SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Morgan Stanley Asia Limited 26 1163 1189 97.81 2006-04-07
2 Manulife Investment Management (Hong Kong) Limited 6 1182 1188 99.49
3 GOLDMAN SACHS (ASIA) L.L.C. 61 825 886 93.12 2009-02-19
4 OnePlatform Asset Management Limited 15 851 866 98.27 2007-07-04
5 Merrill Lynch (Asia Pacific) Limited 20 822 842 97.62
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 699 705 99.15
7 Citigroup Global Markets Asia Limited 23 640 663 96.53 2008-03-31
8 Merrill Lynch Far East Limited 18 613 631 97.15 2010-08-20
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 562 573 98.08
10 Morgan Stanley Hong Kong Securities Limited 13 535 548 97.63 2010-11-30
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 15 490 505 97.03 2003-10-15
12 Everbright Securities Investment Services (HK) Limited 9 493 502 98.21
13 Credit Suisse (Hong Kong) Limited 31 470 501 93.81 2008-11-04
14 KGI ASIA LIMITED 13 481 494 97.37
15 UBS SECURITIES ASIA LIMITED 13 460 473 97.25
16 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
17 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 414 430 96.28 2003-09-30
18 CES Commodities (HK) Limited 4 390 394 98.98
19 MACQUARIE CAPITAL LIMITED 19 363 382 95.03
20 KGI FUTURES (HONG KONG) LIMITED 8 352 360 97.78
21 BARCLAYS CAPITAL ASIA LIMITED 22 328 350 93.71 2005-01-12
22 GOLDMAN SACHS FUTURES (ASIA) LIMITED 13 337 350 96.29
23 HAITONG INTERNATIONAL FUTURES LIMITED 9 337 346 97.40
24 BOCI SECURITIES LIMITED 17 322 339 94.99 2004-03-01
25 CELESTIAL SECURITIES LIMITED 6 311 317 98.11 2004-03-13
26 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 290 295 98.31 2006-01-25
27 BOCOM International Securities Limited 8 261 269 97.03 2007-09-10
28 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
29 Daiwa Capital Markets Hong Kong Limited 17 240 257 93.39 2007-10-05
30 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 243 251 96.81
31 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 20 219 239 91.63 2008-08-20
32 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 228 235 97.02 2007-07-04
33 Tung Shing Securities (Brokers) Limited 5 219 224 97.77
34 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 218 223 97.76
35 CLSA LIMITED 7 213 220 96.82
36 SG SECURITIES (HK) LIMITED 24 188 212 88.68 2003-12-16
37 CITIC Securities Brokerage (HK) Limited 12 195 207 94.20
38 FULBRIGHT SECURITIES LIMITED 9 197 206 95.63 2010-05-18
39 Yuanta Asia Investment (Hong Kong) Limited 16 189 205 92.20 2003-08-13
40 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 198 203 97.54
41 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 191 197 96.95
42 HSBC BROKING SECURITIES (ASIA) LIMITED 10 182 192 94.79
43 DEUTSCHE SECURITIES ASIA LIMITED 10 181 191 94.76 2004-01-08
44 HSBC BROKING FUTURES (ASIA) LIMITED 7 171 178 96.07
45 CES Forex (HK) Limited 3 172 175 98.29
46 EMPEROR SECURITIES LIMITED (HK) 6 166 172 96.51
47 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 166 171 97.08
48 CELESTIAL COMMODITIES LIMITED 5 162 167 97.01
49 DBS VICKERS (HONG KONG) LIMITED 4 163 167 97.60 2003-10-14
50 PRUDENTIAL BROKERAGE LIMITED 3 161 164 98.17
51 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 156 161 96.89 2009-10-15
52 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 21 139 160 86.88 2005-02-15
53 HSBC BROKING FOREX (ASIA) LIMITED 8 151 159 94.97
54 CHIEF SECURITIES LIMITED 5 153 158 96.84 2006-04-20
55 EAST ASIA SECURITIES COMPANY LIMITED 4 151 155 97.42
56 FIL Investment Management (Hong Kong) Limited 7 144 151 95.36
57 Quam Securities Limited 6 138 144 95.83 2004-10-15
58 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 134 138 97.10 2009-10-05
59 RHB SECURITIES HONG KONG LIMITED 8 130 138 94.20 2006-11-17
60 CLSA RESEARCH LIMITED 3 132 135 97.78
61 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
62 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
63 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 11 116 127 91.34
64 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 107 112 95.54
65 JPMorgan Funds (Asia) Limited 9 101 110 91.82
66 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 106 109 97.25
67 EMPEROR FUTURES LIMITED 3 106 109 97.25
68 HSBC Global Asset Management (Hong Kong) Limited 15 93 108 86.11 2006-03-29
69 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 101 108 93.52 2003-12-02
70 JPMorgan Asset Management (Asia Pacific) Limited 11 96 107 89.72 2006-02-16
71 SOUTH CHINA SECURITIES LIMITED 5 102 107 95.33
72 WM (HK) Limited 1 106 107 99.07
73 Nerico Brothers Limited (HK) 12 94 106 88.68 2004-11-30
74 Huarong International Securities Limited 7 97 104 93.27 2004-10-25
75 Credit Agricole Securities (Asia) Limited 8 95 103 92.23
76 MIZUHO SECURITIES ASIA LIMITED 17 83 100 83.00 2007-02-26
77 GET NICE SECURITIES LIMITED 5 94 99 94.95
78 YF Life Investors Limited 3 96 99 96.97 2004-08-30
79 BlackRock (Hong Kong) Limited (d2017-01-20) 10 88 98 89.80
80 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
81 Macquarie Corporate (Hong Kong) Limited 9 86 95 90.53
82 BOCI ASIA LIMITED 16 78 94 82.98
83 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
84 HSBC LIFE (INTERNATIONAL) LIMITED 1 91 92 98.91
85 NOMURA SECURITIES (HONG KONG) LIMITED 3 89 92 96.74 2010-02-01
86 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 92.39 2004-10-14
87 CITIC Securities Futures (HK) Limited 8 82 90 91.11
88 CORPORATE BROKERS LIMITED 4 86 90 95.56
89 KINGSTON SECURITIES LIMITED 4 85 89 95.51
90 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 84 89 94.38 2010-02-23
91 FWD Life Insurance Company (Bermuda) Limited 4 84 88 95.45
92 Newedge Broker Hong Kong Limited 5 83 88 94.32
93 UBS SECURITIES HONG KONG LIMITED 8 80 88 90.91
94 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 79 87 90.80 2003-10-31
95 RBS Asia Corporate Finance Limited 6 81 87 93.10
96 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 83 86 96.51
97 CHIEF COMMODITIES LIMITED 4 82 86 95.35 2006-05-17
98 Julius Baer (Hong Kong) Limited 3 83 86 96.51 2006-09-14
99 HSBC BROKING FUTURES (HONG KONG) LIMITED 7 78 85 91.76
100 Credit Suisse Securities (Hong Kong) Limited 8 75 83 90.36
101 FIL Investment Advisors 5 78 83 93.98
102 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 14 69 83 83.13 2004-05-31
103 CCB INTERNATIONAL SECURITIES LIMITED 8 74 82 90.24 2005-08-19
104 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 75 81 92.59
105 iBest Consultants Limited 4 77 81 95.06 2008-04-15
106 MIB SECURITIES (HONG KONG) LIMITED 9 72 81 88.89
107 Tung Shing Futures (Brokers) Limited 5 76 81 93.83
108 SANFULL SECURITIES LIMITED 6 73 79 92.41
109 SOUTH CHINA COMMODITIES LIMITED 3 75 78 96.15
110 CENTALINE WEALTH MANAGEMENT LIMITED 4 72 76 94.74 2004-04-02
111 Success Securities Limited 3 73 76 96.05
112 CCB INTERNATIONAL CAPITAL LIMITED 12 63 75 84.00 2004-05-27
113 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 70 75 93.33
114 FULBRIGHT FUTURES LIMITED 4 69 73 94.52 2005-12-05
115 Lion Global Financial Limited 5 66 71 92.96 2008-10-10
116 VC BROKERAGE LIMITED 3 68 71 95.77
117 SINOPAC SECURITIES (ASIA) LIMITED 8 62 70 88.57
118 RHB FUTURES HONG KONG LIMITED 5 64 69 92.75 2005-09-28
119 SAMSUNG SECURITIES (ASIA) LIMITED 5 64 69 92.75
120 orientiert XYZ Securities Limited 2 66 68 97.06 2004-12-03
121 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 58 67 86.57 2005-06-06
122 Evergrande Securities (Hong Kong) Limited 6 59 65 90.77
123 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
124 ENLIGHTEN SECURITIES LIMITED 4 60 64 93.75
125 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 56 64 87.50
126 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 61 64 95.31
127 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
128 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 57 63 90.48
129 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
130 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 60 63 95.24
131 FIRST SHANGHAI SECURITIES LIMITED 4 59 63 93.65
132 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 90.48
133 CHONG HING SECURITIES LIMITED 4 58 62 93.55
134 Standard Chartered Securities (Hong Kong) Limited 14 48 62 77.42
135 ABCI Securities Company Limited 9 52 61 85.25 2005-11-15
136 AllianceBernstein Hong Kong Limited 8 52 60 86.67 2006-10-05
137 BOCI COMMODITIES & FUTURES LIMITED 3 56 59 94.92 2004-11-17
138 ASSET MANAGEMENT GROUP LIMITED 2 56 58 96.55 2006-01-17
139 ICBC INTERNATIONAL SECURITIES LIMITED 7 51 58 87.93 2008-11-14
140 BLACKSTONE GROUP (HK) LIMITED (THE) 4 53 57 92.98 2008-10-14
141 INVESCO HONG KONG LIMITED 7 50 57 87.72
142 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
143 BGC SECURITIES (HONG KONG) LLC 6 49 55 89.09 2007-08-29
144 Yuanta Securities (Hong Kong) Company Limited 12 43 55 78.18 2006-07-08
145 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
146 MF Global Hong Kong Limited 7 47 54 87.04 2005-08-26
147 T G HOLBORN (HK) LIMITED 3 51 54 94.44
148 Goldman Sachs Investment Management Hong Kong Limited 5 48 53 90.57
149 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
150 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 10 42 52 80.77 2004-07-15
151 KARL-THOMSON SECURITIES COMPANY LIMITED 4 48 52 92.31
152 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 46 52 88.46 2005-07-05
153 Taiping Securities (HK) Co Limited 5 47 52 90.38
154 CHOW SANG SANG SECURITIES LIMITED 4 47 51 92.16
155 Rakuten Securities Hong Kong Limited 2 49 51 96.08
156 BOCI RESEARCH LIMITED 5 44 49 89.80
157 CVP Securities Limited 2 47 49 95.92 2004-07-09
158 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 44 49 89.80
159 ICBC INTERNATIONAL CAPITAL LIMITED 9 40 49 81.63 2008-05-27
160 ICBC INTERNATIONAL FUTURES LIMITED 4 45 49 91.84 2009-05-06
161 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 45 49 91.84
162 VALUE PARTNERS LIMITED 5 44 49 89.80 2010-09-17
163 Success Futures and Foreign Exchange Limited 5 43 48 89.58 2005-12-06
164 VALUE PARTNERS HONG KONG LIMITED 3 45 48 93.75 2007-11-19
165 FWD Financial Planning Limited (HK) 5 42 47 89.36
166 Funderstone Securities Limited 4 42 46 91.30
167 KGI SECURITIES (HONG KONG) LIMITED 10 35 45 77.78
168 MUFG Securities Asia Limited 14 31 45 68.89 2010-12-31
169 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
170 Funderstone Futures Limited 3 41 44 93.18
171 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 37 44 84.09
172 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 42 44 95.45 2010-11-26
173 Rothschild & Co Hong Kong Limited 4 40 44 90.91 2005-04-27
174 BlackRock Asset Management North Asia Limited 4 39 43 90.70 2003-12-16
175 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 33 43 76.74 2005-11-29
176 Mason Securities Limited 6 37 43 86.05
177 ONE CHINA SECURITIES LIMITED 2 41 43 95.35 2004-03-01
178 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 40 43 93.02
179 TSE'S SECURITIES LIMITED 3 40 43 93.02
180 UBS DERIVATIVES HONG KONG LIMITED 4 39 43 90.70
181 VC FUTURES LIMITED 4 39 43 90.70
182 CGS International Securities Hong Kong Limited 5 37 42 88.10
183 WIN WONG SECURITIES LIMITED 3 39 42 92.86
184 WOCOM SECURITIES LIMITED 5 37 42 88.10
185 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
186 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 38 41 92.68 2007-10-10
187 Evergrande Futures (Hong Kong) Limited 4 37 41 90.24 2003-11-21
188 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 87.80
189 Mirae Asset Securities (HK) Limited 7 34 41 82.93 2007-01-11
190 UNITED SIMSEN FOREX DEALERS LIMITED 3 38 41 92.68
191 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
192 T.F.S. Derivatives HK Limited 4 36 40 90.00 2009-04-03
193 CSC SECURITIES (HK) LIMITED 4 35 39 89.74 2003-12-29
194 Halbis Capital Management (Hong Kong) Limited 7 32 39 82.05 2005-06-23
195 MIDLAND WEALTH MANAGEMENT LIMITED 3 36 39 92.31 2008-02-18
196 UBS Asset Management (Hong Kong) Limited 7 32 39 82.05
197 CASH Wealth Management Limited 3 35 38 92.11
198 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 7 31 38 81.58 2007-04-04
199 IAM LEGACY LIMITED 4 34 38 89.47 2007-08-21
200 STOCKWELL SECURITIES LIMITED 3 35 38 92.11
201 CINDA INTERNATIONAL FUTURES LIMITED 3 34 37 91.89
