Leading Securities Company Limited 立鼎證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cheng, Shih-Jen 鄭世仁 | AMQ717 | RO | 2013-06-04 | 2013-08-12 | ||
| 2 | Chow, Inez Yan 周茵 | F | ADX379 | RO | 2013-10-10 | 2015-02-06 | |
| 3 | Lin, Ni (SFC:BAL766) 林昵 | BAL766 | Rep | 2013-02-21 | 2014-11-12 | ||
| RO | 2014-11-12 | 2015-05-04 | |||||
| 4 | Macintosh, Andrew Keith | M | AQI388 | RO | 2013-02-21 | 2014-12-31 | |
| 5 | McDonald, Nicholas William | M | BBZ140 | RO | 2015-02-12 | 2016-02-01 | |
| 6 | See, Anne Yu 施柔安 | F | AYK922 | Rep | 2014-01-14 | 2014-04-17 | |
| 7 | Sheather, Neil John | M | BEN516 | RO | 2015-01-06 | 2016-01-15 | |
| 8 | Wai, Anthony Bosco Sze Yuen 韋思源 | M | AOY482 | Rep | 2013-12-18 | 2015-04-24 | |
| 9 | Wong, Arthur Kai Chung 王啟聰 | M | ALL200 | RO | 2013-02-21 | 2014-02-28 | |
| 10 | Yeung, Siu Hang (SFC:BAO008) 楊少恒 | BAO008 | Rep | 2014-01-16 | 2014-04-30 | ||
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