SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Morgan Stanley Asia Limited 34 1263 1297 97.38 2006-04-07
2 OnePlatform Asset Management Limited 17 908 925 98.16 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 71 818 889 92.01 2009-02-19
4 Merrill Lynch (Asia Pacific) Limited 26 810 836 96.89
5 Citigroup Global Markets Asia Limited 23 705 728 96.84 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 673 679 99.12
7 Merrill Lynch Far East Limited 24 609 633 96.21 2010-08-20
8 Morgan Stanley Hong Kong Securities Limited 12 598 610 98.03 2010-11-30
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 557 572 97.38
10 UBS SECURITIES ASIA LIMITED 16 555 571 97.20
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 14 553 567 97.53 2003-10-15
12 Credit Suisse (Hong Kong) Limited 38 500 538 92.94 2008-11-04
13 Everbright Securities Investment Services (HK) Limited 11 526 537 97.95
14 KGI ASIA LIMITED 15 490 505 97.03
15 Manulife Investment Management (Hong Kong) Limited 6 497 503 98.81
16 BARCLAYS CAPITAL ASIA LIMITED 26 430 456 94.30 2005-01-12
17 PHILLIP COMMODITIES (H.K.) LIMITED 4 451 455 99.12 2003-12-09
18 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 14 418 432 96.76 2003-09-30
19 CES Commodities (HK) Limited 6 394 400 98.50
20 MACQUARIE CAPITAL LIMITED 21 354 375 94.40
21 KGI FUTURES (HONG KONG) LIMITED 8 363 371 97.84
22 BOCI SECURITIES LIMITED 15 355 370 95.95 2004-03-01
23 HAITONG INTERNATIONAL FUTURES LIMITED 9 328 337 97.33
24 GOLDMAN SACHS FUTURES (ASIA) LIMITED 15 297 312 95.19
25 BOCOM International Securities Limited 11 292 303 96.37 2007-09-10
26 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 23 268 291 92.10 2008-08-20
27 Daiwa Capital Markets Hong Kong Limited 14 271 285 95.09 2007-10-05
28 UOB KAY HIAN (HONG KONG) LIMITED 4 261 265 98.49
29 CELESTIAL SECURITIES LIMITED 4 259 263 98.48
30 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 248 255 97.25
31 CLSA LIMITED 7 232 239 97.07
32 FULBRIGHT SECURITIES LIMITED 11 227 238 95.38 2010-05-18
33 CITIC Securities Brokerage (HK) Limited 14 201 215 93.49
34 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 208 215 96.74
35 SG SECURITIES (HK) LIMITED 26 188 214 87.85 2003-12-16
36 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 207 213 97.18
37 Quam Securities Limited 9 199 208 95.67 2004-10-15
38 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 198 204 97.06
39 Tung Shing Securities (Brokers) Limited 6 198 204 97.06
40 Yuanta Asia Investment (Hong Kong) Limited 11 183 194 94.33 2003-08-13
41 CES Forex (HK) Limited 3 189 192 98.44
42 DEUTSCHE SECURITIES ASIA LIMITED 8 184 192 95.83 2004-01-08
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 179 186 96.24 2009-10-15
44 HSBC BROKING SECURITIES (ASIA) LIMITED 8 175 183 95.63
45 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 26 152 178 85.39 2005-02-15
46 DBS VICKERS (HONG KONG) LIMITED 4 172 176 97.73 2003-10-14
47 HSBC BROKING FUTURES (ASIA) LIMITED 5 171 176 97.16
48 PRUDENTIAL BROKERAGE LIMITED 3 171 174 98.28
49 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 168 174 96.55
50 EMPEROR SECURITIES LIMITED 7 161 168 95.83
51 FIL Investment Management (Hong Kong) Limited 7 160 167 95.81
52 CHIEF SECURITIES LIMITED 5 161 166 96.99 2006-04-20
53 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 153 161 95.03 2007-07-04
54 EAST ASIA SECURITIES COMPANY LIMITED 4 154 158 97.47
55 HSBC BROKING FOREX (ASIA) LIMITED 6 147 153 96.08
56 CELESTIAL COMMODITIES LIMITED 6 142 148 95.95
57 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 143 146 97.95
58 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 142 145 97.93 2009-10-05
59 CLSA RESEARCH LIMITED 3 137 140 97.86
60 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
61 orientiert XYZ Securities Limited 3 128 131 97.71 2004-12-03
62 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 124 128 96.88
63 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 115 119 96.64 2011-02-15
64 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 106 118 89.83 2003-12-02
65 JPMorgan Funds (Asia) Limited 9 109 118 92.37
66 AXA CHINA REGION INVESTMENT SERVICES LIMITED 7 110 117 94.02 2006-01-25
67 UBS SECURITIES HONG KONG LIMITED 9 106 115 92.17 2011-07-06
68 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 109 113 96.46
69 JPMorgan Asset Management (Asia Pacific) Limited 11 100 111 90.09 2006-02-16
70 MIZUHO SECURITIES ASIA LIMITED 16 95 111 85.59 2007-02-26
71 Nerico Brothers Limited (HK) 11 99 110 90.00 2004-11-30
72 SOUTH CHINA SECURITIES LIMITED 5 105 110 95.45
73 Credit Agricole Securities (Asia) Limited 14 95 109 87.16
74 CHONG HING SECURITIES LIMITED 4 104 108 96.30
75 CENTALINE WEALTH MANAGEMENT LIMITED 4 103 107 96.26 2004-04-02
76 RBS Asia Corporate Finance Limited 8 99 107 92.52
77 HSBC Global Asset Management (Hong Kong) Limited 14 92 106 86.79 2006-03-29
78 BOCI ASIA LIMITED 17 85 102 83.33
79 CITIC Securities Futures (HK) Limited 11 91 102 89.22
80 BlackRock (Hong Kong) Limited (d2017-01-20) 8 93 101 92.08
81 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 92 100 92.00 2003-10-31
82 EMPEROR FUTURES LIMITED 3 91 94 96.81
83 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 88 94 93.62 2004-10-14
84 SOUTH CHINA COMMODITIES LIMITED 5 89 94 94.68
85 Credit Suisse Securities (Hong Kong) Limited 9 84 93 90.32
86 MIB SECURITIES (HONG KONG) LIMITED 11 82 93 88.17
87 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
88 GET NICE SECURITIES LIMITED 4 88 92 95.65
89 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 76 91 83.52 2004-05-31
90 CCB INTERNATIONAL SECURITIES LIMITED 9 81 90 90.00 2005-08-19
91 SAMSUNG SECURITIES (ASIA) LIMITED 10 80 90 88.89
92 FIL Investment Advisors 5 84 89 94.38
93 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 83 89 93.26 2011-03-04
94 YF Life Investors Limited 3 86 89 96.63 2004-08-30
95 iBest Consultants Limited 4 84 88 95.45 2008-04-15
96 Jefferies Hong Kong Limited 8 80 88 90.91 2010-01-04
97 NOMURA SECURITIES (HONG KONG) LIMITED 5 83 88 94.32 2010-02-01
98 SINOPAC SECURITIES (ASIA) LIMITED 14 74 88 84.09
99 KINGSTON SECURITIES LIMITED 4 83 87 95.40
100 Macquarie Corporate (Hong Kong) Limited 11 76 87 87.36
101 CINDA INTERNATIONAL SECURITIES LIMITED 4 82 86 95.35
102 Huarong International Securities Limited 9 76 85 89.41 2004-10-25
103 SANFULL SECURITIES LIMITED 6 76 82 92.68
104 CCB INTERNATIONAL CAPITAL LIMITED 10 71 81 87.65 2004-05-27
105 Success Securities Limited 3 76 79 96.20
106 Tung Shing Futures (Brokers) Limited 6 73 79 92.41
107 FULBRIGHT FUTURES LIMITED 4 73 77 94.81 2005-12-05
108 RHB SECURITIES HONG KONG LIMITED 6 71 77 92.21 2006-11-17
109 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
110 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