202 UPBEST SECURITIES COMPANY LIMITED 4 33 37 89.19
203 Amundi Hong Kong Limited 5 31 36 86.11
204 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 32 36 88.89 2008-12-31
205 CSI Corporate Finance (HK) Limited 7 29 36 80.56 2007-08-01
206 MIB FUTURES (HONG KONG) LIMITED 3 33 36 91.67
207 Point72 Hong Kong Limited 3 33 36 91.67 2006-11-14
208 WOCOM LIMITED (HK) 5 31 36 86.11
209 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
210 FIRST SHANGHAI FUTURES LIMITED 3 32 35 91.43
211 GF Securities (Hong Kong) Brokerage Limited 6 29 35 82.86 2007-01-31
212 Macquarie Asia Securities Limited 2 33 35 94.29 2005-07-26
213 Mason Futures Limited (HK) 5 30 35 85.71
214 PIPER JAFFRAY ASIA SECURITIES LIMITED 8 27 35 77.14
215 Rich Union Securities (H.K.) Limited 4 31 35 88.57
216 VICTORY SECURITIES COMPANY LIMITED 4 31 35 88.57 2007-02-16
217 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 28 34 82.35
218 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
219 NATIXIS ASIA LIMITED 3 31 34 91.18 2004-10-19
220 REDFORD SECURITIES LIMITED 2 32 34 94.12 2005-03-31
221 AXA Financial Planning (Hong Kong) Limited 5 28 33 84.85
222 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
223 GFI (HK) SECURITIES L.L.C. 2 31 33 93.94 2007-06-18
224 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 30 33 90.91
225 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 28 33 84.85
226 ENLIGHTEN FUTURES LIMITED 5 27 32 84.38
227 WING FUNG FUTURES LIMITED 4 28 32 87.50 2006-04-21
228 BSI Investment Advisors (Hong Kong) Limited 3 28 31 90.32 2010-08-27
229 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
230 HAITONG INTERNATIONAL RESEARCH LIMITED 3 28 31 90.32
231 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 25 31 80.65
232 JF INTERNATIONAL MANAGEMENT INC. 3 28 31 90.32
233 PIPER JAFFRAY ASIA LIMITED 5 26 31 83.87
234 Fosun International Securities Limited 10 20 30 66.67 2008-06-23
235 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
236 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 23 29 79.31
237 LEHIN SECURITIES LIMITED 3 26 29 89.66
238 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 26 29 89.66 2007-02-14
239 Northern Trust Company of Hong Kong Limited (The) 3 26 29 89.66
240 OnePlatform Securities Limited 2 27 29 93.10
241 SBI China Capital Financial Services Limited 5 24 29 82.76 2008-09-19
242 SBI China Capital Securities Limited 5 24 29 82.76
243 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 19 29 65.52 2008-02-21
244 WING FUNG SECURITIES LIMITED 3 26 29 89.66
245 CMB International Securities Limited 5 23 28 82.14 2010-06-15
246 Glory Sun Securities Limited 4 24 28 85.71
247 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 25 28 89.29 2007-01-30
248 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
249 IMC Asia Pacific Limited 3 25 28 89.29 2007-03-12
250 IPP Financial Advisers Limited 1 27 28 96.43 2006-12-21
251 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 85.71 2010-06-29
252 TAI SHING STOCK INVESTMENT CO. LIMITED 3 25 28 89.29
253 Vantage Capital Markets HK Limited 5 23 28 82.14 2008-10-02
254 BEA Union Investment Management Limited 5 22 27 81.48
255 DELTA ASIA SECURITIES LIMITED 3 24 27 88.89
256 GUOTAI JUNAN CAPITAL LIMITED 6 21 27 77.78
257 HPEF Capital Partners Limited 8 19 27 70.37
258 Mount Kellett Capital (Hong Kong) Limited 2 25 27 92.59 2008-09-25
259 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 19 27 70.37 2007-06-20
260 Prime Cdex Securities Limited 4 23 27 85.19
261 Rifa Securities Limited 4 23 27 85.19
262 Shang International Finance Limited 9 18 27 66.67
263 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 92.31 2008-04-25
264 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
265 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 23 26 88.46 2007-12-18
266 HGNH International Futures Co., Limited 7 19 26 73.08 2007-06-26
267 RBC Capital Markets (Hong Kong) Limited 2 24 26 92.31 2010-09-09
268 BOCI ASSET MANAGEMENT LIMITED 9 16 25 64.00
269 CAPITAL RESEARCH COMPANY 3 22 25 88.00 2004-11-10
270 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
271 GAM HONG KONG LIMITED 3 22 25 88.00
272 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 20 25 80.00 2005-11-15
273 Jefferies Hong Kong Limited 3 22 25 88.00 2010-01-04
274 KAISER SECURITIES LIMITED 2 23 25 92.00
275 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
276 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 23 25 92.00 2007-03-09
277 South China Forex Limited 3 22 25 88.00 2010-06-21
278 Wellington Management Hong Kong Limited (b2003-01-02) 5 20 25 80.00 2003-09-18
279 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
280 CAIIS Limited 3 21 24 87.50 2006-05-23
281 DWS Investments Hong Kong Limited 3 21 24 87.50
282 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
283 Hafoo Securities Limited 3 21 24 87.50 2009-12-09
284 HUNG SING SECURITIES LIMITED 4 20 24 83.33
285 Knight Capital Asia Limited 4 20 24 83.33 2008-10-23
286 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
287 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 22 24 91.67
288 OKACHI (HONG KONG) COMPANY LIMITED 3 21 24 87.50
289 PEGASUS FUND MANAGERS LIMITED 2 22 24 91.67
290 Planetree Securities Limited 4 20 24 83.33
291 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 19 24 79.17 2007-04-26
292 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 15 23 65.22 2003-08-29
293 BMI FUNDS MANAGEMENT LIMITED 4 19 23 82.61 2010-09-10
294 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
295 Channel 8 Wealth Management Limited 3 20 23 86.96 2010-01-27
296 CHINA EVERBRIGHT CAPITAL LIMITED 7 16 23 69.57 2005-05-09
297 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
298 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 18 23 78.26 2007-12-07
299 CITIC Securities CLSA Capital Partners (HK) Limited 4 19 23 82.61
300 Everbright Securities Digital Finance (HK) Limited 3 20 23 86.96
301 EWARTON SECURITIES LIMITED 6 17 23 73.91
302 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 17 23 73.91
303 HAITONG INTERNATIONAL CAPITAL LIMITED 7 16 23 69.57
304 JIMEI SECURITIES LIMITED 3 20 23 86.96 2008-12-09
305 KAISER FUTURES LIMITED 3 20 23 86.96
306 North Beta International Securities Limited 3 20 23 86.96 2009-07-17
307 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 82.61 2007-05-17
308 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
309 SBI China Capital Commodities Limited 5 18 23 78.26
310 SINOPAC FUTURES (ASIA) LIMITED 5 18 23 78.26
311 Telecom King Securities Limited 3 20 23 86.96 2007-10-17
312 Well Link International Securities Limited 2 21 23 91.30
313 WING FUNG FOREX LIMITED 4 19 23 82.61 2009-01-08
314 AIF Securities Limited 7 15 22 68.18 2004-11-02
315 DL BROKERAGE LIMITED 3 19 22 86.36
316 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
317 GAOYU SECURITIES LIMITED 5 17 22 77.27
318 INSTINET PACIFIC LIMITED 4 18 22 81.82
319 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
320 ORIENT SECURITIES LIMITED 3 19 22 86.36
321 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 86.36
322 SINO CAPITAL SECURITIES LIMITED 3 19 22 86.36
323 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27 2009-06-02
324 TAI TAK SECURITIES (ASIA) LIMITED 4 18 22 81.82
325 TT INTERNATIONAL (HONG KONG) LIMITED 7 15 22 68.18 2004-06-04
326 WILSON SECURITIES LIMITED 2 20 22 90.91 2010-02-25
327 WINFULL SECURITIES LIMITED 3 19 22 86.36
328 Allianz Global Investors Hong Kong Limited 4 17 21 80.95
329 Beevest Securities Limited 5 16 21 76.19 2005-03-07
330 CSC FUTURES (HK) LIMITED 3 18 21 85.71
331 Essence International Financial Holdings Limited 3 18 21 85.71
332 GAYANG SECURITIES LIMITED 3 18 21 85.71 2010-11-09
333 GOLDENWAY SECURITIES COMPANY LIMITED 2 19 21 90.48
334 HANG SENG SECURITIES LIMITED 6 15 21 71.43
335 HENYEP SECURITIES LIMITED 3 18 21 85.71
336 HSBC FUTURES (SINGAPORE) PTE LTD 4 17 21 80.95 2007-04-20
337 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 19 21 90.48 2008-06-30
338 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 19 21 90.48 2007-01-09
339 Religare Capital Markets (Hong Kong) Limited 4 17 21 80.95 2008-07-24
340 SPS SECURITIES LIMITED 5 16 21 76.19
341 St. James's Place (Hong Kong) Limited 2 19 21 90.48
342 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 85.71 2004-05-19
343 YICKO SECURITIES LIMITED 4 17 21 80.95
344 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
345 BUSINESS SECURITIES LIMITED 2 18 20 90.00
346 CHEER UNION SECURITIES LIMITED 2 18 20 90.00
347 DBS ASIA CAPITAL LIMITED 5 15 20 75.00
348 Emperor Wealth Management Limited 3 17 20 85.00 2009-06-09
349 Essence International Securities (Hong Kong) Limited 2 18 20 90.00 2010-05-18
350 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
351 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 18 20 90.00 2007-04-18
352 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 85.00
353 IBTS ASIA (HK) LIMITED 2 18 20 90.00 2005-11-17
354 ICAP Securities Hong Kong Limited 3 17 20 85.00 2005-10-06
355 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 14 20 70.00 2006-09-12
356 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 18 20 90.00
357 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00
358 Pictet Asset Management (Hong Kong) Limited 4 16 20 80.00 2006-10-26
359 SPARX Asia Investment Advisors Limited 5 15 20 75.00 2004-04-20
360 Virtu ITG Hong Kong Limited 5 15 20 75.00
361 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
362 AMPLE CAPITAL LIMITED 8 11 19 57.89 2007-01-02
363 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 15 19 78.95 2006-07-03
364 HUA NAN SECURITIES (HK) LIMITED 5 14 19 73.68 2008-04-08
365 Keefe, Bruyette & Woods Asia Limited 8 11 19 57.89 2010-03-03
366 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 14 19 73.68 2008-12-18
367 SynerWealth Financial Limited 2 17 19 89.47 2009-02-04
368 T. Rowe Price Hong Kong Limited 2 17 19 89.47 2010-12-21
369 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
370 Well Link Securities Limited 4 15 19 78.95 2005-11-11
371 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
372 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
373 CC Finance Limited 4 14 18 77.78 2006-04-20
374 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
375 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 83.33 2005-03-24
376 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
377 Income Partners Asset Management (HK) Limited 5 13 18 72.22
378 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 16 18 88.89 2004-12-16
379 KINGSTON FUTURES LIMITED 2 16 18 88.89
380 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 88.89 2003-07-08
381 Oppenheimer Investments Asia Limited 4 14 18 77.78 2010-02-12
382 Optima Capital Limited 4 14 18 77.78 2007-10-25
383 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
384 ORIENTAL WEALTH SECURITIES LIMITED 4 14 18 77.78 2008-09-05
385 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 77.78
386 Sunrise Brokers (Hong Kong) Limited 2 16 18 88.89 2009-12-09
387 Tiger Securities Asset Management Company Limited 6 12 18 66.67 2006-12-29
388 WINTECH SECURITIES LIMITED 4 14 18 77.78
389 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
390 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
391 BERICH BROKERAGE LIMITED 2 15 17 88.24
392 BOCOM International (Asia) Limited 8 9 17 52.94 2007-09-21
393 CBH Asia Limited 3 14 17 82.35 2010-09-24
394 CES Capital International (Hong Kong) Co., Limited 7 10 17 58.82 2008-03-20
395 CLSA FUTURES LIMITED 3 14 17 82.35
396 CMBC SECURITIES COMPANY LIMITED 3 14 17 82.35 2008-01-24
397 D. E. Shaw & Co. (Asia Pacific) Limited 4 13 17 76.47 2007-11-14
398 FORTUNE (HK) SECURITIES LIMITED 2 15 17 88.24
399 GLOBAL INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2005-01-27
400 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 14 17 82.35 2008-07-03
401 HARVEST GLOBAL INVESTMENTS LIMITED 4 13 17 76.47 2009-02-16
402 Interactive Brokers LLC 3 14 17 82.35 2007-03-19
403 JPMorgan Asset Management Real Assets (Asia) Limited 4 13 17 76.47 2009-06-26
404 MFG Limited (HK) 4 13 17 76.47 2006-07-17
405 MTF SECURITIES LIMITED 2 15 17 88.24
