SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %
Licensed
1 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
2 WM (HK) Limited 2 845 847 99.76
3 Morgan Stanley Asia Limited 14 483 497 97.18
4 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
5 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
6 Citigroup Global Markets Asia Limited 8 384 392 97.96
7 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
8 Sun Life Hong Kong Limited 1 359 360 99.72
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
10 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
11 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
12 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
13 CES Commodities (HK) Limited 3 241 244 98.77
14 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
16 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
17 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
18 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
19 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
20 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
21 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
22 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
23 KGI ASIA LIMITED 7 168 175 96.00
24 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
25 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
26 OnePlatform Asset Management Limited 1 158 159 99.37
27 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
28 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
29 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
30 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
31 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
32 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
33 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
34 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
35 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
36 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
37 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
38 Merrill Lynch Far East Limited 9 115 124 92.74
39 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
40 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
41 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
42 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
43 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
44 CES Forex (HK) Limited 3 115 118 97.46
45 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
46 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
47 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
48 CITIC Securities Futures (HK) Limited 5 96 101 95.05
49 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
50 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
51 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
52 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
53 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
54 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
55 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
56 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
57 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
58 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
59 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
60 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
61 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
62 CORPORATE BROKERS LIMITED 3 76 79 96.20
63 VC BROKERAGE LIMITED 4 75 79 94.94
64 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
65 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
66 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
67 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
68 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
69 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
70 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
71 FT Securities Limited 4 68 72 94.44
72 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
73 CLSA LIMITED 7 62 69 89.86
74 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
75 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
76 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
77 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
78 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
79 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
80 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
81 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
82 T G HOLBORN (HK) LIMITED 2 58 60 96.67
83 GET NICE SECURITIES LIMITED 3 55 58 94.83
84 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
85 FIL Investment Advisors 5 52 57 91.23
86 Lion Global Financial Limited 3 54 57 94.74
87 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
88 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
89 EMPEROR SECURITIES LIMITED 5 48 53 90.57
90 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
91 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
92 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
93 SANFULL SECURITIES LIMITED 5 47 52 90.38
94 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
95 VC FUTURES LIMITED 4 47 51 92.16
96 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
97 JPMorgan Funds (Asia) Limited 2 48 50 96.00
98 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
99 SINCERE SECURITIES LIMITED 2 48 50 96.00
100 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
101 CHIEF SECURITIES LIMITED 3 45 48 93.75
102 Funderstone Securities Limited 5 42 47 89.36
103 RBS Asia Corporate Finance Limited 4 43 47 91.49
104 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
105 KINGSTON SECURITIES LIMITED 2 43 45 95.56
106 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
107 Quam Securities Limited 3 42 45 93.33 2004-10-15
108 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
109 Funderstone Futures Limited 3 41 44 93.18
110 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
111 China International Capital Corporation (International) Limited 6 37 43 86.05
112 INVESCO HONG KONG LIMITED 6 37 43 86.05
113 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
114 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
115 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
116 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
117 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
118 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
119 CLSA RESEARCH LIMITED 2 39 41 95.12
120 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
121 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
122 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
123 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
124 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
125 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
126 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
127 Mason Securities Limited 5 33 38 86.84
128 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
129 WOCOM SECURITIES LIMITED 4 34 38 89.47
130 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
131 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
132 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
133 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
134 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
135 PEACE TOWN FOREX LIMITED 4 32 36 88.89
136 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
137 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
138 ABCI Securities Company Limited 6 29 35 82.86
139 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
140 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
141 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
142 Taiping Securities (HK) Co Limited 5 30 35 85.71
143 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
144 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
145 CSI Corporate Finance (HK) Limited 11 23 34 67.65
146 EMPEROR FUTURES LIMITED 4 30 34 88.24
147 FWD Financial Planning Limited (HK) 3 31 34 91.18
148 KAISER FUTURES LIMITED 2 32 34 94.12
149 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
150 Essence International Financial Holdings Limited 3 30 33 90.91
151 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
152 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
153 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
154 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
155 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
156 Beevest Securities Limited 4 28 32 87.50
157 KAISER SECURITIES LIMITED 2 30 32 93.75
158 Network Financial Services Limited 2 30 32 93.75