111 CORPORATE BROKERS LIMITED 4 71 75 94.67
112 SG Asset Finance (Hong Kong) Limited 3 72 75 96.00 2003-10-02
113 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
114 Newedge Broker Hong Kong Limited 3 70 73 95.89
115 FWD Financial Planning Limited (HK) 4 68 72 94.44 2011-01-25
116 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 64 71 90.14
117 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 58 71 81.69 2005-06-06
118 ICBC INTERNATIONAL CAPITAL LIMITED 13 58 71 81.69 2008-05-27
119 GF Securities (Hong Kong) Brokerage Limited 7 63 70 90.00 2007-01-31
120 Moody's Investors Service Hong Kong Limited 3 67 70 95.71 2011-06-01
121 Standard Chartered Securities (Hong Kong) Limited 12 58 70 82.86
122 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 66 69 95.65
123 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 63 69 91.30
124 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 66 68 97.06
125 VC BROKERAGE LIMITED 3 64 67 95.52
126 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 13 53 66 80.30 2005-11-29
127 MUFG Securities Asia Limited 8 58 66 87.88 2010-12-31
128 FWD Life Insurance Company (Bermuda) Limited 3 62 65 95.38
129 FIRST SHANGHAI SECURITIES LIMITED 5 58 63 92.06
130 INVESCO HONG KONG LIMITED 7 56 63 88.89
131 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
132 Lion Global Financial Limited 5 56 61 91.80 2008-10-10
133 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
134 UBS DERIVATIVES HONG KONG LIMITED 5 56 61 91.80
135 Evergrande Securities (Hong Kong) Limited 6 53 59 89.83
136 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 50 58 86.21
137 VALUE PARTNERS LIMITED 3 55 58 94.83
138 BCT Financial Limited 2 55 57 96.49 2010-11-24
139 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 53 57 92.98
140 VALUE PARTNERS HONG KONG LIMITED 3 54 57 94.74 2007-11-19
141 ABCI Securities Company Limited 6 50 56 89.29 2005-11-15
142 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 50 56 89.29
143 ICBC INTERNATIONAL SECURITIES LIMITED 9 47 56 83.93 2008-11-14
144 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 6 48 54 88.89 2007-01-12
145 BLACKSTONE GROUP (HK) LIMITED (THE) 3 51 54 94.44 2008-10-14
146 NATIXIS ASIA LIMITED 4 50 54 92.59 2004-10-19
147 Taiping Securities (HK) Co Limited 5 49 54 90.74
148 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 96.23 2004-01-20
149 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
150 ASSET MANAGEMENT GROUP LIMITED 2 50 52 96.15 2006-01-17
151 CGS-CIMB Securities (Hong Kong) Limited 8 44 52 84.62
152 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 47 52 90.38
153 Funderstone Securities Limited 7 44 51 86.27
154 Yuanta Securities (Hong Kong) Company Limited 11 40 51 78.43 2006-07-08
155 BGC SECURITIES (HONG KONG) LLC 6 44 50 88.00 2008-06-25
156 CHOW SANG SANG SECURITIES LIMITED 4 46 50 92.00
157 CSI Corporate Finance (HK) Limited 9 41 50 82.00 2007-08-01
158 CVP Securities Limited 2 48 50 96.00 2004-07-09
159 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 6 44 50 88.00 2007-04-04
160 BOCI RESEARCH LIMITED 5 43 48 89.58
161 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 8 40 48 83.33 2004-07-15
162 T.F.S. Derivatives HK Limited 7 41 48 85.42 2009-04-03
163 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 42 47 89.36 2007-10-10
164 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 40 47 85.11 2005-07-05
165 Rakuten Securities Hong Kong Limited 3 44 47 93.62
166 Success Futures and Foreign Exchange Limited 4 43 47 91.49 2005-12-06
167 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 44 46 95.65 2010-11-26
168 KARL-THOMSON SECURITIES COMPANY LIMITED 4 42 46 91.30
169 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 42 46 91.30
170 SINCERE SECURITIES LIMITED 3 43 46 93.48
171 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 39 44 88.64
172 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
173 Point72 Hong Kong Limited 3 41 44 93.18 2006-11-14
174 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 37 44 84.09 2007-04-26
175 UBS Asset Management (Hong Kong) Limited 5 39 44 88.64
176 Funderstone Futures Limited 6 37 43 86.05
177 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 36 43 83.72
178 ICBC INTERNATIONAL FUTURES LIMITED 4 39 43 90.70 2009-05-06
179 STOCKWELL SECURITIES LIMITED 3 40 43 93.02
180 Mason Securities Limited 5 37 42 88.10
181 Rothschild & Co Hong Kong Limited 3 39 42 92.86 2005-04-27
182 VC FUTURES LIMITED 4 38 42 90.48
183 Guosen Securities (HK) Brokerage Company, Limited 4 37 41 90.24 2010-02-26
184 MIB FUTURES (HONG KONG) LIMITED 4 37 41 90.24 2011-03-25
185 WIN WONG SECURITIES LIMITED 4 37 41 90.24
186 Bright Fund Management Limited 4 36 40 90.00
187 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
188 Religare Capital Markets (Hong Kong) Limited 7 33 40 82.50 2008-07-24
189 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 34 39 87.18 2008-12-31
190 WOCOM SECURITIES LIMITED 5 34 39 87.18
191 ENLIGHTEN SECURITIES LIMITED 3 35 38 92.11
192 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 35 38 92.11 2010-06-29
193 ONE CHINA SECURITIES LIMITED 2 36 38 94.74 2004-03-01
194 UNITED SIMSEN FOREX DEALERS LIMITED 3 35 38 92.11
195 CMBC SECURITIES COMPANY LIMITED 7 30 37 81.08 2008-01-24
196 Mirae Asset Securities (HK) Limited 6 31 37 83.78 2007-01-11
197 Pictet Asset Management (Hong Kong) Limited 5 32 37 86.49 2006-10-26
198 AllianceBernstein Hong Kong Limited 3 33 36 91.67 2006-10-05
199 Evergrande Futures (Hong Kong) Limited 5 31 36 86.11 2003-11-21
200 FORTUNE (HK) SECURITIES LIMITED 2 34 36 94.44
201 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 30 36 83.33
202 JF INTERNATIONAL MANAGEMENT INC. 3 33 36 91.67
203 NNIP Hong Kong Limited 4 32 36 88.89
204 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 30 36 83.33
205 RHB FUTURES HONG KONG LIMITED 4 32 36 88.89 2005-09-28
206 T G HOLBORN (HK) LIMITED 3 33 36 91.67
207 ATHENA WEALTH MANAGEMENT LIMITED 2 33 35 94.29 2008-04-25
208 BlackRock Asset Management North Asia Limited 5 30 35 85.71 2003-12-16
209 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
210 CINDA INTERNATIONAL FUTURES LIMITED 3 32 35 91.43
211 Glory Sun Securities Limited 4 31 35 88.57
212 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 30 35 85.71
213 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
214 BSI Investment Advisors (Hong Kong) Limited 5 29 34 85.29 2010-08-27
215 CASH Wealth Management Limited 4 30 34 88.24 2011-01-17
216 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
217 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
218 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 24 34 70.59 2010-06-30
219 Mason Futures Limited (HK) 4 30 34 88.24
