North Rock Capital Management (HK) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Caldwell, Andrew Francis		M	BUK940	Rep	2024-01-03	2025-07-31
2	Chow, Simon Sze Yuen 周思遠		M	APJ232	RO	2023-07-20
3	Grissell, Edward Henry		M	BPY390	Rep	2023-08-24
4	Lee, Mei Lam Nicole 李美霖			BNG434	Rep	2023-09-12
5	Wan, Oscar Hoyin 溫浩然	55	M	ANM161	RO	2023-07-20	2024-05-02

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