SMART EMPIRE ASSET MANAGEMENT LIMITED 明堡資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Cheng, Chi Yuet 鄭子越			RO	2014-10-10
2	Chong, Wai Wang 莊為宏			Rep	2018-06-14	2020-08-07
3	Lam, Sum Yuen 林琛源			Rep	2018-06-14
4	Tung, Thomas Yiu Kwong 董耀光		M	RO	2015-11-05
5	Wong, Matthew Chung-Yuen 黃宗源		M	Rep	2018-06-14	2019-12-14

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