Lai, Tai Yan 黎大恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA Global Asset Management Limited | RO | Advising on securities | 2021-07-29 | 2023-12-01 | RO | Asset management | 2021-07-29 | 2023-12-01 |
| 2 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-03-22 | 2019-06-04 | Rep | Dealing in securities | 2019-03-22 | 2019-06-04 | RO | Dealing in futures contracts | 2019-06-04 | 2023-02-17 | RO | Dealing in securities | 2019-06-04 | 2023-02-17 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-12-21 | 2016-06-23 | Rep | Dealing in securities | 2015-12-21 | 2016-06-23 | RO | Asset management | 2016-06-23 | 2018-08-31 | RO | Dealing in securities | 2016-06-23 | 2018-08-31 | Rep | Advising on securities | 2017-03-08 | 2017-03-14 | RO | Advising on securities | 2017-03-14 | 2018-08-31 | RO | Dealing in futures contracts | 2017-11-20 | 2018-08-31 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2015-04-30 | 2015-12-03 | Rep | Dealing in securities | 2015-04-30 | 2015-12-03 |
| 5 | Keptain Securities and Asset Management Limited | RO | Advising on securities | 2024-02-19 | RO | Asset management | 2024-02-19 |
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