406 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
407 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
408 Penjing Asset Management (HK) Limited 5 12 17 70.59 2005-03-24
409 Public Securities Limited 3 14 17 82.35
410 Sino-Rich Securities & Futures Limited 4 13 17 76.47 2005-09-17
411 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
412 WINTONE SECURITIES LIMITED 3 14 17 82.35 2004-02-16
413 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
414 AISANCE ASSET MANAGEMENT LIMITED 5 11 16 68.75 2005-06-16
415 APG Investments Asia Limited 6 10 16 62.50 2008-11-18
416 CELETIO INVESTMENTS LIMITED 3 13 16 81.25
417 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
418 China Asset Management (Hong Kong) Limited 5 11 16 68.75 2008-12-10
419 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 11 16 68.75 2006-12-08
420 CITIC Securities Asset Management (HK) Limited 4 12 16 75.00 2008-08-01
421 CMB International Capital Limited 4 12 16 75.00 2010-09-07
422 CTBC Asia Limited 5 11 16 68.75 2004-01-14
423 Eastspring Investments (Hong Kong) Limited 3 13 16 81.25 2006-08-08
424 ELSTONE SECURITIES LIMITED 4 12 16 75.00
425 Everbright Securities Global (HK) Limited 4 12 16 75.00
426 Fidelity Management & Research (Hong Kong) Limited 3 13 16 81.25 2008-09-04
427 FIRST SECURITIES (HK) LIMITED 6 10 16 62.50 2009-08-03
428 FIRST WORLDSEC SECURITIES LIMITED 4 12 16 75.00
429 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
430 Neuberger Berman Asia Limited 3 13 16 81.25 2008-03-13
431 Public Financial Securities Limited 3 13 16 81.25
432 REALINK FINANCIAL TRADE LIMITED 4 12 16 75.00 2003-09-25
433 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 9 16 56.25
434 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
435 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
436 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
437 Beijing Securities Limited 4 11 15 73.33 2008-11-07
438 BOCOM International Asset Management Limited 6 9 15 60.00 2007-09-13
439 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
440 CMB International Global Markets Limited 2 13 15 86.67
441 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 13 15 86.67
442 GF FUTURES (HONG KONG) CO., LIMITED 2 13 15 86.67 2007-02-16
443 HANG TAI SECURITIES LIMITED 3 12 15 80.00
444 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
445 HING WONG SECURITIES LIMITED 3 12 15 80.00
446 Hong Kong Securities (International) Company Limited 2 13 15 86.67 2009-07-23
447 LIM ADVISORS LIMITED 2 13 15 86.67
448 LOMBARD ODIER (HONG KONG) LIMITED 5 10 15 66.67
449 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
450 Rifa Futures Limited 2 13 15 86.67 2008-12-01
451 SAIL ADVISORS LIMITED 5 10 15 66.67 2004-05-17
452 TT INTERNATIONAL (LONDON) LIMITED 6 9 15 60.00 2008-12-12
453 Waterland Securities (HK) Company Limited 4 11 15 73.33 2009-02-20
454 Wells Fargo Securities Asia Limited 4 11 15 73.33 2008-04-25
455 AIF CAPITAL LIMITED 4 10 14 71.43
456 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
457 Arta Asset Management Limited 4 10 14 71.43 2008-07-10
458 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 11 14 78.57
459 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 10 14 71.43 2007-04-20
460 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 71.43
461 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 10 14 71.43 2009-03-31
462 CNI Securities Group Limited 2 12 14 85.71 2009-12-15
463 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 85.71 2008-12-17
464 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
465 EAST ASIA FUTURES LIMITED 3 11 14 78.57
466 Eclipse Options (HK) Limited 2 12 14 85.71 2007-05-31
467 HSBC BROKING (CHINA) LIMITED 5 9 14 64.29
468 I-ACCESS INVESTORS LIMITED 6 8 14 57.14 2005-07-13
469 iFAST Financial (HK) Limited 4 10 14 71.43 2007-03-30
470 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
471 LEI SHING HONG SECURITIES LIMITED 3 11 14 78.57
472 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 71.43 2003-06-06
473 MALAHON SECURITIES LIMITED 2 12 14 85.71
474 MANGO FINANCIAL LIMITED 3 11 14 78.57
475 Nomura Asset Management Hong Kong Limited 4 10 14 71.43
476 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
477 Open Securities Limited 4 10 14 71.43 2010-07-16
478 ORION INVESTMENT MANAGEMENT LIMITED 3 11 14 78.57 2009-11-06
479 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 7 14 50.00 2007-03-01
480 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
481 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
482 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
483 Redford Asset Management Limited 3 11 14 78.57 2010-03-09
484 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
485 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
486 Shacom Securities Limited 3 11 14 78.57
487 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
488 Sinofortune Securities Limited 4 10 14 71.43
489 Vision Capital Investment Management Limited 2 12 14 85.71 2003-12-17
490 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
491 ASPEN HILL PARTNERS (HONG KONG) LIMITED 2 11 13 84.62 2008-08-08
492 BULLISH SECURITIES LIMITED 2 11 13 84.62
493 Citadel Asia Limited 3 10 13 76.92 2005-10-21
494 ELLIOTT ADVISORS (HK) LIMITED 3 10 13 76.92 2005-03-08
495 FLAG Squadron Asia Limited 7 6 13 46.15 2006-10-24
496 GF Capital (Hong Kong) Limited 6 7 13 53.85 2007-01-31
497 HENIK SECURITIES LIMITED 2 11 13 84.62
498 ICAP Equities Asia Limited 3 10 13 76.92 2008-12-22
499 ICBC (ASIA) SECURITIES LIMITED 4 9 13 69.23
500 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
501 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
502 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 61.54
503 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
504 LAMTEX SECURITIES LIMITED 2 11 13 84.62
505 LUEN SING SECURITIES LIMITED 3 10 13 76.92
506 M&F Asset Management Limited 3 10 13 76.92
507 Neutral Financial Holding Company Limited 3 10 13 76.92
508 PHOENIX CAPITAL SECURITIES LIMITED 6 7 13 53.85 2006-07-03
509 PO SANG SECURITIES LIMITED 2 11 13 84.62
510 Quam Capital Limited (b1994-08-04) 6 7 13 53.85
511 Rabo Brokerage HK Limited 2 11 13 84.62 2007-09-12
512 RHB CAPITAL HONG KONG LIMITED 3 10 13 76.92
513 RPS INVESTMENT LIMITED 4 9 13 69.23
514 SHUN HENG SECURITIES LIMITED 2 11 13 84.62
515 SJS Markets Limited 3 10 13 76.92 2005-03-02
516 StormHarbour Securities (Hong Kong) Limited 4 9 13 69.23 2010-03-18
517 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
518 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
519 Anuenue Securities Limited 2 10 12 83.33
520 Astrum Capital Management Limited (HK) 4 8 12 66.67 2005-07-08
521 BREVAN HOWARD (HONG KONG) LIMITED 4 8 12 66.67 2004-07-12
522 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
523 CHARLES SCHWAB, HONG KONG, LIMITED 4 8 12 66.67
524 China Finance KAB Limited 3 9 12 75.00 2004-12-23
525 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
526 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
527 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 9 12 75.00 2010-08-20
528 De Riva Asia Limited 2 10 12 83.33 2010-07-29
529 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
530 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
531 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 9 12 75.00 2004-11-29
532 ICBC Asset Management (Global) Company Limited 4 8 12 66.67
533 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
534 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
535 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 83.33 2006-11-28
536 KINGSWAY CAPITAL LIMITED 4 8 12 66.67 2008-08-14
537 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 66.67
538 MCP Holdings Limited (HK) 2 10 12 83.33
539 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
540 NEW TREND FUTURES LIMITED 4 8 12 66.67
541 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 75.00 2008-07-29
542 Pinpoint Investment Advisor Limited 3 9 12 75.00 2006-12-27
543 PIPER JAFFRAY ASIA FUTURES LIMITED 2 10 12 83.33 2004-02-13
544 Planetree Futures Limited 4 8 12 66.67
545 Pyramis Global Advisors (Hong Kong) Limited 5 7 12 58.33 2008-07-29
546 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2005-06-24
547 ROOFER SECURITIES LIMITED 3 9 12 75.00
548 SEEKERS MARKETS LIMITED 2 10 12 83.33
549 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 8 12 66.67
550 Templewater Hong Kong Limited 4 8 12 66.67
551 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 66.67
552 TULLETT PREBON (HONG KONG) LIMITED 3 9 12 75.00 2010-08-26
553 VC CAPITAL LIMITED 5 7 12 58.33
554 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
555 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
556 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
557 Wisetrade Securities Limited 3 9 12 75.00
558 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2003-05-23
559 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
560 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
561 AM Squared Limited 2 9 11 81.82 2005-06-30
562 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 9 11 81.82
563 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
564 Bright Fund Management Limited 2 9 11 81.82
565 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 5 11 45.45
566 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
567 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
568 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 72.73
569 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
570 CHINA SYSTEM SECURITIES LIMITED 2 9 11 81.82 2005-07-07
571 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
572 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
573 COHEN & STEERS ASIA LIMITED 3 8 11 72.73 2005-07-29
574 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
575 DAH SING SECURITIES LIMITED 2 9 11 81.82
576 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 6 11 54.55
577 Future Growth Financial Services Limited 2 9 11 81.82 2010-04-08
578 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
579 Goldin Equities Limited 4 7 11 63.64 2008-12-17
580 GUOYUAN FUTURES (HONG KONG) LIMITED 1 10 11 90.91 2007-11-29
581 HANG SENG FUTURES LIMITED 2 9 11 81.82
582 Hao Tian International Securities Limited 3 8 11 72.73
583 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
584 Huajin Corporate Finance (International) Limited 4 7 11 63.64
585 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
586 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
587 JINRUI FUTURES (HONG KONG) LIMITED 3 8 11 72.73 2007-07-27
588 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
589 KVB Kunlun Securities (HK) Limited 4 7 11 63.64 2008-07-02
590 KWOK HING SECURITIES LIMITED 2 9 11 81.82
591 LaSalle Investment Management Hong Kong Limited 3 8 11 72.73 2007-06-14
592 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
593 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
594 Minerva Holding Financial Securities Limited 2 9 11 81.82
595 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 81.82 2010-11-03
596 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
597 ONSHINE SECURITIES LIMITED 3 8 11 72.73
598 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 4 7 11 63.64
599 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
600 SDHG International Securities Limited 3 8 11 72.73
601 SINOMAX SECURITIES LIMITED 2 9 11 81.82
602 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
603 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 63.64 2006-03-24
604 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
605 Turiya Advisors Asia Limited 2 9 11 81.82 2005-04-26
606 UBP ASSET MANAGEMENT ASIA LIMITED 5 6 11 54.55 2007-01-11
607 UPBEST COMMODITIES COMPANY LIMITED 3 8 11 72.73
608 WING FAT SECURITIES LIMITED 3 8 11 72.73
609 abrdn Hong Kong Limited 4 6 10 60.00
610 AD Capital Management (Hong Kong) Limited 2 8 10 80.00 2004-09-08
611 Belvest Investment Services Limited 2 8 10 80.00
612 CHINA EVERBRIGHT RESEARCH LIMITED 4 6 10 60.00
613 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
614 China Tonghai (IA) Limited 2 8 10 80.00
615 CHRISTFUND FUTURES LIMITED 2 8 10 80.00
616 CMS CAPITAL (HK) CO., LIMITED 5 5 10 50.00 2004-05-06