159 OnePlatform Securities Limited 2 30 32 93.75
160 BOCI ASIA LIMITED 7 24 31 77.42
161 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
162 iBest Consultants Limited 2 29 31 93.55
163 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
164 PineBridge Investments Asia Limited 3 28 31 90.32
165 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
166 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
167 CVP Securities Limited 3 27 30 90.00 2004-07-09
168 SBI China Capital Securities Limited 5 25 30 83.33
169 WOCOM LIMITED (HK) 4 26 30 86.67
170 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
171 Fosun International Securities Limited 5 24 29 82.76
172 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
173 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
174 BOCOM International Holdings Company Limited 4 24 28 85.71
175 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
176 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
177 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
178 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
179 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
180 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
181 Prime Cdex Securities Limited 5 22 27 81.48
182 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
183 WIN WONG SECURITIES LIMITED 2 25 27 92.59
184 CASH Wealth Management Limited 2 24 26 92.31
185 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
186 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
187 Mason Futures Limited (HK) 3 23 26 88.46
188 BERICH BROKERAGE LIMITED 4 21 25 84.00
189 CLSA FUTURES LIMITED 3 22 25 88.00
190 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
191 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
192 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
193 Amundi Hong Kong Limited 7 17 24 70.83
194 BOCI RESEARCH LIMITED 2 22 24 91.67
195 BUSINESS SECURITIES LIMITED 2 22 24 91.67
196 CHIEF COMMODITIES LIMITED 4 20 24 83.33
197 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
198 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
199 NEW TREND FUTURES LIMITED 3 21 24 87.50
200 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
201 WINFULL SECURITIES LIMITED 3 21 24 87.50
202 ADMIS Hong Kong Limited 3 20 23 86.96
203 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
204 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
205 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
206 HPEF Capital Partners Limited 6 17 23 73.91
207 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
208 LEHIN SECURITIES LIMITED 3 20 23 86.96
209 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
210 Newedge Broker Limited 2 21 23 91.30
211 NNIP Hong Kong Limited 2 21 23 91.30
212 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
213 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
214 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
215 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
216 CHONG HING SECURITIES LIMITED 5 17 22 77.27
217 DL BROKERAGE LIMITED 3 19 22 86.36
218 Excalibur Global Financial Group Limited 1 21 22 95.45
219 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
220 HENYEP SECURITIES LIMITED 3 19 22 86.36
221 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
222 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
223 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
224 Planetree Securities Limited 3 19 22 86.36
225 QUAM FUTURES LIMITED 2 20 22 90.91
226 Rakuten Securities Hong Kong Limited 2 20 22 90.91
227 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
228 CGS-CIMB Securities (Hong Kong) Limited 4 17 21 80.95
229 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
230 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
231 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
232 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
233 DWS Investments Hong Kong Limited 7 14 21 66.67
234 ELSTONE SECURITIES LIMITED 4 17 21 80.95
235 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
236 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
237 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
238 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
239 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
240 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
241 Success Securities Limited 3 18 21 85.71
242 WINTECH SECURITIES LIMITED 4 17 21 80.95
243 Beijing Securities Limited 3 17 20 85.00
244 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
245 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
246 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
247 Sun Life Financial Asia Services Limited 2 18 20 90.00
248 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
249 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
250 CSC FUTURES (HK) LIMITED 3 16 19 84.21
251 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
252 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
253 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
254 GAM HONG KONG LIMITED 3 16 19 84.21
255 INSTINET PACIFIC LIMITED 4 15 19 78.95
256 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
257 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
258 Open Securities Limited 3 16 19 84.21
259 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
260 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
261 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
262 CMB International Global Markets Limited 3 15 18 83.33
263 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
264 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
265 HANG SENG SECURITIES LIMITED 4 14 18 77.78
266 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
267 KINGSTON FUTURES LIMITED 2 16 18 88.89
268 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
269 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
270 PACIFIC FOUNDATION SECURITIES LIMITED 4 14 18 77.78
271 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
272 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
273 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
274 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
275 Tyche Group Limited 2 16 18 88.89
276 YICKO SECURITIES LIMITED 3 15 18 83.33
277 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
278 AllianceBernstein Hong Kong Limited 4 13 17 76.47
279 GAYANG SECURITIES LIMITED 2 15 17 88.24
280 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
281 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
282 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
283 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
284 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
285 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
286 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
287 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
288 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
289 Polaris Capital (Asia) Limited 5 12 17 70.59
290 SPS SECURITIES LIMITED 4 13 17 76.47
291 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
292 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
293 WONDERLAND INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
294 CTBC Asia Limited 4 12 16 75.00 2004-01-14
295 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
296 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
297 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
298 EWARTON SECURITIES LIMITED 1 15 16 93.75
299 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
300 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
301 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
302 HUNG SING SECURITIES LIMITED 2 14 16 87.50
303 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
304 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
305 MTF SECURITIES LIMITED 2 14 16 87.50
306 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
307 SBI China Capital Commodities Limited 2 14 16 87.50
308 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
309 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
310 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
311 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
312 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
313 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
314 CBH Asia Limited 3 12 15 80.00
315 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
316 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
317 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
