Mesirow Financial Hong Kong, Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Ali, Mujtaba Syed			RO	2012-06-05
2	Hsu, Li Fei 許莉菲			Rep	2014-08-25	2019-02-28
3	Kang, Eunhea 姜恩惠			Rep	2016-03-23	2018-08-17
4	Lee, Chae Joo			RO	2014-11-12
5	Littmann, Edward Raymond		M	RO	2012-06-05	2017-03-23

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