220 SINOPAC FUTURES (ASIA) LIMITED 5 29 34 85.29
221 T. Rowe Price Hong Kong Limited 2 32 34 94.12 2010-12-21
222 VICTORY SECURITIES COMPANY LIMITED 4 30 34 88.24 2007-02-16
223 CSC SECURITIES (HK) LIMITED 5 28 33 84.85 2003-12-29
224 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
225 GET NICE FUTURES COMPANY LIMITED 2 31 33 93.94
226 GF FUTURES (HONG KONG) CO., LIMITED 3 30 33 90.91 2007-02-16
227 KAM FAI SECURITIES CO., LIMITED 4 29 33 87.88
228 Mount Kellett Capital (Hong Kong) Limited 3 30 33 90.91 2008-09-25
229 Rich Union Securities (H.K.) Limited 6 27 33 81.82
230 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 30 33 90.91
231 WOCOM LIMITED (HK) 5 28 33 84.85
232 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 28 32 87.50 2005-11-15
233 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 29 32 90.63 2007-02-14
234 Northern Trust Company of Hong Kong Limited (The) 5 27 32 84.38 2011-09-05
235 Wellington Management Hong Kong Limited (b2003-01-02) 5 27 32 84.38 2003-09-18
236 Amundi Hong Kong Limited 5 26 31 83.87
237 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
238 GFI (HK) SECURITIES L.L.C. 3 28 31 90.32 2007-06-18
239 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 29 31 93.55 2007-01-30
240 HGNH International Futures Co., Limited 7 24 31 77.42 2007-06-26
241 OKASAN INTERNATIONAL (ASIA) LIMITED 4 27 31 87.10 2007-05-17
242 Sanford C. Bernstein (Hong Kong) Limited 5 26 31 83.87 2011-09-28
243 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
244 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 26 31 83.87 2009-06-02
245 BOCI ASSET MANAGEMENT LIMITED 9 21 30 70.00
246 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 24 30 80.00 2006-07-03
247 HAITONG INTERNATIONAL CAPITAL LIMITED 7 23 30 76.67
248 MIDLAND WEALTH MANAGEMENT LIMITED 2 28 30 93.33 2008-02-18
249 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
250 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 21 29 72.41 2003-08-29
251 Everbright Securities Digital Finance (HK) Limited 4 25 29 86.21
252 Fosun International Securities Limited 10 19 29 65.52 2008-06-23
253 GUOTAI JUNAN CAPITAL LIMITED 6 23 29 79.31
254 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 21 29 72.41 2007-06-20
255 LUK FOOK SECURITIES (HK) LIMITED 4 24 28 85.71
256 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 24 28 85.71 2008-06-30
257 OnePlatform Securities Limited 2 26 28 92.86
258 RBC Capital Markets (Hong Kong) Limited 5 23 28 82.14 2010-09-09
259 Renaissance Capital (Hong Kong) Limited 5 23 28 82.14 2010-09-02
260 SMBC Nikko Securities (Hong Kong) Limited 5 23 28 82.14
261 South China Forex Limited 2 26 28 92.86 2010-06-21
262 CAPITAL RESEARCH COMPANY 3 24 27 88.89 2004-11-10
263 GAYANG SECURITIES LIMITED 3 24 27 88.89 2010-11-09
264 Hafoo Securities Limited 2 25 27 92.59 2009-12-09
265 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
266 HARRIS FRASER (INTERNATIONAL) LIMITED 3 24 27 88.89
267 ICAP Securities Hong Kong Limited 3 24 27 88.89 2005-10-06
268 LEHIN SECURITIES LIMITED 3 24 27 88.89
269 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 24 27 88.89
270 S&P Global Ratings Hong Kong Limited 7 20 27 74.07 2011-06-01
271 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
272 CAPITAL GLOBAL MANAGEMENT LIMITED 4 22 26 84.62 2005-09-17
273 CMB International Securities Limited 4 22 26 84.62 2010-06-15
274 DELTA ASIA SECURITIES LIMITED 4 22 26 84.62 2011-12-23
275 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
276 Essence International Securities (Hong Kong) Limited 4 22 26 84.62 2010-05-18
277 HPEF Capital Partners Limited 9 17 26 65.38
278 IAM LEGACY LIMITED 3 23 26 88.46 2007-08-21
279 ICAP Equities Asia Limited 3 23 26 88.46 2008-12-22
280 IMC Asia Pacific Limited 2 24 26 92.31 2007-03-12
281 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 18 26 69.23
282 KINGSTON FUTURES LIMITED 3 23 26 88.46
283 ORIENTAL PATRON SECURITIES LIMITED 5 21 26 80.77
284 Shang International Finance Limited 11 15 26 57.69
285 Sino-Rich Securities & Futures Limited 3 23 26 88.46 2010-11-17
286 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
287 Yunfeng Financial Markets Limited 10 16 26 61.54
288 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
289 IPP FINANCIAL ADVISERS LIMITED 2 23 25 92.00 2006-12-21
290 KAISER FUTURES LIMITED 3 22 25 88.00
291 KAISER SECURITIES LIMITED 2 23 25 92.00
292 PineBridge Investments Asia Limited 6 19 25 76.00 2009-04-02
293 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 22 25 88.00
294 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 8 17 25 68.00
295 Vantage Capital Markets HK Limited 5 20 25 80.00 2008-10-02
296 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
297 AXA Financial Planning (Hong Kong) Limited 5 19 24 79.17
298 CHINA EVERBRIGHT CAPITAL LIMITED 6 18 24 75.00 2005-05-09
299 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 20 24 83.33 2010-08-20
300 Eastspring Investments (Hong Kong) Limited 4 20 24 83.33 2006-08-08
301 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 19 24 79.17
302 HSBC BROKING SECURITIES (HONG KONG) LIMITED 4 20 24 83.33
303 HUNG SING SECURITIES LIMITED 4 20 24 83.33
304 INSTINET PACIFIC LIMITED 4 20 24 83.33
305 Interactive Brokers LLC 3 21 24 87.50 2007-03-19
306 Keefe, Bruyette & Woods Asia Limited 8 16 24 66.67 2010-03-03
307 Legg Mason Asset Management Hong Kong Limited 4 20 24 83.33 2005-10-31
308 North Beta International Securities Limited 2 22 24 91.67 2009-07-17
309 PIPER JAFFRAY ASIA LIMITED 5 19 24 79.17
310 TAI SHING STOCK INVESTMENT CO. LIMITED 2 22 24 91.67
311 Virtu ITG Hong Kong Limited 5 19 24 79.17
312 WILSON SECURITIES LIMITED 2 22 24 91.67 2010-02-25
313 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
314 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
315 Excalibur Global Financial Group Limited 3 20 23 86.96
316 FIRST SECURITIES (HK) LIMITED 7 16 23 69.57 2009-08-03
317 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 19 23 82.61 2008-07-03
318 HARVEST GLOBAL INVESTMENTS LIMITED 5 18 23 78.26 2009-02-16
319 I-ACCESS INVESTORS LIMITED 6 17 23 73.91 2005-07-13
320 SBI China Capital Commodities Limited 5 18 23 78.26
321 SynerWealth Financial Limited 3 20 23 86.96 2009-02-04
322 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 82.61
323 WING FUNG FUTURES LIMITED 3 20 23 86.96 2006-04-21
324 WING FUNG SECURITIES LIMITED 3 20 23 86.96
325 Allianz Global Investors Hong Kong Limited 4 18 22 81.82
326 AMPLE CAPITAL LIMITED 9 13 22 59.09 2007-01-02
327 BEA Union Investment Management Limited 5 17 22 77.27
328 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82 2010-09-10
329 BOCOM International (Asia) Limited 8 14 22 63.64 2007-09-21
330 CLSA FUTURES LIMITED 4 18 22 81.82
