Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Holmes, Charles Broadfoot M AUG616 RO 2012-05-11 2015-03-15
2 Tan, Eugenio T 陳傳溜 M ACM304 RO 2013-09-26 2016-12-31
3 Xu, Dapeng (SFC:AUZ670) 徐大鵬 AUZ670 Rep 2010-05-28 2015-06-30

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