Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	Role	From	Until
1	Chan, Patricia Lai Wah 陳麗華		F	RO	2016-05-18	2022-09-13
2	Lau, Simon Shek Yuen 劉錫源	52	M	RO	2016-05-18
3	Hor, Kin Hung 何建雄			Rep	2016-08-04	2020-11-02
4	Liu, Hoi Keung 廖開強			Rep	2016-09-26
5	Ng, Ho Yin (SFC:BAI111) 吳浩賢			Rep	2018-02-02	2022-07-08
6	He, Dingding 賀丁丁	45	M	Rep	2018-03-08	2021-01-11
7	Chan, Joffee Wai Ki 陳慧琪	47	F	Rep	2018-09-24
8	Ng, Ho Yin (SFC:BAI111) 吳浩賢			RO	2022-07-08

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