331 DL BROKERAGE LIMITED 3 19 22 86.36
332 DWS Investments Hong Kong Limited 4 18 22 81.82
333 EWARTON SECURITIES LIMITED 6 16 22 72.73
334 Fidelity Management & Research (Hong Kong) Limited 3 19 22 86.36 2008-09-04
335 GAM HONG KONG LIMITED 3 19 22 86.36
336 HANG SENG SECURITIES LIMITED 6 16 22 72.73
337 JIMEI SECURITIES LIMITED 2 20 22 90.91 2008-12-09
338 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 20 22 90.91
339 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
340 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
341 PACIFIC FOUNDATION SECURITIES LIMITED 5 17 22 77.27
342 Planetree Securities Limited 4 18 22 81.82
343 Rifa Securities Limited 4 18 22 81.82
344 BOCOM International Asset Management Limited 7 14 21 66.67 2007-09-13
345 CAIIS Limited 3 18 21 85.71 2006-05-23
346 China Asset Management (Hong Kong) Limited 6 15 21 71.43 2008-12-10
347 CLSA Capital Partners (HK) Limited 5 16 21 76.19
348 Guotai Junan FX Limited 3 18 21 85.71 2010-10-21
349 KINGSWAY CAPITAL LIMITED 6 15 21 71.43 2008-08-14
350 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
351 Open Securities Limited 6 15 21 71.43 2010-07-16
352 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 18 21 85.71 2007-01-09
353 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 18 21 85.71
354 Prime Cdex Securities Limited 4 17 21 80.95
355 Quam Capital Limited (b1994-08-04) 6 15 21 71.43
356 SPS SECURITIES LIMITED 4 17 21 80.95
357 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
358 YICKO SECURITIES LIMITED 4 17 21 80.95
359 ABCI CAPITAL LIMITED 4 16 20 80.00 2011-03-17
360 Beevest Securities Limited 6 14 20 70.00 2005-03-07
361 BERICH BROKERAGE LIMITED 3 17 20 85.00
362 BUSINESS SECURITIES LIMITED 2 18 20 90.00
363 CBH Asia Limited 3 17 20 85.00 2010-09-24
364 CHEER UNION SECURITIES LIMITED 3 17 20 85.00
365 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 17 20 85.00 2008-12-17
366 DBS ASIA CAPITAL LIMITED 8 12 20 60.00
367 ENLIGHTEN FUTURES LIMITED 4 16 20 80.00
368 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
369 HENYEP SECURITIES LIMITED 3 17 20 85.00
370 Income Partners Asset Management (HK) Limited 4 16 20 80.00
371 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
372 ORIENT SECURITIES LIMITED 3 17 20 85.00
373 Public Securities Limited 4 16 20 80.00
374 REDFORD SECURITIES LIMITED 2 18 20 90.00 2005-03-31
375 SFM HK Management Limited 4 16 20 80.00 2010-11-01
376 TEMPLETON ASSET MANAGEMENT LTD 3 17 20 85.00
377 Tiger Securities Asset Management Company Limited 6 14 20 70.00 2006-12-29
378 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
379 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
380 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
381 APG Investments Asia Limited 7 12 19 63.16 2008-11-18
382 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
383 Channel 8 Wealth Management Limited 3 16 19 84.21 2010-01-27
384 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 14 19 73.68 2009-03-31
385 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 89.47
386 GOLDENWAY SECURITIES COMPANY LIMITED 2 17 19 89.47
387 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 63.16
388 HSBC FUTURES (SINGAPORE) PTE LTD 3 16 19 84.21 2007-04-20
389 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 14 19 73.68 2006-09-12
390 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 13 19 68.42 2007-03-01
391 Sunrise Brokers (Hong Kong) Limited 2 17 19 89.47 2009-12-09
392 TT INTERNATIONAL (HONG KONG) LIMITED 7 12 19 63.16 2004-06-04
393 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 73.68 2007-01-11
394 YUEXING SECURITIES COMPANY LIMITED 3 16 19 84.21
395 AISANCE ASSET MANAGEMENT LIMITED 5 13 18 72.22 2005-06-16
396 CSC FUTURES (HK) LIMITED 4 14 18 77.78
397 De Riva Asia Limited 2 16 18 88.89 2010-07-29
398 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
399 LOMBARD ODIER (HONG KONG) LIMITED 5 13 18 72.22
400 MTF SECURITIES LIMITED 2 16 18 88.89
401 NATIONAL RESOURCES SECURITIES LIMITED 4 14 18 77.78
402 PEGASUS FUND MANAGERS LIMITED 2 16 18 88.89 2011-01-28
403 Qantex Capital Markets Limited 2 16 18 88.89 2009-04-14
404 St. James's Place (Hong Kong) Limited 1 17 18 94.44
405 CES Capital International (Hong Kong) Co., Limited 8 9 17 52.94 2008-03-20
406 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
407 China Galaxy International Securities (Hong Kong) Co., Limited 5 12 17 70.59 2011-09-12
408 CLSA Asset Management Limited 3 14 17 82.35 2008-08-01
409 CMB International Capital Limited 4 13 17 76.47 2010-09-07
410 CNI Securities Group Limited 3 14 17 82.35 2009-12-15
411 CTBC Asia Limited 5 12 17 70.59 2004-01-14
412 CVC Asia Pacific Limited 4 13 17 76.47 2009-11-16
413 Everbright Securities Global (HK) Limited 3 14 17 82.35
414 GF Asset Management (Hong Kong) Limited 3 14 17 82.35 2007-11-08
415 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
416 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
417 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
418 Neuberger Berman Asia Limited 3 14 17 82.35 2008-03-13
419 OCBC Wing Hang Shares Brokerage Co. Limited 4 13 17 76.47
420 Optima Capital Limited 4 13 17 76.47 2007-10-25
421 ORIENTAL PATRON ASIA LIMITED 6 11 17 64.71
422 WINFULL SECURITIES LIMITED 3 14 17 82.35
423 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
424 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
425 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
426 China Gather Wealth Financial Company Limited 6 10 16 62.50 2005-04-01
427 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 75.00 2006-12-08
428 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 12 16 75.00 2007-04-20
429 Double Haven Capital (Hong Kong) Limited 3 13 16 81.25 2007-02-16
430 ELSTONE SECURITIES LIMITED 4 12 16 75.00
431 Essence Futures (Hong Kong) Limited 3 13 16 81.25 2010-10-25
432 Future Growth Financial Services Limited 3 13 16 81.25 2010-04-08
433 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
434 GF Capital (Hong Kong) Limited 6 10 16 62.50 2007-01-31
435 HING WONG SECURITIES LIMITED 3 13 16 81.25
436 ICBC (ASIA) SECURITIES LIMITED 4 12 16 75.00
437 iFAST Financial (HK) Limited 4 12 16 75.00 2007-03-30
438 JPMorgan Asset Management Real Assets (Asia) Limited 2 14 16 87.50 2009-06-26
439 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
440 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 10 16 62.50 2009-07-30
441 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 11 16 68.75
442 Pyramis Global Advisors (Hong Kong) Limited 5 11 16 68.75 2008-07-29
443 Robeco Hong Kong Limited 5 11 16 68.75 2007-12-18
444 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
445 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 13 16 81.25 2008-09-02