318 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
319 Hongkong Bay Securities Limited 3 12 15 80.00
320 HOORAY SECURITIES LIMITED 3 12 15 80.00
321 LAMTEX SECURITIES LIMITED 3 12 15 80.00
322 MALAHON SECURITIES LIMITED 2 13 15 86.67
323 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
324 MUSHK Limited 4 11 15 73.33
325 ONSHINE SECURITIES LIMITED 3 12 15 80.00
326 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
327 Shacom Securities Limited 2 13 15 86.67
328 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
329 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
330 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
331 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
332 VALUE PARTNERS LIMITED 3 12 15 80.00
333 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
334 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
335 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
336 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
337 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
338 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
339 Glory Sun Securities Limited 3 11 14 78.57
340 Goldbridge Securities Limited 2 12 14 85.71
341 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
342 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
343 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
344 LUEN SING SECURITIES LIMITED 4 10 14 71.43
345 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
346 MANGO FINANCIAL LIMITED 4 10 14 71.43
347 Minerva Securities Limited 3 11 14 78.57
348 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
349 OCBC Wing Hang Shares Brokerage Co. Limited 3 11 14 78.57
350 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
351 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
352 PO SANG SECURITIES LIMITED 2 12 14 85.71
353 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
354 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
355 RBS Asia Futures Limited 2 12 14 85.71
356 SEEKERS MARKETS LIMITED 3 11 14 78.57
357 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
358 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
359 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
360 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
361 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
362 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
363 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
364 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
365 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
366 FE SECURITIES LIMITED 3 10 13 76.92
367 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
368 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
369 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
370 HANG SENG FUTURES LIMITED 4 9 13 69.23
371 HANG TAI SECURITIES LIMITED 3 10 13 76.92
372 HING WONG SECURITIES LIMITED 3 10 13 76.92
373 ICEA CAPITAL LIMITED 2 11 13 84.62
374 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
375 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
376 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
377 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
378 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
379 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
380 PineBridge Investments Hong Kong Limited 4 9 13 69.23
381 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
382 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
383 SBI China Capital Financial Services Limited 2 11 13 84.62
384 Shang International Finance Limited 3 10 13 76.92
385 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
386 Wisetrade Securities Limited 3 10 13 76.92
387 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
388 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
389 Yunfeng Financial Markets Limited 3 10 13 76.92
390 AIF CAPITAL LIMITED 5 7 12 58.33
391 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
392 CAIIS Limited 1 11 12 91.67
393 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
394 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
395 China Tonghai (IA) Limited 3 9 12 75.00
396 CSC ASIA LIMITED 3 9 12 75.00
397 EAA SECURITIES LIMITED 2 10 12 83.33
398 Everbright Securities Global (HK) Limited 4 8 12 66.67
399 Ho Fung Shares Investment Company 1 11 12 91.67
400 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
401 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
402 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
403 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
404 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
405 M&F Asset Management Limited 3 9 12 75.00
406 ORIENT SECURITIES LIMITED 2 10 12 83.33
407 Planetree Futures Limited 3 9 12 75.00
408 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
409 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
410 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
411 TANG PING KONG LIMITED 3 9 12 75.00
412 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
413 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
414 WING FAT SECURITIES LIMITED 3 9 12 75.00
415 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
416 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
417 Belvest Investment Services Limited 3 8 11 72.73
418 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
419 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
420 BULLISH SECURITIES LIMITED 2 9 11 81.82
421 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
422 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
423 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
424 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
425 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
426 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
427 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
428 EAST ASIA FUTURES LIMITED 2 9 11 81.82
429 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
430 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
431 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
432 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
433 Oshidori Securities Limited 3 8 11 72.73
434 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
435 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
436 ROOFER SECURITIES LIMITED 2 9 11 81.82
437 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
438 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
439 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
440 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
441 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
442 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
443 Virtu ITG Hong Kong Limited 2 9 11 81.82
444 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
445 Waton Securities International Limited 4 7 11 63.64
446 YF Life Investors Limited 2 9 11 81.82 2004-08-30
447 AJ Securities Limited 1 9 10 90.00
448 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
449 BEA Union Investment Management Limited 2 8 10 80.00
450 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
451 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
452 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
453 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
454 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
455 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
456 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
457 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
458 Hao Tian International Securities Limited 2 8 10 80.00
459 HERMES SECURITIES LIMITED 2 8 10 80.00
460 Hong Kong Stock Link Securities Limited 3 7 10 70.00
461 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
462 INTERCHINA FUTURES LIMITED 2 8 10 80.00
463 K.K.M. SECURITIES LIMITED 2 8 10 80.00
464 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
465 LIM ADVISORS LIMITED 2 8 10 80.00
466 Neutral Financial Holding Company Limited 2 8 10 80.00
467 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
468 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
469 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
470 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
471 RPS INVESTMENT LIMITED 4 6 10 60.00
472 SDHG International Securities Limited 3 7 10 70.00
473 Sino-Rich Securities & Futures Limited 2 8 10 80.00
474 SOLID KING SECURITIES LIMITED 2 8 10 80.00
475 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
476 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
