Nuveen Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2022 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baik, Kyungwon | BQQ774 | Rep | 2021-02-05 | 2023-03-31 | ||
| 2 | Chan, David Hantang 陳漢唐 | M | ATH921 | Rep | 2021-11-12 | ||
| 3 | Chang, Jae Ho | BPU322 | Rep | 2020-07-09 | 2022-06-01 | ||
| 4 | Cheung, Ka Chun (SFC:BBK722) 張嘉俊 | BBK722 | RO | 2017-06-21 | 2025-03-12 | ||
| 5 | Chow, Tsz Yan (SFC:BSG374) 周芷恩 | BSG374 | Rep | 2022-03-23 | |||
| 6 | Chui, Henry Kar-Kea 徐家傑 | M | AQI323 | Rep | 2020-06-22 | 2022-09-14 | |
| 7 | Chung, Kai Man 鍾啟文 | BSI353 | Rep | 2022-04-27 | |||
| 8 | Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 | BEN580 | Rep | 2019-04-12 | |||
| 9 | England-Brammer, Simon James | M | AXZ247 | RO | 2017-06-21 | 2023-10-26 | |
| 10 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2017-11-27 | ||
| 11 | Kwok, Man Sin 郭文倩 | AYJ714 | Rep | 2021-07-27 | |||
| 12 | Lee-Tong, Georgette Chi Wai 唐李之慧 | F | BEV745 | Rep | 2019-12-09 | ||
| 13 | Tan, Harry Yong Kian 陳永健 | M | BRJ734 | Rep | 2021-07-26 | 2022-12-31 | |
| 14 | Wong, Wai Chung (SFC:AUM604) 王瑋中 | AUM604 | Rep | 2018-09-26 | 2022-06-01 | ||
| 15 | Yang, Si (SFC:BQQ856) 杨思 | BQQ856 | Rep | 2021-05-14 | 2023-10-27 | ||
| 16 | Zhou, Jing (SFC:BQS804) 周靜 | BQS804 | Rep | 2021-02-25 | 2024-04-12 |
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