617 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
618 Cowen and Company (Asia) Limited 4 6 10 60.00 2003-12-19
619 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
620 CSOP Asset Management Limited 2 8 10 80.00 2008-09-29
621 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
622 EQT Partners Asia Limited 3 7 10 70.00
623 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
624 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
625 Fortune Origin Securities Limited 3 7 10 70.00 2009-07-09
626 FT Securities Limited 1 9 10 90.00 2005-09-22
627 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
628 GF Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-11-08
629 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
630 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
631 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
632 HPEF Venture Partners Limited 4 6 10 60.00
633 JIMEI FUTURES LIMITED 2 8 10 80.00 2008-12-09
634 Joy Silver Limited 3 7 10 70.00
635 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
636 KGI CAPITAL ASIA LIMITED 6 4 10 40.00
637 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
638 Marshall Wace Gavekal Asia Limited 2 8 10 80.00 2008-06-30
639 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
640 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
641 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 6 10 60.00
642 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
643 Oreana Financial Services Limited 4 6 10 60.00
644 ORIENTAL WEALTH FUTURES LIMITED 2 8 10 80.00 2009-06-18
645 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
646 Renaissance Capital (Hong Kong) Limited 5 5 10 50.00 2010-09-02
647 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
648 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
649 SENRIGAN CAPITAL GROUP LIMITED 2 8 10 80.00 2009-08-27
650 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 8 10 80.00 2007-08-17
651 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 80.00 2007-05-15
652 SOLID KING SECURITIES LIMITED 3 7 10 70.00
653 T G SECURITIES LIMITED 4 6 10 60.00 2005-12-19
654 TANG PING KONG LIMITED 3 7 10 70.00
655 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
656 TPG-AXON CAPITAL (HK), LIMITED 2 8 10 80.00 2005-05-31
657 WING ON SECURITIES LIMITED 2 8 10 80.00
658 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
659 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 50.00 2009-10-09
660 Zijing Capital Limited 3 7 10 70.00 2003-05-07
661 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
662 Anli Securities Limited 2 7 9 77.78
663 Bradbury Securities Limited 2 7 9 77.78
664 Capital International, Inc. 2 7 9 77.78 2007-07-03
665 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
666 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
667 China Integrity Investment Limited 4 5 9 55.56 2009-09-18
668 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
669 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
670 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
671 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 66.67
672 Evo Capital Management Asia Limited 2 7 9 77.78 2007-08-22
673 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
674 HONG KONG INTERNATIONAL FUTURES LIMITED 3 6 9 66.67
675 Hong Kong Stock Link Securities Limited 2 7 9 77.78
676 Hongkong Bay Securities Limited 2 7 9 77.78
677 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
678 KB Securities Hong Kong Limited 3 6 9 66.67
679 KILMOREY SECURITIES LIMITED 2 7 9 77.78
680 KMT SECURITIES LIMITED 2 7 9 77.78
681 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 5 9 55.56
682 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
683 LEE'S SECURITIES COMPANY LIMITED 3 6 9 66.67 2005-01-03
684 Legg Mason International Equities (Hong Kong) Limited 3 6 9 66.67
685 Merdeka Securities Limited 2 7 9 77.78
686 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 6 9 66.67
687 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 7 9 77.78
688 Nikko Asset Management Hong Kong Limited 2 7 9 77.78
689 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 4 9 44.44 2009-04-09
690 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
691 OP INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56 2004-02-18
692 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
693 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
694 PERRY CAPITAL (ASIA) LIMITED 2 7 9 77.78 2006-09-12
695 PineBridge Investments Hong Kong Limited 4 5 9 55.56
696 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
697 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
698 Segantii Capital Management Limited 4 5 9 55.56 2007-11-22
699 SOUTH CHINA RESEARCH LIMITED 4 5 9 55.56
700 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
701 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
702 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
703 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
704 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
705 VISION FINANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2006-11-14
706 WINGS SECURITIES (HK) LIMITED 2 7 9 77.78
707 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
708 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
709 Yunfeng Financial Markets Limited 4 5 9 55.56
710 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
711 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 75.00
712 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
713 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
714 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
715 ASA SECURITIES LIMITED 3 5 8 62.50 2010-08-19
716 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
717 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 62.50
718 BALLINGAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2004-08-13
719 BOKHARY SECURITIES LIMITED 2 6 8 75.00
720 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2006-11-01
721 BUSINESS FUTURES LIMITED 2 6 8 75.00
722 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
723 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
724 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
725 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
726 CMB International Capital Holdings Corporation Limited 5 3 8 37.50 2003-12-17
727 Coventry Capital HK Limited 2 6 8 75.00 2010-03-22
728 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
729 CS Wealth Securities Limited 4 4 8 50.00
730 DNB Asset Management (Asia) Limited 3 5 8 62.50
731 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 62.50 2009-01-02
732 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-02-26
733 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00 2009-12-24
734 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
735 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
736 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
737 Finet Securities Limited 4 4 8 50.00
738 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
739 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
740 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
741 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
742 GT CAPITAL LIMITED 2 6 8 75.00
743 Guo Tong Capital Management Company Limited 2 6 8 75.00 2010-05-24
744 GUODU SECURITIES (HONG KONG) LIMITED 4 4 8 50.00 2009-03-20
745 HERMES SECURITIES LIMITED 2 6 8 75.00
746 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
747 Huayu Securities Limited 2 6 8 75.00
748 Imagi Brokerage Limited 3 5 8 62.50
749 INTERCHINA SECURITIES LIMITED 3 5 8 62.50
750 IVORY CAPITAL PRIVATE LIMITED 2 6 8 75.00 2007-03-21
751 K.K.M. SECURITIES LIMITED 2 6 8 75.00
752 KPMG CORPORATE FINANCE LIMITED 4 4 8 50.00
753 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
754 LUEN HING SECURITIES LIMITED 2 6 8 75.00
755 M SECURITIES LIMITED (HK) 2 6 8 75.00 2006-02-23
756 Mackenzie Investments Asia Limited 4 4 8 50.00
757 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
758 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2008-09-03
759 Monex Boom Securities (H.K.) Limited 3 5 8 62.50
760 MY.Alpha Management HK Advisors Limited 2 6 8 75.00 2007-10-31
761 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
762 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
763 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
764 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 6 8 75.00
765 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
766 Providence Equity Asia Limited 2 6 8 75.00 2007-08-23
767 Quam Asset Management Limited (b1983-06-28) 4 4 8 50.00
768 Redwood Peak Limited 2 6 8 75.00 2007-10-05
769 RHB ASSET MANAGEMENT LIMITED 4 4 8 50.00 2008-05-08
770 Samena Capital Hong Kong Limited 4 4 8 50.00 2009-09-01
771 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
772 SDHG International Asset Management Limited 5 3 8 37.50 2008-12-02
773 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
774 SPS COMMODITIES LIMITED 2 6 8 75.00
775 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
776 STOCKWELL COMMODITIES LIMITED 3 5 8 62.50
777 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 37.50 2008-08-07
778 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
779 THING ON SECURITIES LIMITED 2 6 8 75.00
780 Tyche Group Limited 2 6 8 75.00
781 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 4 8 50.00 2007-11-29
782 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
783 Win Securities Limited 3 5 8 62.50
784 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
785 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
786 Aevitas Securities Limited 2 5 7 71.43
787 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
788 AJ Securities Limited 2 5 7 71.43
789 Alpha Financial Group Limited 2 5 7 71.43 2005-10-31
790 AP Asset Management (HK) Limited 2 5 7 71.43 2004-07-07
791 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
792 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
793 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
794 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
795 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
796 BWC FOREX LIMITED 2 5 7 71.43 2009-12-11
797 Cambridge Strategy (Asset Management) Asia Limited (The) 4 3 7 42.86 2010-09-13
798 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2006-05-23
799 Central Asset Investments and Management Holdings (HK) Limited 3 4 7 57.14 2005-08-05
800 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
801 Chanceton Capital Partners Limited 2 5 7 71.43
802 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43
803 CHELSEA SECURITIES LIMITED (HK) 5 2 7 28.57
804 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
805 CHINA INTERNATIONAL CAPITAL LIMITED 2 5 7 71.43
806 China Reserve Securities Limited 4 3 7 42.86
807 China Universal Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2010-02-19
808 Chuo Mitsui Investments Hong Kong Limited 3 4 7 57.14 2009-04-30
809 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
810 COMGEST FAR EAST LIMITED 4 3 7 42.86
811 DTC Investment Management (HK) Limited 3 4 7 57.14 2008-11-20
812 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
813 EVERHOT SECURITIES LIMITED 3 4 7 57.14
814 FAIRWIN BROKING LIMITED 2 5 7 71.43
815 FDB Financial Group Limited 2 5 7 71.43
816 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
817 FRM HONG KONG LIMITED (d2014-05-18) 2 5 7 71.43 2008-05-14
818 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 4 3 7 42.86 2004-11-12
819 GAVEKAL CAPITAL LIMITED 2 5 7 71.43 2003-06-09
820 Goldbridge Securities Limited 3 4 7 57.14
821 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
822 Guosen Securities (HK) Brokerage Company, Limited 2 5 7 71.43 2010-02-26
823 HAMON ASIAN ADVISORS LIMITED 2 5 7 71.43
824 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
825 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 57.14 2009-11-16
826 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 42.86 2004-08-30
827 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
828 Japaninvest (Hong Kong) Limited 3 4 7 57.14 2010-10-26
829 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