477 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
478 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
479 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
480 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
481 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
482 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
483 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
484 BOKHARY SECURITIES LIMITED 2 7 9 77.78
485 BUSINESS FUTURES LIMITED 2 7 9 77.78
486 CES Private (HK) Limited 2 7 9 77.78
487 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
488 CVC Asia Pacific Limited 4 5 9 55.56
489 ETRADE SECURITIES LIMITED 3 6 9 66.67
490 EVERHOT SECURITIES LIMITED 3 6 9 66.67
491 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
492 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
493 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
494 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
495 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
496 GT CAPITAL LIMITED 3 6 9 66.67
497 HENIK SECURITIES LIMITED 2 7 9 77.78
498 HPEF Venture Partners Limited 4 5 9 55.56
499 iBest Securities Company Limited 3 6 9 66.67
500 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
501 Income Partners Asset Management (HK) Limited 3 6 9 66.67
502 Joy Silver Limited 4 5 9 55.56
503 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
504 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
505 KMT SECURITIES LIMITED 2 7 9 77.78
506 Lees Securities Co. 1 8 9 88.89
507 LUEN HING SECURITIES LIMITED 3 6 9 66.67
508 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
509 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
510 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
511 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
512 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
513 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
514 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
515 Soo Pei Shao & Company 1 8 9 88.89
516 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
517 STANDARD & POOR'S, LLC 2 7 9 77.78
518 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
519 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
520 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
521 WING ON SECURITIES LIMITED 2 7 9 77.78
522 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
523 Anuenue Securities Limited 3 5 8 62.50
524 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
525 BOCI Bullion Company Limited 3 5 8 62.50
526 Bright Fund Management Limited 2 6 8 75.00
527 Broadway Wealth Management Limited 1 7 8 87.50
528 Capital International, Inc. 2 6 8 75.00
529 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
530 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
531 CHELSEA SECURITIES LIMITED 3 5 8 62.50
532 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
533 China Reserve Securities Limited 3 5 8 62.50
534 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
535 CLSA Capital Partners (HK) Limited 4 4 8 50.00
536 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
537 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
538 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
539 GLS SECURITIES LIMITED 2 6 8 75.00
540 Goldyard Capital Limited 1 7 8 87.50
541 GREEN STAR ASIA LIMITED 2 6 8 75.00
542 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
543 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
544 Imagi Brokerage Limited 3 5 8 62.50
545 Instinet Alpha Trading Limited 4 4 8 50.00
546 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
547 KILMOREY SECURITIES LIMITED 2 6 8 75.00
548 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
549 MANBLE SECURITIES LIMITED 2 6 8 75.00
550 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
551 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
552 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
553 Prime Cdex Futures Limited 4 4 8 50.00
554 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
555 Rifa Securities Limited 1 7 8 87.50
556 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
557 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
558 Sinofortune Securities Limited 4 4 8 50.00
559 SPS COMMODITIES LIMITED 1 7 8 87.50
560 St. James's Place (Hong Kong) Limited 1 7 8 87.50
561 Success Futures and Foreign Exchange Limited 2 6 8 75.00
562 SUN'S FUTURE LIMITED 4 4 8 50.00
563 Sunrise Investment Company 1 7 8 87.50
564 THING ON SECURITIES LIMITED 2 6 8 75.00
565 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
566 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
567 VC CAPITAL LIMITED 4 4 8 50.00
568 WING FUNG SECURITIES LIMITED 3 5 8 62.50
569 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
570 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
571 Absolute Investment Management (HK) Limited 3 4 7 57.14
572 ALTUS CAPITAL LIMITED 3 4 7 57.14
573 Alvarium Investment Advisors (Hong Kong) Limited 2 5 7 71.43 2004-05-11
574 Anli Securities Limited 2 5 7 71.43
575 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
576 BOWEN ASIA LIMITED 4 3 7 42.86
577 Bradbury Securities Limited 2 5 7 71.43
578 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
579 CHALLENGE CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2004-10-26
580 Chelac Investment Company 2 5 7 71.43
581 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
582 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
583 CS Wealth Securities Limited 4 3 7 42.86
584 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
585 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
586 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
587 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
588 FAIRWIN BROKING LIMITED 2 5 7 71.43
589 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
590 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
591 Fu Yip Securities & Investment Co. 2 5 7 71.43
592 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
593 Gold Centre Investment Company 2 5 7 71.43
594 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
595 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
596 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
597 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
598 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
599 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
600 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
601 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
602 Huabang Securities Limited 3 4 7 57.14
603 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
604 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
605 Matrix Securities Limited 5 2 7 28.57
606 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
607 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
608 PO LEE SECURITIES LIMITED 2 5 7 71.43
609 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
610 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
611 SELINA & CO. LIMITED (HK) 2 5 7 71.43
612 SIU YIP COMMODITY LIMITED 3 4 7 57.14
613 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
614 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
615 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
616 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
617 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
618 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
619 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
620 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
621 AMPLE CAPITAL LIMITED 3 3 6 50.00
622 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
623 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
624 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
625 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
626 BKHK Limited 6 0 6 0.00
627 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
628 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
629 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
630 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
631 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
632 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
633 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
634 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
635 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
636 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
637 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
638 EQT Partners Asia Limited 2 4 6 66.67
639 FDB Financial Group Limited 2 4 6 66.67
