Ubiquant Asset Management Co., Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Chen, Zhongwei (SFC:BUC137) 陳中偉			BUC137	Rep	2023-09-25
2	Shu, Yixuan 舒译萱			BUC865	RO	2023-10-25
3	Sun, Yufei 孫宇飛			BDD516	Rep	2023-06-20	2023-08-18
					RO	2023-08-18
4	Tsui, Pak Fai 徐碧輝			ANK382	RO	2023-05-30	2025-03-19
5	Zhang, Huan (SFC:BRM255) 張環			BRM255	RO	2023-05-30	2023-11-30
6	Zhang, Yan (SFC:BJU327) 張龑			BJU327	Rep	2023-08-30	2023-10-25
					RO	2023-10-25
7	Zhou, Jing (SFC:BTM060) 周景			BTM060	Rep	2023-06-20	2024-01-05

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