830 La Roche & Co Asia Limited 2 5 7 71.43 2008-03-05
831 LCA Solutions Limited 2 5 7 71.43 2010-07-30
832 Liquid Capital Markets Hong Kong Limited 3 4 7 57.14 2009-10-29
833 MAN HON YEUNG SECURITIES LIMITED 2 5 7 71.43
834 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
835 Matrix Securities Limited 5 2 7 28.57
836 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
837 MUSHK Limited 7 0 7 0.00
838 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
839 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
840 Oshidori Securities Limited 3 4 7 57.14
841 OTCex Hong Kong Limited 2 5 7 71.43 2010-08-23
842 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
843 PIMCO Asia Limited 2 5 7 71.43 2006-05-17
844 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14
845 PO LEE SECURITIES LIMITED 2 5 7 71.43
846 Qantex Capital Markets Limited 2 5 7 71.43 2009-04-14
847 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
848 ROSA SECURITIES LIMITED 3 4 7 57.14
849 SEI INVESTMENTS (ASIA) LIMITED 3 4 7 57.14 2005-03-02
850 SELINA & CO. LIMITED (HK) 2 5 7 71.43
851 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 71.43 2007-05-18
852 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
853 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
854 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
855 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
856 Tensant Securities Limited 2 5 7 71.43 2004-08-25
857 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
858 TRUTH SECURITIES LIMITED 4 3 7 42.86
859 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
860 Wanhai Securities (HK) Limited 2 5 7 71.43
861 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
862 WINNINGTON CAPITAL LIMITED 4 3 7 42.86
863 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
864 YARDLEY SECURITIES LIMITED 2 5 7 71.43
865 YUE XIU SECURITIES COMPANY LIMITED 2 5 7 71.43
866 313 Capital Management Limited 4 2 6 33.33 2010-04-19
867 3V Capital Limited 3 3 6 50.00 2005-07-18
868 Allard Partners Limited 2 4 6 66.67
869 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
870 ARCH Capital Management Co. Limited 3 3 6 50.00 2009-02-19
871 Arta Global Markets Limited 2 4 6 66.67 2008-01-08
872 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
873 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
874 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
875 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
876 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
877 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
878 Bosera Asset Management (International) Co., Limited 2 4 6 66.67 2010-11-05
879 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
880 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
881 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
882 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
883 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
884 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
885 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
886 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
887 CNCB (Hong Kong) Capital Limited 5 1 6 16.67 2010-10-27
888 CSC ASIA LIMITED 2 4 6 66.67
889 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
890 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 33.33 2009-10-14
891 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
892 EnTrustPermal (Hong Kong) Limited 3 3 6 50.00 2006-03-09
893 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
894 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
895 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
896 FE SECURITIES LIMITED 2 4 6 66.67
897 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
898 Fubon Fund Management (Hong Kong) Limited 3 3 6 50.00
899 GLS SECURITIES LIMITED 2 4 6 66.67
900 Grand Cartel Securities Company Limited 2 4 6 66.67
901 Great Lakes Hong Kong Limited 3 3 6 50.00 2010-04-26
902 Guotai Junan FX Limited 3 3 6 50.00 2010-10-21
903 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
904 HANTEC FUTURES LIMITED 3 3 6 50.00 2008-12-19
905 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 50.00 2008-03-27
906 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
907 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
908 HT CAPITAL MANAGEMENT LIMITED 5 1 6 16.67
909 HUNG SING FUTURES LIMITED 2 4 6 66.67
910 iBest Securities Company Limited 3 3 6 50.00
911 iFAST Securities (HK) Limited 3 3 6 50.00
912 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
913 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
914 JANCHOR PARTNERS LIMITED 2 4 6 66.67 2009-11-06
915 KCG FUND MANAGEMENT LIMITED 3 3 6 50.00 2007-05-04
916 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
917 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
918 Longitude Asia Limited 2 4 6 66.67
919 MEAG Hong Kong Limited 4 2 6 33.33
920 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 4 6 66.67 2007-05-11
921 MEGABASE SECURITIES LIMITED 2 4 6 66.67
922 MERCER INVESTMENTS (HK) LIMITED 2 4 6 66.67 2005-08-04
923 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
924 MOELIS & COMPANY ASIA LIMITED 2 4 6 66.67 2009-12-11
925 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
926 OMNIX CAPITAL LIMITED 3 3 6 50.00 2009-03-19
927 OPTIVER TRADING HONG KONG LIMITED 4 2 6 33.33 2007-12-03
928 Pacific Advantage Capital Limited 4 2 6 33.33 2010-10-25
929 PEAK CAPITAL LIMITED (b2004-03-30) 3 3 6 50.00 2004-10-28
930 PGIM (Hong Kong) Limited 2 4 6 66.67
931 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
932 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2009-07-30
933 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
934 QMIS Securities Limited 3 3 6 50.00 2009-07-24
935 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
936 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
937 RBS Asia Futures Limited 3 3 6 50.00
938 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
939 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
940 SANSTON FINANCIAL GROUP LIMITED 2 4 6 66.67 2007-06-12
941 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
942 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-11-07
943 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
944 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-08-14
945 SIU ON SECURITIES LIMITED 3 3 6 50.00
946 SPDB International Holdings Limited 4 2 6 33.33
947 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 5 6 83.33
948 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
949 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
950 SUN'S FUTURE LIMITED 3 3 6 50.00
951 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
952 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
953 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
954 TANG KEE SECURITIES LIMITED 3 3 6 50.00
955 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
956 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 50.00 2009-11-19
957 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
958 UIC FINANCIAL ADVISORS LIMITED 4 2 6 33.33 2010-04-13
959 Value Partners Private Equity Limited 2 4 6 66.67
960 VBG Capital Limited 4 2 6 33.33 2008-11-11
961 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
962 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
963 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
964 YF FUTURES COMPANY LIMITED 2 4 6 66.67
965 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
966 Yuanta Financial (Hong Kong) Limited 4 2 6 33.33 2010-02-03
967 YUE XIU FUTURES COMPANY LIMITED 2 4 6 66.67
968 ZBI Asia Limited 3 3 6 50.00 2010-02-22
969 Absolute Investment Management (HK) Limited 2 3 5 60.00
970 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
971 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
972 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
973 Aliantis Capital Limited 4 1 5 20.00 2007-10-10
974 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
975 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
976 Arta Global Futures Limited 3 2 5 40.00
977 Averest Capital Limited 2 3 5 60.00
978 Black Marble Securities Limited 2 3 5 60.00
979 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
980 BTG Pactual Asia Limited 3 2 5 40.00 2009-08-13
981 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
982 CCB Securities Limited 2 3 5 60.00
983 CES International Commodities (HK) Limited 2 3 5 60.00
984 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
985 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 2 5 40.00
986 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
987 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 40.00
988 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
989 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
990 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
991 Creat Capital Company Limited 5 0 5 0.00 2010-07-26
992 CTW SECURITIES LIMITED 2 3 5 60.00
993 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
994 Diamond Dragon Advisors Limited 3 2 5 40.00 2010-06-22
995 Elements Advisors Limited 2 3 5 60.00 2010-06-08
996 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
997 ENZARD LIMITED 2 3 5 60.00 2004-05-21
998 Essence Futures (Hong Kong) Limited 2 3 5 60.00 2010-10-25
999 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
1000 F. R. ZIMMERN LIMITED 2 3 5 60.00
1001 Fry Group (H.K.) Limited (The) 3 2 5 40.00 2010-07-09
1002 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
1003 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
1004 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
1005 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1006 Goldin Financial Limited 3 2 5 40.00 2009-06-01
1007 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1008 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
1009 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
1010 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2010-06-29
1011 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1012 Hamilton Lane (Hong Kong) Limited 2 3 5 60.00 2010-07-05
1013 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1014 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1015 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2007-09-21
1016 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-13
1017 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
1018 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1019 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 4 1 5 20.00
1020 iTTa Capital Limited 2 3 5 60.00 2003-05-29
1021 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1022 JIMEI ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-02-03
1023 JK Capital Management Limited 5 0 5 0.00
1024 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
1025 Kaiser KT Capital Limited 4 1 5 20.00
1026 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1027 Kam Wah Investments Limited 2 3 5 60.00
1028 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 3 5 60.00
1029 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
1030 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
1031 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1032 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
1033 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
1034 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
1035 MARCO POLO PURE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-04-01
1036 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1037 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
1038 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
1039 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
1040 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1041 MORTON SECURITIES LIMITED 2 3 5 60.00
1042 Nuada Limited 2 3 5 60.00 2004-01-15
1043 ORIENT SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2010-07-21
1044 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1045 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1046 PACIFIC GROUP LIMITED (THE) 3 2 5 40.00
1047 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1048 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