640 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
641 FTLife Insurance Company Limited 1 5 6 83.33
642 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
643 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
644 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
645 Grand Cartel Securities Company Limited 2 4 6 66.67
646 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
647 HONFIRST INVESTMENT LIMITED 2 4 6 66.67
648 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
649 iFAST Securities (HK) Limited 3 3 6 50.00
650 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
651 Interactive Brokers LLC 2 4 6 66.67
652 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
653 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
654 Kin Fung Stock Company 1 5 6 83.33
655 KWOK HING SECURITIES LIMITED 2 4 6 66.67
656 MAGUSTA FUTURES LIMITED 2 4 6 66.67
657 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
658 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
659 MESSIS CAPITAL LIMITED 3 3 6 50.00
660 Metaverse Securities Limited (HK) 5 1 6 16.67
661 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
662 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
663 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
664 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
665 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
666 Public Financial Securities Limited 2 4 6 66.67
667 Public Securities Limited 2 4 6 66.67
668 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
669 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
670 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
671 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
672 SINOMAX SECURITIES LIMITED 2 4 6 66.67
673 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
674 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
675 SIU ON SECURITIES LIMITED 2 4 6 66.67
676 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
677 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
678 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
679 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
680 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
681 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
682 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
683 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
684 TANG KEE SECURITIES LIMITED 2 4 6 66.67
685 TC Investment Management (Asia) Limited 2 4 6 66.67
686 Templewater Hong Kong Limited 2 4 6 66.67
687 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
688 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
689 VMS Securities Limited 1 5 6 83.33
690 WILBY SECURITIES LIMITED 2 4 6 66.67
691 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
692 Win Securities Limited 2 4 6 66.67
693 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
694 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
695 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
696 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
697 Zhongrong International Futures Co., Limited 3 3 6 50.00
698 Zijing Capital Limited 3 3 6 50.00 2003-05-07
699 Aevitas Securities Limited 1 4 5 80.00
700 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
701 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
702 Arta Global Futures Limited 3 2 5 40.00
703 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
704 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
705 Averest Capital Limited 2 3 5 60.00
706 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
707 BEAR BRIGHT LIMITED 2 3 5 60.00
708 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
709 Black Marble Securities Limited 2 3 5 60.00
710 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
711 BLOOMYEARS LIMITED 2 3 5 60.00
712 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
713 CCB Securities Limited 2 3 5 60.00
714 CES International Commodities (HK) Limited 3 2 5 40.00
715 CF GLOBAL (HK) LIMITED 1 4 5 80.00
716 Cheong Lee Securities Co. 1 4 5 80.00
717 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
718 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
719 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
720 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
721 DNB Asset Management (Asia) Limited 3 2 5 40.00
722 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
723 F. R. ZIMMERN LIMITED 2 3 5 60.00
724 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
725 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
726 Fubon Capital (HK) Limited 1 4 5 80.00
727 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
728 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
729 GIGA (HONG KONG) LIMITED 2 3 5 60.00
730 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
731 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
732 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
733 HOI SANG SECURITIES LIMITED 3 2 5 40.00
734 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
735 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
736 Huayu Securities Limited 2 3 5 60.00
737 HUNG SING FUTURES LIMITED 2 3 5 60.00
738 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
739 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
740 Intercontinent Securities Company 1 4 5 80.00
741 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
742 JVSakk Asia Limited 2 3 5 60.00
743 K.L. Securities Company 1 4 5 80.00
744 Kam Wah Investments Limited 2 3 5 60.00
745 KB Securities Hong Kong Limited 2 3 5 60.00
746 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
747 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
748 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
749 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
750 MEGABASE SECURITIES LIMITED 2 3 5 60.00
751 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
752 MORTON SECURITIES LIMITED 2 3 5 60.00
753 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
754 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
755 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
756 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
757 Nuada Limited 3 2 5 40.00 2004-01-15
758 Oreana Financial Services Limited 2 3 5 60.00
759 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
760 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
761 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
762 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
763 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
764 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
765 PRIVATE CAPITAL LIMITED 1 4 5 80.00
766 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
767 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
768 ROSA SECURITIES LIMITED 3 2 5 40.00
769 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
770 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
771 SHACOM FUTURES LIMITED 3 2 5 40.00
772 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
773 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
774 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
775 Standard Commodities (Asia) Limited 1 4 5 80.00
776 TAIFAIR FUTURES LIMITED 2 3 5 60.00
777 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
778 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
779 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
780 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
781 TRUTH SECURITIES LIMITED 4 1 5 20.00
782 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
783 UKFP (Asia) HK Limited 2 3 5 60.00
784 United Securities Limited 1 4 5 80.00
785 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
786 VERCAP Financial Services Limited 2 3 5 60.00
787 WAH SANG SECURITIES LIMITED 2 3 5 60.00
788 WAH THAI SECURITIES LIMITED 3 2 5 40.00
789 WAI FAT SECURITIES LIMITED 2 3 5 60.00
790 Welform Investors Company 1 4 5 80.00
791 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
792 YARDLEY SECURITIES LIMITED 2 3 5 60.00
793 YF FUTURES COMPANY LIMITED 3 2 5 40.00
794 abrdn Hong Kong Limited 2 2 4 50.00
795 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
796 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
797 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
798 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
799 Allard Partners Limited 2 2 4 50.00
800 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
801 ANGUS MOORE LIMITED 1 3 4 75.00
802 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
803 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
