XINHUA INVESTMENT GROUP HONG KONG LIMITED 新華投資集團香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Chum, Peter Joseph		M	RO		2006-01-20
2	Fung, Wai Lin (SFC:AGJ531) 鳳慧蓮			Rep		2005-02-24
				RO	2005-02-24	2006-04-01
3	Fung, Wai Yan (SFC:AGO969) 鳳慧茵			Rep		2006-10-31
4	Ip, Hung 葉虹	37	F	RO	2006-04-04	2006-08-24
				Rep	2006-08-24	2007-09-12
5	Lee, Freddy Kuang Tath			Rep	2005-02-04	2006-01-01

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