SoFi Securities (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Choi, Lan Fong 蔡蘭芳			RO	2014-02-18
2	D'Haussy, Charles Francois Valery 夏多希		M	Rep	2015-08-10	2016-09-03
3	Lee, Tai Tong 李棣棠			RO	2015-12-29	2016-08-26
4	Leung, Lok Kin 梁洛乾			Rep	2016-02-01	2016-11-26
5	Ng, Chung Ming (SFC:ADZ927) 吳仲明			RO	2011-12-22	2022-11-30
6	Zhou, Yihang 周一行			Rep	2015-10-29	2017-07-21

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