446 WING FUNG FOREX LIMITED 2 14 16 87.50 2009-01-08
447 WINTECH SECURITIES LIMITED 4 12 16 75.00
448 YU ON SECURITIES COMPANY LIMITED 3 13 16 81.25 2008-01-17
449 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 13 15 86.67
450 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
451 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 10 15 66.67
452 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
453 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 11 15 73.33 2010-06-29
454 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
455 GUOYUAN FUTURES (HONG KONG) LIMITED 2 13 15 86.67 2007-11-29
456 HANG TAI SECURITIES LIMITED 3 12 15 80.00
457 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
458 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 73.33 2009-07-10
459 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 11 15 73.33 2003-06-06
460 M&F Asset Management Limited 4 11 15 73.33
461 Nomura Asset Management Hong Kong Limited 4 11 15 73.33
462 Oppenheimer Investments Asia Limited 2 13 15 86.67 2010-02-12
463 Penjing Asset Management (HK) Limited 5 10 15 66.67 2005-03-24
464 PO SANG SECURITIES LIMITED 2 13 15 86.67
465 PROMISING SECURITIES COMPANY LIMITED 3 12 15 80.00 2004-01-02
466 SENRIGAN CAPITAL GROUP LIMITED 3 12 15 80.00 2009-08-27
467 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 73.33
468 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 9 15 60.00 2008-08-07
469 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
470 Waterland Securities (HK) Company Limited 2 13 15 86.67 2009-02-20
471 Well Link Securities Limited 3 12 15 80.00 2005-11-11
472 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 10 14 71.43 2008-08-08
473 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
474 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 12 14 85.71
475 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
476 Bosera Asset Management (International) Co., Limited 4 10 14 71.43 2010-11-05
477 CC Finance Limited 3 11 14 78.57 2006-04-20
478 CINDA INTERNATIONAL CAPITAL LIMITED 6 8 14 57.14
479 CMB International Global Markets Limited 3 11 14 78.57
480 DAEWOO SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
481 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
482 HAMON ASSET MANAGEMENT LIMITED 4 10 14 71.43
483 HAMON INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43
484 HEAD & SHOULDERS SECURITIES LIMITED 3 11 14 78.57 2008-03-27
485 Janus Henderson Investors Hong Kong Limited 4 10 14 71.43
486 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
487 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
488 LIM ADVISORS LIMITED 4 10 14 71.43
489 MALAHON SECURITIES LIMITED 2 12 14 85.71
490 Mayfair & Ayers Financial Group Limited 5 9 14 64.29 2006-07-17
491 MCP Asset Management Company Limited 3 11 14 78.57 2005-08-23
492 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
493 PRIME SECURITIES LIMITED (HK) 2 12 14 85.71
494 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
495 Public Financial Securities Limited 3 11 14 78.57
496 Rabo Brokerage HK Limited 3 11 14 78.57 2007-09-12
497 Redford Asset Management Limited 4 10 14 71.43 2010-03-09
498 Sinofortune Securities Limited 4 10 14 71.43
499 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
500 Vision Capital Investment Management Limited 3 11 14 78.57 2003-12-17
501 Wells Fargo Securities Asia Limited 3 11 14 78.57 2008-04-25
502 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
503 AIF CAPITAL LIMITED 4 9 13 69.23
504 AIF Securities Limited 5 8 13 61.54 2004-11-02
505 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
506 ASA SECURITIES LIMITED 2 11 13 84.62 2010-08-19
507 Astrum Capital Management Limited (HK) 3 10 13 76.92 2005-07-08
508 AXA Investment Managers Asia Limited 2 11 13 84.62 2005-07-21
509 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
510 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 7 13 53.85 2011-01-04
511 BULLISH SECURITIES LIMITED 2 11 13 84.62
512 BWC FOREX LIMITED 3 10 13 76.92 2009-12-11
513 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 84.62 2005-09-21
514 Citadel Asia Limited 3 10 13 76.92 2005-10-21
515 CSOP Asset Management Limited 3 10 13 76.92 2008-09-29
516 Eclipse Options (HK) Limited 2 11 13 84.62 2007-05-31
517 EQT Partners Asia Limited 4 9 13 69.23 2011-04-15
518 Essence International Financial Holdings Limited 2 11 13 84.62
519 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
520 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 11 13 84.62
521 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
522 HAMON ASIAN ADVISORS LIMITED 4 9 13 69.23
523 IBTS ASIA (HK) LIMITED 4 9 13 69.23 2005-11-17
524 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
525 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
526 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
527 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
528 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
529 MANGO FINANCIAL LIMITED 3 10 13 76.92
530 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
531 Neutral Financial Holding Company Limited 4 9 13 69.23
532 ORIENT SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2010-07-21
533 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
534 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
535 Shacom Securities Limited 2 11 13 84.62
536 SINO GRADE SECURITIES LIMITED 2 11 13 84.62
537 SPARX Asia Investment Advisors Limited 2 11 13 84.62 2004-04-20
538 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
539 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
540 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
541 VC CAPITAL LIMITED 5 8 13 61.54
542 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
543 abrdn Hong Kong Limited 4 8 12 66.67
544 AMC Wanhai Securities Limited 3 9 12 75.00 2009-07-09
545 Anuenue Securities Limited 2 10 12 83.33
546 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
547 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 75.00 2010-02-19
548 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
549 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
550 D. E. Shaw & Co. (Asia Pacific) Limited 3 9 12 75.00 2007-11-14
551 EAST ASIA FUTURES LIMITED 3 9 12 75.00
552 FLAG Squadron Asia Limited 6 6 12 50.00 2006-10-24
553 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
554 HENIK SECURITIES LIMITED 2 10 12 83.33
555 HSBC BROKING (CHINA) LIMITED 3 9 12 75.00
556 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
557 LUEN SING SECURITIES LIMITED 3 9 12 75.00
558 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
559 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 9 12 75.00 2010-11-03
560 MOELIS & COMPANY ASIA LIMITED 2 10 12 83.33 2009-12-11
