DRAGON CAPITAL MANAGEMENT (HK) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Boldt-Christmas, Martin		M	Rep	2015-07-10	2017-01-01
2	Cuthbert, Ailsa Ross		M	Rep	2017-09-21
3	Fritschi, Juerg Christoph		M	Rep	2019-02-14	2019-04-11
				RO	2019-04-11	2020-09-15
4	Hamada, Kenji			Rep	2017-11-10
5	Leung, Maria Shuk Man 梁淑敏		F	RO	2008-01-28
6	Nguyen, Tung Kim			RO	2008-01-28	2009-06-01
7	Ryder, Raymond Peter		M	RO	2008-01-28	2010-08-16
8	Schurch, Beat			RO	2014-04-16
9	Spence, Andrew Charles		M	Rep	2015-07-10	2017-01-01
10	Ainsworth, David Nicholas	60	M	Rep	2016-08-15	2021-08-31
11	Scriven, Dominic Timothy Charles	56	M	RO	2010-08-13

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