Tan, Eugenio T 陳傳溜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARGYLE STREET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-01-08 | 2010-07-14 | Rep | Asset management | 2008-01-08 | 2010-07-14 |
| 2 | ASM ADVISORY LIMITED | RO | Advising on corporate finance | 2009-11-30 | 2010-07-14 |
| 3 | Oppenheimer Investments Asia Limited | RO | Advising on corporate finance | 2013-09-26 | 2016-12-31 |
| 4 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2019-04-01 | 2019-06-17 | Rep | Dealing in securities | 2019-04-01 | 2019-06-17 | RO | Advising on corporate finance | 2019-06-17 | 2023-03-31 | RO | Dealing in securities | 2019-06-17 | 2023-03-31 |
| 5 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2010-07-22 | 2012-08-26 | Rep | Advising on securities | 2010-07-22 | 2012-08-26 |
| 6 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2017-01-25 | 2019-03-29 |
| 7 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-06-23 | 2018-07-19 | RO | Dealing in securities | 2018-07-19 | 2019-03-29 |
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