1049 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1050 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1051 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1052 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 40.00
1053 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1054 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1055 SFM HK Management Limited 2 3 5 60.00 2010-11-01
1056 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
1057 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 40.00
1058 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1059 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1060 SOUTH CHINA CAPITAL LIMITED 4 1 5 20.00
1061 STARLING GROUP SECURITIES LIMITED 2 3 5 60.00 2008-11-05
1062 Sumo Asset Management Limited 4 1 5 20.00 2010-07-07
1063 Synergy Fund Management Group Limited 2 3 5 60.00 2010-05-26
1064 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1065 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1066 TC Capital International Limited 3 2 5 40.00 2010-08-11
1067 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 3 5 60.00 2008-04-11
1068 Tora Trading Services Limited (HK) 3 2 5 40.00 2008-11-14
1069 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1070 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1071 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1072 UNICORN SECURITIES COMPANY LIMITED 2 3 5 60.00
1073 UOB ASIA (HONG KONG) LIMITED 4 1 5 20.00
1074 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
1075 VC International Asset Management Limited 3 2 5 40.00
1076 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1077 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1078 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1079 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1080 WELLCHAMP CAPITAL LIMITED 2 3 5 60.00
1081 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1082 WILBY SECURITIES LIMITED 2 3 5 60.00
1083 Yorkville Advisors HK Limited 3 2 5 40.00 2009-03-18
1084 Yuexiu REIT Asset Management Limited 2 3 5 60.00 2005-12-08
1085 Zhongrong International Futures Co., Limited 2 3 5 60.00
1086 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 25.00 2003-11-29
1087 ALTUS CAPITAL LIMITED 3 1 4 25.00
1088 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
1089 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1090 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1091 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1092 ASM ADVISORY LIMITED 1 3 4 75.00 2009-11-30
1093 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1094 Avia Asset Management Limited 2 2 4 50.00
1095 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1096 BaoQiao Partners Capital Limited 2 2 4 50.00 2008-03-05
1097 BEAR BRIGHT LIMITED 2 2 4 50.00
1098 Bentley Capital Limited (HK) 4 0 4 0.00
1099 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1100 Black's Link Capital Limited 2 2 4 50.00 2010-01-29
1101 BLOOMYEARS LIMITED 2 2 4 50.00
1102 Blossomhill Investment Limited 3 1 4 25.00 2010-03-04
1103 Bosen Asset Management Limited 2 2 4 50.00 2010-03-11
1104 Broadway Wealth Management Limited 2 2 4 50.00
1105 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1106 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1107 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-08-23
1108 Celera Markets Limited 2 2 4 50.00 2008-08-12
1109 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2008-10-31
1110 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 50.00 2010-07-12
1111 ChapmanCraig Limited 2 2 4 50.00
1112 Chepstow Capital Advisors Limited 2 2 4 50.00 2009-10-20
1113 CHIMAERA FINANCIAL GROUP LIMITED 4 0 4 0.00
1114 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1115 China Enterprise Securities Company Limited 2 2 4 50.00
1116 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1117 China Finance Holdings Limited 2 2 4 50.00
1118 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1119 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
1120 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
1121 China Value Investment Limited (HK) 3 1 4 25.00 2008-07-15
1122 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1123 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1124 CHUANGS & CO. LIMITED 3 1 4 25.00
1125 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1126 CMB International Asset Management Limited 3 1 4 25.00 2010-05-26
1127 COL Securities (HK) Limited 2 2 4 50.00
1128 ConvergEx Asia Pacific Limited 3 1 4 25.00 2010-12-03
1129 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
1130 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1131 DALTON CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-18
1132 DigitalBridge Management Asia Limited 3 1 4 25.00 2010-07-20
1133 DONVEX CAPITAL LIMITED 3 1 4 25.00 2009-01-29
1134 Double Haven Capital (Hong Kong) Limited 2 2 4 50.00 2007-02-16
1135 EAM Investment Advisors Limited 3 1 4 25.00 2009-11-16
1136 Encap (Global) Asset Management Limited 2 2 4 50.00 2009-03-30
1137 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
1138 Essence Corporate Finance (Hong Kong) Limited 2 2 4 50.00 2010-09-01
1139 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1140 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1141 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1142 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1143 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1144 FORTUNE FINANCIAL CAPITAL LIMITED 3 1 4 25.00 2009-03-12
1145 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1146 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1147 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1148 GCAM Limited 3 1 4 25.00 2004-10-19
1149 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 25.00 2006-02-08
1150 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1151 GEOMATRIX (H.K.) LIMITED 2 2 4 50.00
1152 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
1153 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1154 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-12-02
1155 Goldyard Capital Limited 2 2 4 50.00
1156 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1157 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
1158 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 2 4 50.00 2008-05-29
1159 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1160 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1161 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1162 HFS ASSET MANAGEMENT LIMITED 2 2 4 50.00
1163 HIG FUTURES LIMITED 2 2 4 50.00 2010-06-30
1164 HIP HING SECURITIES LIMITED 2 2 4 50.00
1165 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1166 Horizon Asset International (HK) Limited 3 1 4 25.00 2008-09-03
1167 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1168 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
1169 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2005-06-01
1170 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1171 iFAST Global Markets (HK) Limited 3 1 4 25.00 2008-02-12
1172 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
1173 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1174 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1175 INTERCHINA FUTURES LIMITED 3 1 4 25.00
1176 IREALITY INVESTMENTS LIMITED 3 1 4 25.00 2007-12-21
1177 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2009-11-16
1178 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
1179 JT CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2010-10-13
1180 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1181 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1182 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1183 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1184 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1185 Lexicon Partners (Asia) Limited 2 2 4 50.00 2007-03-21
1186 Lighthorse Asset Management (HK) Limited 2 2 4 50.00 2009-09-04
1187 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1188 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
1189 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1190 M3 Capital Partners (HK) Limited 3 1 4 25.00 2008-10-17
1191 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1192 MCP Asset Management Company Limited 3 1 4 25.00 2005-08-23
1193 MEIJI YASUDA ASIA LIMITED 3 1 4 25.00
1194 MESSIS CAPITAL LIMITED 2 2 4 50.00
1195 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1196 MING HON SECURITIES LIMITED 3 1 4 25.00
1197 Morgan Stanley Hong Kong Futures Limited 4 0 4 0.00
1198 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2007-09-06
1199 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1200 Nittan Securities Asia Limited 2 2 4 50.00
1201 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1202 NUOXIN CAPITAL (HONG KONG) LIMITED 4 0 4 0.00 2006-08-24
1203 Oberweis Asset Management (Asia) Limited 2 2 4 50.00 2008-03-06
1204 Oshidori Corporate Finance Limited 2 2 4 50.00
1205 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1206 PAMA GROUP (HONG KONG) LIMITED 2 2 4 50.00
1207 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1208 Permira Advisers Limited 2 2 4 50.00 2008-08-19
1209 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1210 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1211 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1212 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1213 QUANTSMILE (HK) LIMITED 4 0 4 0.00 2007-04-02
1214 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1215 RICHLAND WORLDWIDE LIMITED 2 2 4 50.00 2004-04-15
1216 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1217 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1218 SHACOM FUTURES LIMITED 2 2 4 50.00
1219 SHENG YUAN SECURITIES LIMITED 3 1 4 25.00 2010-10-27
1220 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1221 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1222 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
1223 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1224 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1225 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1226 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 0 4 0.00 2005-07-07
1227 STANHILL (HONG KONG) LIMITED 2 2 4 50.00
1228 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1229 SUN YI COMPANY LIMITED 2 2 4 50.00 2008-01-31
1230 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1231 TFI Asset Management Limited 2 2 4 50.00 2009-06-18
1232 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1233 Tokio Marine Investment Services, Limited 4 0 4 0.00
1234 Tractus Asset Management Limited 2 2 4 50.00 2009-12-31
1235 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1236 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1237 United Securities Limited (HK) 2 2 4 50.00
1238 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1239 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
1240 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2008-04-01
1241 Vantum Futures Limited 2 2 4 50.00
1242 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1243 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1244 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1245 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1246 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1247 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1248 Wolver Hill Asset Management Asia Limited 2 2 4 50.00 2009-03-10
1249 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1250 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1251 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1252 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1253 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1254 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1255 Altis Partners (Asia) Limited 2 1 3 33.33 2010-10-22
1256 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
1257 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1258 Anand Rathi Financial Services (HK) Limited 3 0 3 0.00 2009-09-23
1259 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1260 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
