WHARTON INVESTMENT ADVISORS LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Karkhanis, Sarang Maitreya (SFC:AGL754)			AGL754	Rep		2003-08-29
2	Lam, Wai Leung (SFC:AFS532) 林偉亮			AFS532	Rep		2004-03-19
3	Littell, Christopher James		M	AGM210	Rep		2004-03-19
4	Post, David Kenneth		M	ACA578	RO		2004-03-22
5	Post, Vanessa Jane (SFC:ABR240)		F	ABR240	RO		2004-03-22

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