Ip, Hung 葉虹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-12-20 | Rep | Asset management | 2004-12-20 | Rep | Advising on corporate finance | 2006-01-24 | Rep | Dealing in securities | 2006-01-24 | Rep | Advising on corporate finance | 2006-11-09 | 2007-09-12 |
| 2 | ORIENTAL PATRON ASIA LIMITED | Rep | Asset management | 2009-04-07 | 2016-08-30 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2009-04-07 | 2009-09-11 | Rep | Dealing in securities | 2009-04-07 | 2009-09-11 | RO | Advising on securities | 2009-09-11 | 2016-11-11 | RO | Dealing in securities | 2009-09-11 | 2016-11-11 |
| 4 | PYXIS WEALTH ADVISORS LIMITED | RO | Advising on securities | 2020-06-03 | 2023-10-30 | RO | Asset management | 2020-06-03 | 2023-10-30 | RO | Dealing in securities | 2020-06-03 | 2023-10-30 |
| 5 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2008-09-23 | 2008-10-03 | Rep | Asset management | 2008-09-23 | 2008-10-03 | Rep | Dealing in securities | 2008-09-23 | 2008-10-03 |
| 6 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2004-12-20 | Rep | Advising on securities | 2006-01-24 | Rep | Asset management | 2006-01-24 | Rep | Dealing in securities | 2006-01-24 | RO | Advising on securities | 2006-01-24 | 2006-08-24 | RO | Asset management | 2006-01-24 | 2006-08-24 | RO | Dealing in securities | 2006-01-24 | 2006-08-24 | Rep | Advising on securities | 2006-08-24 | 2008-10-03 | Rep | Asset management | 2006-08-24 | 2008-10-03 | Rep | Dealing in securities | 2006-08-24 | 2008-10-03 |
| 7 | XINHUA INVESTMENT GROUP HONG KONG LIMITED | RO | Advising on securities | 2006-04-04 | 2006-08-24 | Rep | Advising on securities | 2006-08-24 | 2007-09-12 |
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