804 AXA Investment Managers Asia Limited 4 0 4 0.00
805 BC Assets Management (HK) Limited 2 2 4 50.00
806 Bentley Capital Limited (HK) 4 0 4 0.00
807 CELESTIAL FINANCE LIMITED 2 2 4 50.00
808 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
809 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
810 Chanceton Capital Partners Limited 2 2 4 50.00
811 ChapmanCraig Limited 2 2 4 50.00
812 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
813 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
814 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
815 CHUANGS & CO. LIMITED 1 3 4 75.00
816 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
817 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
818 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
819 COL Securities (HK) Limited 2 2 4 50.00
820 COMGEST FAR EAST LIMITED 2 2 4 50.00
821 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
822 CTW SECURITIES LIMITED 1 3 4 75.00
823 CUPOLA CAPITAL LIMITED 2 2 4 50.00
824 DAH SING SECURITIES LIMITED 2 2 4 50.00
825 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
826 DEBTTRADERS, LIMITED 1 3 4 75.00
827 Delta Asia Wealth Management Limited 1 3 4 75.00
828 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
829 Finet Securities Limited 2 2 4 50.00
830 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
831 Freddy Company 1 3 4 75.00
832 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
833 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
834 FULL WIN SECURITIES LIMITED 2 2 4 50.00
835 GCAM Limited 2 2 4 50.00 2004-10-19
836 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
837 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
838 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
839 Goodcape Investment Company 1 3 4 75.00
840 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
841 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
842 Hang Tai Futures Limited 2 2 4 50.00
843 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
844 HIP HING SECURITIES LIMITED 2 2 4 50.00
845 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
846 HOU TAK SECURITIES LIMITED 2 2 4 50.00
847 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
848 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
849 HSZ (HONG KONG) LIMITED 2 2 4 50.00
850 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
851 Huajin Corporate Finance (International) Limited 3 1 4 25.00
852 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
853 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
854 iTTa Capital Limited 2 2 4 50.00 2003-05-29
855 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
856 JOINCAP SECURITIES LIMITED 2 2 4 50.00
857 JS SECURITIES LIMITED 2 2 4 50.00
858 Kaiser KT Capital Limited 3 1 4 25.00
859 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
860 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
861 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
862 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
863 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
864 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
865 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
866 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
867 MING HON SECURITIES LIMITED 3 1 4 25.00
868 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
869 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
870 Moliyo (Hong Kong) Limited 2 2 4 50.00
871 Newedge Broker Hong Kong Limited 3 1 4 25.00
872 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
873 Nittan Securities Asia Limited 2 2 4 50.00
874 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
875 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
876 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
877 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
878 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
879 PGIM (Hong Kong) Limited 2 2 4 50.00
880 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
881 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
882 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
883 RBS Securities (Far East) Limited 1 3 4 75.00
884 Rich Union Securities (H.K.) Limited 1 3 4 75.00
885 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
886 Salisbury Securities 1 3 4 75.00
887 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
888 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
889 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
890 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
891 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
892 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
893 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
894 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
895 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
896 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
897 T & F RESEARCH LIMITED 2 2 4 50.00
898 T G SECURITIES LIMITED 2 2 4 50.00
899 Tensant Securities Limited 2 2 4 50.00 2004-08-25
900 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
901 Tung Shun & Company 1 3 4 75.00
902 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
903 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
904 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
905 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
906 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
907 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
908 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
909 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
910 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
911 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
912 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
913 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
914 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
915 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
916 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
917 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
918 ACM ASIA LIMITED 2 1 3 33.33
919 ADM SECURITIES LIMITED 2 1 3 33.33
920 AIF Securities Limited 3 0 3 0.00 2004-11-02
921 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
922 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
923 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
924 Anuenue Advisors Limited 1 2 3 66.67
925 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
926 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
927 Asian Pacific Investment Company 1 2 3 66.67
928 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
929 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
930 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
931 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
932 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
933 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
934 BGI Capital Limited 3 0 3 0.00 2004-03-24
935 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
936 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
937 BPEA EQT Limited 2 1 3 33.33
938 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
939 CBRE Investment Management (Asia) Limited 2 1 3 33.33
940 Champion & Co. 1 2 3 66.67
941 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
942 China Finance KAB Limited 3 0 3 0.00 2004-12-23
943 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
944 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
945 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
946 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
947 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
948 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
949 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
950 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
951 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
952 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
953 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
954 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
955 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
956 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
957 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
958 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
959 GET NICE CAPITAL LIMITED 3 0 3 0.00
960 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
961 Giny Securities Company 1 2 3 66.67
962 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
963 Goldin Equities Limited 2 1 3 33.33
964 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