1261 Arete Research Asia Limited 2 1 3 33.33 2010-01-11
1262 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1263 Asia Frontier Investments Limited 2 1 3 33.33 2009-04-28
1264 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1265 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1266 Atherton Asset Management Limited 3 0 3 0.00 2008-09-10
1267 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1268 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1269 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2009-09-28
1270 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1271 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1272 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-06
1273 BOWEN ASIA LIMITED 3 0 3 0.00
1274 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
1275 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1276 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1277 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1278 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1279 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1280 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED 3 0 3 0.00 2010-02-19
1281 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1282 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
1283 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1284 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1285 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1286 China Silver Asset Management (Hong Kong) Limited 3 0 3 0.00 2009-12-02
1287 CHINAWIDE SECURITIES LIMITED 3 0 3 0.00 2010-11-09
1288 CICC US Securities, Inc. 2 1 3 33.33 2007-08-03
1289 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 33.33
1290 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1291 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1292 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
1293 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1294 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1295 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1296 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1297 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1298 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1299 Delta Asia Wealth Management Limited 2 1 3 33.33
1300 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
1301 EAA SECURITIES LIMITED 2 1 3 33.33
1302 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
1303 East Park Investment Management Co Limited 2 1 3 33.33 2010-10-04
1304 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1305 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1306 Essence Asset Management (Hong Kong) Limited 2 1 3 33.33 2010-08-19
1307 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1308 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1309 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1310 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
1311 Fortune Asset Management Limited 3 0 3 0.00 2009-12-16
1312 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
1313 Fubon Capital (HK) Limited 2 1 3 33.33
1314 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
1315 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1316 GCIS LIMITED 2 1 3 33.33 2007-05-16
1317 GIGA (HONG KONG) LIMITED 2 1 3 33.33
1318 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 1 3 33.33
1319 Greenfield Asset Management Limited 2 1 3 33.33 2005-11-11
1320 Grit Securities Limited 2 1 3 33.33
1321 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
1322 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1323 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 0.00
1324 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1325 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-27
1326 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1327 HOORAY SECURITIES LIMITED 2 1 3 33.33
1328 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1329 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1330 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
1331 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1332 HuaAn Asset Management (Hong Kong) Limited 3 0 3 0.00 2010-12-01
1333 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
1334 IMARKETS LIMITED 2 1 3 33.33
1335 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1336 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2010-10-06
1337 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1338 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1339 INV Partners Limited 2 1 3 33.33 2009-11-24
1340 iVenture Investment Management Limited 2 1 3 33.33
1341 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
1342 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1343 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1344 Kerogen Capital (Asia) Limited 2 1 3 33.33 2010-02-01
1345 KGI Asset Management Limited 2 1 3 33.33
1346 Kilometre Capital Management Limited 3 0 3 0.00 2010-06-01
1347 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1348 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1349 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1350 Koi Investment Partners International Limited 3 0 3 0.00 2010-11-05
1351 Kriya Capital Limited 3 0 3 0.00 2010-01-08
1352 LBN Advisers Limited 2 1 3 33.33 2007-09-13
1353 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1354 LONGREACH GROUP LIMITED (THE) 1 2 3 66.67 2006-08-01
1355 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-02-17
1356 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1357 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1358 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1359 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
1360 MIS SERVICES LIMITED (d2019-06-01) 2 1 3 33.33
1361 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1362 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1363 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1364 Nine Masts Capital Limited 3 0 3 0.00 2010-05-11
1365 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1366 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1367 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1368 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1369 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1370 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1371 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2010-08-18
1372 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1373 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1374 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1375 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1376 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1377 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1378 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
1379 PICO ZEMAN SECURITIES (HK) LIMITED 2 1 3 33.33 2010-07-12
1380 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1381 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1382 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1383 Proton Capital Limited 3 0 3 0.00 2007-10-16
1384 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00 2006-02-24
1385 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1386 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1387 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1388 ROCIM Limited 3 0 3 0.00 2007-06-29
1389 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1390 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 0.00 2010-08-16
1391 Safari Asia Limited 2 1 3 33.33 2010-04-30
1392 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
1393 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1394 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1395 Seres Asset Management Limited 3 0 3 0.00 2010-04-14
1396 Shangding International Asset Management Company Limited 3 0 3 0.00 2010-09-08
1397 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1398 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1399 SKY WARD ASIA LIMITED 2 1 3 33.33
1400 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1401 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1402 Springboard Capital Limited 2 1 3 33.33 2010-07-02
1403 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 0 3 0.00
1404 STARLING GROUP FUTURES LIMITED 1 2 3 66.67 2008-11-05
1405 Stellar Securities Limited 2 1 3 33.33
1406 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1407 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1408 Superfund Financial (Hong Kong) Limited 3 0 3 0.00
1409 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1410 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1411 T & F Equities Limited 2 1 3 33.33 2005-11-23
1412 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1413 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1414 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1415 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1416 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1417 Tenacity Partners Limited 2 1 3 33.33 2010-08-13
1418 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1419 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1420 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1421 TIRESIAS CAPITAL HONG KONG LIMITED 2 1 3 33.33 2010-03-11
1422 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1423 TRIVEST ADVISORS LIMITED 3 0 3 0.00 2010-04-08
1424 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1425 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1426 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1427 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1428 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1429 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1430 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1431 Viking Global Hong Kong Limited 2 1 3 33.33 2010-09-17
1432 VL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-04-15
1433 VMS Securities Limited 3 0 3 0.00
1434 Voras Capital Management (HK) Limited 2 1 3 33.33 2008-07-31
1435 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1436 WAKESTAR ADVISORS LIMITED 3 0 3 0.00 2010-12-15
1437 Waton Securities International Limited 3 0 3 0.00
1438 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
1439 WMG Asia Limited 2 1 3 33.33 2007-02-28
1440 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1441 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1442 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1443 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1444 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1445 AASTOCKS.COM LIMITED 2 0 2 0.00
1446 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1447 ACM ASIA LIMITED 2 0 2 0.00
1448 ADM SECURITIES LIMITED 2 0 2 0.00
1449 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1450 ALETHEIA TECHNOLOGIES LIMITED 2 0 2 0.00 2010-07-30
1451 Alpha Nova Capital Management Limited 2 0 2 0.00
1452 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1453 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1454 AMBITION SECURITIES CO. LIMITED 2 0 2 0.00 2010-12-28
1455 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1456 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1457 APAX PARTNERS HONG KONG LIMITED 2 0 2 0.00 2008-01-21
1458 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1459 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
1460 Apus Investments Limited 2 0 2 0.00 2008-09-04
1461 Areion Asset Management Company Limited 2 0 2 0.00 2010-08-24
1462 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1463 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1464 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1465 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1466 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1467 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1468 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1469 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1470 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
1471 Axis Capital Management Limited 2 0 2 0.00
1472 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
