Theia Securities Limited 遠源證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Li, Kim Man (SFC:AEU947) 李劍文			AEU947	RO	2020-07-14	2021-10-31
2	Shih, Yuen Chi 施婉智			ASE819	RO	2020-07-14	2021-10-31
3	Wan, Yuk Ling (SFC:AGY915) 尹玉玲	48	F	AGY915	Rep	2020-07-31	2020-11-12

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