SOFAER GLOBAL RESEARCH (HK) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Faber, Markus			RO	2004-10-14	2006-11-17
2	Lui, Cissy Pui Sze 呂沛詩			RO	2005-09-08	2006-03-27
3	Whyte, Timothy James		M	RO	2005-03-08	2008-07-31
4	Wong, Ian Chung Ho 黃仲濠		M	Rep	2005-07-11	2008-08-07

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