Mingshi Investment Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Chenevier, Antoine Philippe Jean Marie		M	Rep	2021-12-14	2024-01-10
2	Lai, Iris Chin Yan 賴展昕		F	RO	2021-09-16
3	Lee, Steven Hyung Wk		M	Rep	2021-12-14	2022-07-26
4	Prescott, Lewis Edward		M	RO	2021-09-16	2022-10-01

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