965 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
966 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
967 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
968 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
969 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
970 IMARKETS LIMITED 1 2 3 66.67
971 Investec Asia Limited 3 0 3 0.00
972 JK Capital Management Limited 2 1 3 33.33
973 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
974 Katherine Ip & Company 1 2 3 66.67
975 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
976 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
977 Longitude Asia Limited 2 1 3 33.33
978 Lynx Portfolio Limited 2 1 3 33.33
979 Mackenzie Investments Asia Limited 2 1 3 33.33
980 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
981 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
982 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
983 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
984 Mercer (Hong Kong) Limited 1 2 3 66.67
985 Merdeka Securities Limited 3 0 3 0.00
986 MLI LIMITED (d2018-03-29) 1 2 3 66.67
987 Nan Lee Investment Co. 1 2 3 66.67
988 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
989 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
990 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
991 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
992 Open Asset Management Limited 2 1 3 33.33
993 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
994 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
995 OSCAR BENSON LIMITED 1 2 3 66.67
996 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
997 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
998 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
999 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
1000 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1001 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
1002 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
1003 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
1004 Redford Asset Management Limited 2 1 3 33.33
1005 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
1006 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1007 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
1008 SCM CHINA LIMITED 2 1 3 33.33
1009 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1010 Seaga International 1 2 3 66.67
1011 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1012 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1013 Sinofortune Financial Capital Limited 2 1 3 33.33
1014 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1015 Soo Pui Chen & Company 1 2 3 66.67
1016 Stellar Securities Limited 2 1 3 33.33
1017 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1018 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1019 Szehope & Company 1 2 3 66.67
1020 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1021 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1022 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
1023 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1024 Value Partners Private Equity Limited 1 2 3 66.67
1025 VC International Asset Management Limited 2 1 3 33.33
1026 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1027 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1028 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1029 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1030 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1031 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1032 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1033 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1034 AASTOCKS.COM LIMITED 2 0 2 0.00
1035 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
1036 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
1037 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
1038 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
1039 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1040 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1041 AMRI ADVISORY LIMITED 1 1 2 50.00
1042 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1043 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
1044 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
1045 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
1046 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
1047 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1048 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
1049 Avia Asset Management Limited 2 0 2 0.00
1050 BALI SECURITIES CO. LIMITED 2 0 2 0.00
1051 BARBER ASIA LIMITED 1 1 2 50.00
1052 BDO FINANCIAL SERVICES LIMITED 2 0 2 0.00
1053 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
1054 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1055 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
1056 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
1057 Bright Securities Company (The) 1 1 2 50.00
1058 BROOKE CAPITAL LIMITED 2 0 2 0.00
1059 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
1060 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1061 CERES CAPITAL LIMITED 2 0 2 0.00
1062 CES Wealth Management (HK) Limited 2 0 2 0.00
1063 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1064 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1065 China Enterprise Securities Company Limited 2 0 2 0.00
1066 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1067 China Gather Wealth Financial Company Limited 2 0 2 0.00
1068 China Integrity Investment Limited 2 0 2 0.00
1069 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
1070 Ching Yick Company 1 1 2 50.00
1071 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
1072 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
1073 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1074 D.J. SECURITIES LIMITED 2 0 2 0.00
1075 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
1076 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
1077 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1078 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1079 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
1080 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1081 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1082 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
1083 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1084 FULLJET SECURITIES LIMITED 2 0 2 0.00
1085 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1086 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
1087 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1088 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
1089 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1090 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1091 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1092 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1093 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
1094 HENCO CAPITAL LIMITED 2 0 2 0.00
1095 HOORAY CAPITAL LIMITED 2 0 2 0.00
1096 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
1097 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1098 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
1099 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
1100 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1101 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
1102 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1103 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1104 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1105 iVenture Investment Management Limited 2 0 2 0.00
1106 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1107 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1108 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1109 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
1110 KARFORD SECURITIES LIMITED 2 0 2 0.00
1111 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
1112 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1113 KGI Asset Management Limited 2 0 2 0.00
1114 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1115 Ko Kun Stock Company 1 1 2 50.00
1116 LAU & COMPANY LIMITED 2 0 2 0.00
1117 LIPPO INVESTMENTS MANAGEMENT LIMITED 2 0 2 0.00
1118 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
1119 Lombard Investments (HK) Limited 2 0 2 0.00
1120 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1121 Mainland Securities Co. 1 1 2 50.00
1122 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
