BALLINGAL INVESTMENT ADVISORS LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Ballingal, Andrew Robert Thomas	58	M	ADM009	RO	2004-08-13
2	Dhir, Poonam		F	AVH305	RO	2017-06-27	2020-07-01
3	Ng, Michael William 吳以廉		M	AZD376	RO	2019-04-11

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