WHARTON INVESTMENT ADVISORS LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
Role From Until
1 Lam, Wai Leung (SFC:AFS532) 林偉亮 Rep 2005-10-19
2 Littell, Christopher James M Rep 2005-05-25
3 Post, David Kenneth M RO 2014-09-30
4 Post, Vanessa Jane (SFC:ABR240) F RO 2015-02-09

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