ROCIM Limited 鵬盛資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Chang, Walter 陳華德		M	ABT445	RO	2020-07-13
2	Chun, Angela Ka Yee 秦嘉兒		F	AFW118	RO	2020-05-06	2020-08-17
3	Pao, Kim Chi King 包子敬			AFS557	RO	2020-05-06	2025-03-31

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