Broadway Wealth Management Limited 博偉財富管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Tung, William Chung Yin 童忠賢		M	AAY751	RO		2012-12-30
2	Yu, Ping Tong 余炳棠			AAV676	RO	2008-06-05	2012-08-15

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