO | Dealing in securities | 2009-10-08 | 2015-08-31 | RO | Dealing in futures contracts | 2012-04-23 | 2015-08-31 | RO | Advising on futures contracts | 2013-05-16 | 2015-08-31 | Rep | Advising on futures contracts | 2018-01-25 | 2018-04-13 | Rep | Advising on securities | 2018-01-25 | 2018-04-13 | Rep | Dealing in futures contracts | 2018-01-25 | 2018-04-13 | Rep | Dealing in securities | 2018-01-25 | 2018-04-13 | RO | Advising on futures contracts | 2018-04-13 | 2021-01-31 | RO | Advising on securities | 2018-04-13 | 2021-01-31 | RO | Dealing in futures contracts | 2018-04-13 | 2021-01-31 | RO | Dealing in securities | 2018-04-13 | 2021-01-31 |
| 17 | Space Securities Limited | RO | Dealing in securities | 2017-06-19 | 2017-11-22 |
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