561 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
562 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 10 12 83.33 2011-11-25
563 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
564 ORIENTAL WEALTH SECURITIES LIMITED 3 9 12 75.00 2008-09-05
565 PIMCO Asia Limited 3 9 12 75.00 2006-05-17
566 Rifa Futures Limited 2 10 12 83.33 2008-12-01
567 ROOFER SECURITIES LIMITED 3 9 12 75.00
568 RPS INVESTMENT LIMITED 3 9 12 75.00
569 SAIL ADVISORS LIMITED 5 7 12 58.33 2004-05-17
570 SEEKERS MARKETS LIMITED 2 10 12 83.33
571 SHUN HENG SECURITIES LIMITED 2 10 12 83.33
572 SINOMAX SECURITIES LIMITED 3 9 12 75.00
573 STOCKWELL COMMODITIES LIMITED 3 9 12 75.00
574 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
575 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
576 SUN SECURITIES LIMITED 2 10 12 83.33 2011-04-01
577 TANG PING KONG LIMITED 3 9 12 75.00
578 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
579 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 9 12 75.00
580 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
581 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
582 Win Securities Limited 3 9 12 75.00
583 WING FAT SECURITIES LIMITED 3 9 12 75.00
584 Wisetrade Securities Limited 3 9 12 75.00
585 ZMF Asset Management Limited 2 10 12 83.33 2011-01-21
586 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
587 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
588 China Finance KAB Limited 2 9 11 81.82 2004-12-23
589 CHINA SYSTEM SECURITIES LIMITED 3 8 11 72.73 2005-07-07
590 China Tonghai (IA) Limited 3 8 11 72.73
591 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
592 CQS (HONG KONG) LIMITED 2 9 11 81.82 2005-04-11
593 DAH SING SECURITIES LIMITED 3 8 11 72.73
594 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 72.73
595 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
596 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 72.73
597 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
598 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
599 FDB Financial Group Limited 3 8 11 72.73
600 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
601 Hao Tian International Securities Limited 4 7 11 63.64
602 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
603 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
604 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
605 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
606 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 81.82 2004-12-16
607 Legg Mason International Equities (Hong Kong) Limited 3 8 11 72.73
608 Marshall Wace Gavekal Asia Limited 2 9 11 81.82 2008-06-30
609 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
610 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 9 11 81.82 2009-09-04
611 Minerva Securities Limited 2 9 11 81.82
612 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73
613 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 6 11 54.55 2009-04-09
614 Oaktree Capital (Hong Kong) Limited 3 8 11 72.73 2006-07-12
615 Oreana Financial Services Limited 3 8 11 72.73 2011-07-12
616 PHOENIX CAPITAL SECURITIES LIMITED 6 5 11 45.45 2006-07-03
617 Planetree Futures Limited 4 7 11 63.64
618 Samsung Asset Management (Hong Kong) Limited 2 9 11 81.82 2008-04-23
619 SDHG International Securities Limited 3 8 11 72.73
620 SHENG YUAN SECURITIES LIMITED 3 8 11 72.73 2010-10-27
621 SOLID KING SECURITIES LIMITED 3 8 11 72.73
622 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
623 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
624 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
625 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
626 VISION FINANCE ASSET MANAGEMENT LIMITED 6 5 11 45.45 2006-11-14
627 VMS Securities Limited 4 7 11 63.64
628 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
629 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
630 YUE XIU SECURITIES COMPANY LIMITED 3 8 11 72.73
631 Zijing Capital Limited 3 8 11 72.73 2003-05-07
632 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
633 Alpha Financial Group Limited 2 8 10 80.00 2005-10-31
634 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 80.00 2007-05-08
635 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
636 Bradbury Securities Limited 2 8 10 80.00
637 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00
638 CF GLOBAL (HK) LIMITED 3 7 10 70.00 2006-11-22
639 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
640 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00 2007-02-16
641 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
642 COHEN & STEERS ASIA LIMITED 3 7 10 70.00 2005-07-29
643 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 80.00 2009-01-02
644 FT Securities Limited 3 7 10 70.00 2005-09-22
645 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 80.00 2005-02-16
646 GAVEKAL CAPITAL LIMITED 2 8 10 80.00 2003-06-09
647 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
648 Hamilton Lane (Hong Kong) Limited 2 8 10 80.00 2010-07-05
649 HONG KONG INTERNATIONAL FUTURES LIMITED 4 6 10 60.00
650 HUA NAN SECURITIES (HK) LIMITED 4 6 10 60.00 2008-04-08
651 Huajin Corporate Finance (International) Limited 4 6 10 60.00
652 ICBC Asset Management (Global) Company Limited 2 8 10 80.00
653 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 6 10 60.00 2009-12-14
654 iTTa Capital Limited 2 8 10 80.00 2003-05-29
655 Japaninvest (Hong Kong) Limited 3 7 10 70.00 2010-10-26
656 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
657 JS SECURITIES LIMITED 1 9 10 90.00 2011-01-20
658 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
659 KING FOOK SECURITIES COMPANY LIMITED 5 5 10 50.00
660 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 6 10 60.00
661 KVB Kunlun Securities (HK) Limited 2 8 10 80.00 2008-07-02
662 LAMTEX SECURITIES LIMITED 3 7 10 70.00
663 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
664 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
665 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2008-09-03
666 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 70.00 2007-12-21
667 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
668 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
669 NITTAN CAPITAL ASIA LIMITED 2 8 10 80.00 2011-08-05
670 ONSHINE SECURITIES LIMITED 3 7 10 70.00
671 ORIENT FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2011-02-28
672 PineBridge Investments Hong Kong Limited 4 6 10 60.00
673 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 80.00 2004-02-13
674 PO LEE SECURITIES LIMITED 3 7 10 70.00
675 RBS Asia Futures Limited 4 6 10 60.00
676 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
677 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