1123 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1124 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1125 MCP Holdings Limited (HK) 2 0 2 0.00
1126 MEAG Hong Kong Limited 2 0 2 0.00
1127 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1128 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1129 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1130 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
1131 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1132 Optima Capital Limited 2 0 2 0.00
1133 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
1134 orientiert XYZ Securities Limited 2 0 2 0.00 2004-12-03
1135 Oshidori Corporate Finance Limited 1 1 2 50.00
1136 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
1137 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1138 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
1139 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
1140 PANURGY LIMITED 2 0 2 0.00
1141 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
1142 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
1143 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
1144 Polen Capital HK Limited 2 0 2 0.00
1145 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1146 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
1147 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
1148 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1149 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1150 San Wan Yuan & Company 1 1 2 50.00
1151 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1152 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1153 SKY WARD ASIA LIMITED 1 1 2 50.00
1154 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1155 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1156 SPDB International Holdings Limited 2 0 2 0.00
1157 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1158 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1159 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1160 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1161 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1162 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1163 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1164 Tai Chuen Securities Co. 1 1 2 50.00
1165 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1166 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1167 Tokio Marine Investment Services, Limited 2 0 2 0.00
1168 Towers Watson Hong Kong Limited 1 1 2 50.00
1169 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1170 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
1171 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1172 Union Securities Co 1 1 2 50.00
1173 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1174 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1175 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1176 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1177 WALCO SECURITIES LIMITED 1 1 2 50.00
1178 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1179 WING TAK SECURITIES LIMITED 2 0 2 0.00
1180 Winning & Company 1 1 2 50.00
1181 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1182 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1183 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
1184 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1185 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1186 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1187 Axis Capital Management Limited 1 0 1 0.00
1188 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1189 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1190 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1191 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1192 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1193 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1194 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
1195 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1196 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1197 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1198 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1199 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1200 China Finance Holdings Limited 1 0 1 0.00
1201 Chung Tak & Company 1 0 1 0.00
1202 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1203 COMMENCE COMPANY LIMITED 1 0 1 0.00
1204 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1205 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1206 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1207 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
1208 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1209 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1210 EYREMOUNT LIMITED 1 0 1 0.00
1211 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1212 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1213 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1214 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1215 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1216 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1217 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1218 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1219 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1220 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1221 H & A Investment Company 1 0 1 0.00
1222 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1223 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1224 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1225 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1226 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1227 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1228 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1229 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1230 K.K. Wong & Company 1 0 1 0.00
1231 KHG Lam 1 0 1 0.00
1232 Kwok Chung Chun Securities Company 1 0 1 0.00
1233 Lawsons Securities Company 1 0 1 0.00
1234 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1235 MARC FABER LIMITED 1 0 1 0.00
1236 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1237 Maurice Lee Investment Advisor Company 1 0 1 0.00
1238 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1239 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1240 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1241 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1242 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1243 Offshore Financial Consultants 1 0 1 0.00
1244 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1245 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1246 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1247 Pacific Sun Advisors Limited 1 0 1 0.00
1248 Prashant K. Trivedi 1 0 1 0.00
1249 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1250 Public Pacific Securities Limited 1 0 1 0.00
1251 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1252 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1253 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1254 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1255 SA Capital Limited (HK) 1 0 1 0.00
1256 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1257 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1258 Silk Road International Capital Limited 1 0 1 0.00
1259 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1260 South China Asset Management Limited 1 0 1 0.00
1261 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1262 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1263 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1264 Success Power Investment Advisory Limited 1 0 1 0.00
1265 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1266 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1267 TCW ASIA LIMITED 1 0 1 0.00
1268 Ten & Ten Securities Company 0 1 1 100.00
1269 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1270 TVC MANAGEMENT LIMITED 1 0 1 0.00
1271 UNITED CAPITAL LIMITED 1 0 1 0.00
1272 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1273 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1274 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1275 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1276 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1277 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1278 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1279 Y. S. Law & Co. 1 0 1 0.00
1280 YARDLEY FINANCE LIMITED 1 0 1 0.00
1280 Average 2.63 17.50 20.12 86.94

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