Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Chan, Alvin Ping Cheung 陳秉章		M	AAI355	RO	2020-08-03	2023-11-30
2	Lai, Tai Yan 黎大恩		M	BFI937	RO	2024-02-19	2025-06-20
3	Liu, Yuen Shan (SFC:ADC177) 廖婉珊			ADC177	RO	2020-08-03	2024-04-17
4	Yam, Chung Wai 任仲為			BIV276	RO	2024-02-20	2025-06-20

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