678 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
679 SJS Markets Limited 3 7 10 70.00 2005-03-02
680 Templewater Hong Kong Limited 4 6 10 60.00
681 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
682 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
683 UPBEST COMMODITIES COMPANY LIMITED 3 7 10 70.00
684 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
685 YUE XIU FUTURES COMPANY LIMITED 2 8 10 80.00
686 ZBI Asia Limited 3 7 10 70.00 2010-02-22
687 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 77.78
688 ALTUS CAPITAL LIMITED 3 6 9 66.67
689 Anli Securities Limited 2 7 9 77.78
690 Arta Global Markets Limited 3 6 9 66.67 2008-01-08
691 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
692 Beijing Securities Limited 3 6 9 66.67 2008-11-07
693 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 55.56 2004-11-17
694 BUSINESS FUTURES LIMITED 2 7 9 77.78
695 Capital International, Inc. 2 7 9 77.78 2007-07-03
696 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
697 Chanceton Capital Partners Limited 4 5 9 55.56
698 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
699 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
700 CNCB (Hong Kong) Capital Limited 6 3 9 33.33 2010-10-27
701 EMPEROR CORPORATE FINANCE LIMITED 4 5 9 55.56 2009-12-24
702 EVERHOT SECURITIES LIMITED 3 6 9 66.67
703 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
704 GT CAPITAL LIMITED 3 6 9 66.67
705 HANG SENG FUTURES LIMITED 2 7 9 77.78
706 HERMES SECURITIES LIMITED 2 7 9 77.78
707 HONFIRST INVESTMENT LIMITED 3 6 9 66.67
708 Hong Kong Stock Link Securities Limited 2 7 9 77.78
709 Hongkong Bay Securities Limited 2 7 9 77.78
710 HSBC Global Asset Management Holdings (Bahamas) Limited 9 0 9 0.00
711 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
712 JK Capital Management Limited 4 5 9 55.56
713 Joy Silver Limited 3 6 9 66.67
714 KILMOREY SECURITIES LIMITED 2 7 9 77.78
715 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
716 KWOK HING SECURITIES LIMITED 2 7 9 77.78
717 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
718 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
719 Leonteq Securities (Hong Kong) Limited 2 7 9 77.78 2011-04-07
720 Mackenzie Investments Asia Limited 4 5 9 55.56
721 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
722 METRO CAPITAL FUTURES LIMITED 3 6 9 66.67
723 Octal Capital Limited 4 5 9 55.56 2011-06-01
724 Open Asset Management Limited 5 4 9 44.44 2011-03-08
725 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
726 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
727 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
728 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
729 PCA Investments Hong Kong, Limited 3 6 9 66.67 2011-06-16
730 Permira Advisers Limited 2 7 9 77.78 2008-08-19
731 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 66.67 2008-07-29
732 Providence Equity Asia Limited 2 7 9 77.78 2007-08-23
733 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
734 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
735 Segantii Capital Management Limited 2 7 9 77.78 2007-11-22
736 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
737 SOUTH CHINA RESEARCH LIMITED 3 6 9 66.67
738 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
739 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
740 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
741 THING ON SECURITIES LIMITED 2 7 9 77.78
742 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
743 TPG-AXON CAPITAL (HK), LIMITED 2 7 9 77.78 2005-05-31
744 Tyche Group Limited 2 7 9 77.78
745 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
746 Vontobel Asset Management Asia Pacific Limited 3 6 9 66.67 2008-11-27
747 WINNINGTON CAPITAL LIMITED 4 5 9 55.56
748 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
749 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
750 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
751 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
752 AD Capital Management (Hong Kong) Limited 2 6 8 75.00 2004-09-08
753 AKTIS CAPITAL ADVISORY LIMITED 4 4 8 50.00 2003-11-29
754 ALBOURNE PARTNERS (ASIA) LIMITED 3 5 8 62.50 2004-09-07
755 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
756 ALTUS INVESTMENTS LIMITED (HK) 2 6 8 75.00 2005-12-14
757 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
758 Argonaut Securities (Asia) Limited 4 4 8 50.00 2011-09-08
759 Balyasny Asset Management (Hong Kong) Limited 2 6 8 75.00 2008-03-03
760 BOKHARY SECURITIES LIMITED 2 6 8 75.00
761 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
762 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 4 8 50.00 2007-08-24
763 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
764 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
765 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
766 CHELSEA SECURITIES LIMITED 6 2 8 25.00
767 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 5 8 62.50
768 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 5 8 62.50 2011-04-26
769 China Jianxin Financial Services Limited 2 6 8 75.00 2009-11-17
770 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
771 CMS CAPITAL (HK) CO., LIMITED 4 4 8 50.00 2004-05-06
772 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
773 CS Wealth Securities Limited 4 4 8 50.00
774 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2009-10-14
775 DNB Asset Management (Asia) Limited 4 4 8 50.00
776 Everbright Capital Management Limited 2 6 8 75.00 2007-09-24
777 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
778 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
779 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
780 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
781 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
782 Golden Hen Securities and Futures Limited 2 6 8 75.00 2010-05-13
783 Goldin Equities Limited 4 4 8 50.00 2008-12-17
784 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
785 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
786 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
787 HPEF Venture Partners Limited 4 4 8 50.00
788 Huabang Securities Limited 3 5 8 62.50
789 Huayu Securities Limited 2 6 8 75.00
790 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 50.00 2004-08-30
791 JANCHOR PARTNERS LIMITED 2 6 8 75.00 2009-11-06
792 JIMEI FUTURES LIMITED 2 6 8 75.00 2008-12-09
793 JVSakk Asset Management Limited 3 5 8 62.50 2008-08-28
794 K.K.M. SECURITIES LIMITED 2 6 8 75.00
795 KMT SECURITIES LIMITED 2 6 8 75.00
796 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
797 LUEN HING SECURITIES LIMITED 2 6 8 75.00
798 LUK FOOK FUTURES (HK) LIMITED 2 6 8 75.00 2011-12-05
799 MERCER INVESTMENTS (HK) LIMITED 2 6 8 75.00 2005-08-04
