CHARLES-LIM CAPITAL LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Wong, Wing Kit (SFC:BJR907) 王永傑			RO	2020-10-06
2	Tsoi, Ching Ni 蔡清妮			Rep	2020-06-01
3	Tse, Phoebe Yuen Ting 謝宛庭		F	Rep	2015-12-18	2021-04-26
4	Orchard, Andrew John (SFC:AVG755)		M	Rep	2019-08-19	2023-05-24
5	Lim, Shueh Yung			RO	2010-03-31
6	Li, Licong 李麗聰			Rep	2016-12-19
7	Lau, Yi Wang Ivan 柳意旺			Rep	2017-12-15	2021-06-21
8	Charles, Keiren			RO	2010-03-31

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