1473 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1474 BCT Financial Limited 2 0 2 0.00 2010-11-24
1475 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1476 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1477 BOCHK Asset Management Limited 2 0 2 0.00 2010-12-15
1478 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0.00 2010-07-27
1479 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1480 BROOKE CAPITAL LIMITED 2 0 2 0.00
1481 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
1482 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1483 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1484 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1485 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1486 CCTIC International Limited 2 0 2 0.00 2010-06-28
1487 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1488 CERES CAPITAL LIMITED 2 0 2 0.00
1489 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1490 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1491 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1492 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1493 CHINA DEMETER SECURITIES LIMITED 2 0 2 0.00 2010-10-18
1494 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1495 CHN International Group Limited 2 0 2 0.00 2010-02-22
1496 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1497 CMB International Insurance Consultancy Co., Limited 2 0 2 0.00 2010-11-01
1498 COMMENCE COMPANY LIMITED 2 0 2 0.00
1499 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1500 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1501 D.J. SECURITIES LIMITED 2 0 2 0.00
1502 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
1503 Davidson Kempner Asia Limited 2 0 2 0.00 2010-05-04
1504 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1505 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1506 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1507 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1508 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1509 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1510 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1511 Emperor Asset Management Limited 2 0 2 0.00 2009-11-03
1512 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1513 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1514 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1515 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1516 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1517 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1518 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1519 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1520 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1521 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1522 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1523 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1524 FULLJET SECURITIES LIMITED 2 0 2 0.00
1525 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1526 GET NICE CAPITAL LIMITED 2 0 2 0.00
1527 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1528 GLG Partners Hong Kong Limited 2 0 2 0.00 2010-11-30
1529 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1530 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1531 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1532 Gong Ping Securities Limited 2 0 2 0.00 2010-12-08
1533 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1534 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1535 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1536 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1537 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1538 Hana Asia Limited 2 0 2 0.00 2010-03-25
1539 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
1540 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1541 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1542 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1543 HOORAY CAPITAL LIMITED 2 0 2 0.00
1544 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
1545 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1546 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1547 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1548 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1549 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1550 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1551 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1552 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1553 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1554 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1555 JVSakk Asia Limited 2 0 2 0.00
1556 KARFORD SECURITIES LIMITED 2 0 2 0.00
1557 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1558 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1559 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1560 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1561 KTB Asset Management Asia Co., Limited 2 0 2 0.00 2010-06-11
1562 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1563 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1564 LAU & COMPANY LIMITED 2 0 2 0.00
1565 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1566 Liquid Capital Securities Hong Kong Limited 2 0 2 0.00 2010-06-09
1567 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1568 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1569 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1570 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1571 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1572 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1573 MARC FABER LIMITED 2 0 2 0.00
1574 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1575 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1576 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1577 My Decker Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-12-16
1578 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1579 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1580 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1581 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1582 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1583 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1584 Open Asset Management Limited 2 0 2 0.00
1585 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1586 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1587 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1588 PacAsia Advisors Limited 2 0 2 0.00 2010-12-03
1589 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1590 Pacific Sun Advisors Limited 2 0 2 0.00
1591 Pamirs Capital (H.K.) Limited 2 0 2 0.00 2010-09-10
1592 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1593 Parry International Trading Limited 2 0 2 0.00 2010-08-26
1594 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1595 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1596 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1597 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1598 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1599 Ping An of China Capital (Hong Kong) Company Limited 2 0 2 0.00 2010-12-07
1600 Pinpoint Asset Management Limited 2 0 2 0.00 2010-10-25
1601 Polen Capital HK Limited 2 0 2 0.00
1602 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1603 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1604 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1605 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1606 QH CAPITAL LIMITED 1 1 2 50.00 2009-07-22
1607 R.J. O'Brien & Associates HK Limited 1 1 2 50.00 2007-10-29
1608 Realord Asia Pacific Securities Limited 2 0 2 0.00 2010-11-24
1609 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1610 Regal Portfolio Management Limited (HK) 2 0 2 0.00 2007-03-05
1611 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1612 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1613 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1614 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1615 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1616 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1617 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1618 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1619 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1620 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1621 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1622 SHUN LOONG FOREX COMPANY LIMITED 2 0 2 0.00
1623 SHUN LOONG FUTURES LIMITED 2 0 2 0.00
1624 Silk Road International Capital Limited 2 0 2 0.00
1625 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1626 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1627 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1628 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1629 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1630 Sinofortune Financial Capital Limited 2 0 2 0.00
1631 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1632 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1633 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1634 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1635 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1636 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1637 STONEWORKS ASSET MANAGEMENT (MALTA) LIMITED 2 0 2 0.00 2010-11-19
1638 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1639 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1640 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1641 Swiss-Asia Asset Management (HK) Limited 2 0 2 0.00 2010-06-02
1642 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1643 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1644 Titan Capital Services Limited 2 0 2 0.00 2010-10-22
1645 TOUCHSTONE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2010-04-01
1646 TR Advisors Limited 2 0 2 0.00 2008-12-02
1647 Trafalgar Capital Management (HK) Limited 2 0 2 0.00 2010-02-01
1648 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1649 TVC MANAGEMENT LIMITED 2 0 2 0.00
1650 Two Fish Capital HK Limited 2 0 2 0.00 2010-08-17
1651 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1652 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1653 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1654 VERCAP Financial Services Limited 2 0 2 0.00
1655 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1656 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1657 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1658 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1659 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1660 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1661 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1662 AIR GEO SERVICES LIMITED 1 0 1 0.00 2007-08-21
1663 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1664 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1665 China Earthcare Capital Limited 1 0 1 0.00 2010-05-24
1666 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1667 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 0.00
1668 EFG Asset Management (HK) Limited 1 0 1 0.00 2008-06-06
1669 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1670 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
1671 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1672 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0.00
1673 Henyep Capital Management Limited 1 0 1 0.00 2005-12-20
1674 IMPERIAL CAPITAL LIMITED (HK) 1 0 1 0.00 2005-05-12
1675 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1676 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1677 PARRY CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2007-09-24
1678 PEACE TOWN FUND MANAGEMENT LIMITED 1 0 1 0.00
1679 Polaris Capital (Asia) Limited 1 0 1 0.00
1680 RAB CAPITAL (ASIA) LIMITED 1 0 1 0.00 2007-09-28
1681 REXCAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1682 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1683 YING LI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1684 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1684 Average 3.32 22.32 25.65 87.04

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