800 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 6 8 75.00 2011-04-14
801 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
802 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
803 Oshidori Securities Limited 3 5 8 62.50
804 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 4 8 50.00 2007-03-08
805 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
806 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
807 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2004-09-15
808 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 75.00
809 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
810 Prudence Investment Management (Hong Kong) Limited 3 5 8 62.50 2009-06-08
811 QMIS Securities Limited 3 5 8 62.50 2009-07-24
812 Realord Asia Pacific Securities Limited 3 5 8 62.50 2010-11-24
813 Redwood Peak Limited 2 6 8 75.00 2007-10-05
814 RHB CAPITAL HONG KONG LIMITED 4 4 8 50.00
815 SDHG International Asset Management Limited 6 2 8 25.00 2008-12-02
816 Sensible Asset Management Limited 3 5 8 62.50 2005-06-18
817 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
818 South China Asset Management Limited 2 6 8 75.00 2010-04-19
819 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
820 SPS COMMODITIES LIMITED 2 6 8 75.00
821 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
822 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 4 8 50.00 2005-07-07
823 T G SECURITIES LIMITED 3 5 8 62.50 2005-12-19
824 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
825 Tensant Securities Limited 2 6 8 75.00 2004-08-25
826 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 5 8 62.50 2008-04-11
827 TIANDA SECURITIES LIMITED 2 6 8 75.00 2011-01-18
828 TRUTH SECURITIES LIMITED 4 4 8 50.00
829 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
830 UIC FINANCIAL ADVISORS LIMITED 4 4 8 50.00 2010-04-13
831 VEDA CAPITAL LIMITED (HK) 4 4 8 50.00 2005-12-28
832 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
833 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
834 WING ON SECURITIES LIMITED 2 6 8 75.00
835 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
836 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
837 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
838 AJ Securities Limited 2 5 7 71.43
839 Allard Partners Limited 2 5 7 71.43
840 AP Asset Management (HK) Limited 3 4 7 57.14 2004-07-07
841 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
842 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
843 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
844 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
845 BaoQiao Partners Capital Limited 3 4 7 57.14 2008-03-05
846 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
847 Blossomhill Investment Limited 4 3 7 42.86 2010-03-04
848 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2006-11-01
849 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
850 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
851 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
852 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
853 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
854 China Reserve Securities Limited 4 3 7 42.86
855 CHINAWIDE SECURITIES LIMITED 3 4 7 57.14 2010-11-09
856 COMGEST FAR EAST LIMITED 2 5 7 71.43
857 DONVEX CAPITAL LIMITED 3 4 7 57.14 2009-01-29
858 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
859 Essence Corporate Finance (Hong Kong) Limited 3 4 7 57.14 2010-09-01
860 Evercore Asia Limited 4 3 7 42.86 2011-03-04
861 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
862 FAIRWIN BROKING LIMITED 2 5 7 71.43
863 Finet Securities Limited 3 4 7 57.14
864 FORTUNE FINANCIAL CAPITAL LIMITED 2 5 7 71.43 2009-03-12
865 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
866 Gain Capital - Forex.com Hong Kong Limited 2 5 7 71.43 2009-07-22
867 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
868 Gong Ping Securities Limited 2 5 7 71.43 2010-12-08
869 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
870 GUODU SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2009-03-20
871 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
872 Horizon Asset International (HK) Limited 3 4 7 57.14 2008-09-03
873 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
874 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
875 Imagi Brokerage Limited 3 4 7 57.14
876 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 5 7 71.43 2010-10-06
877 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
878 ITAU ASIA LIMITED 2 5 7 71.43 2006-10-31
879 KB Securities Hong Kong Limited 2 5 7 71.43
880 Kerogen Capital (Asia) Limited 3 4 7 57.14 2010-02-01
881 KGI CAPITAL ASIA LIMITED 6 1 7 14.29
882 KPMG CORPORATE FINANCE LIMITED 4 3 7 42.86
883 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
884 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
885 MAN HON YEUNG SECURITIES LIMITED 3 4 7 57.14
886 MEIJI YASUDA ASIA LIMITED 4 3 7 42.86
887 MESSIS CAPITAL LIMITED 5 2 7 28.57
888 MORGAN FUEL GO SECURITIES LIMITED 2 5 7 71.43
889 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
890 NEW SPRING CAPITAL LIMITED 2 5 7 71.43 2011-06-17
891 Nine Masts Capital Limited 3 4 7 57.14 2010-05-11
892 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
893 OLD PEAK LIMITED (HK) 4 3 7 42.86 2005-08-26
894 ORTUS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2003-08-29
895 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
896 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
897 PGIM (Hong Kong) Limited 2 5 7 71.43
898 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
899 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14 2011-02-21
900 Prime Cdex Futures Limited 2 5 7 71.43
901 Quam Asset Management Limited (b1983-06-28) 4 3 7 42.86
902 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
903 ROSA SECURITIES LIMITED 3 4 7 57.14
904 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 4 7 57.14 2008-11-07
905 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
906 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
907 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
908 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
909 Towers Watson Investment Services Hong Kong Limited 3 4 7 57.14 2007-05-14
910 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
911 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
912 VALUABLE CAPITAL LIMITED 2 5 7 71.43 2010-07-14
913 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 3 7 42.86 2007-11-29
914 WEALTH MANAGEMENT GROUP LIMITED 3 4 7 57.14 2007-02-02
915 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
916 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
917 Yuanta Financial (Hong Kong) Limited 4 3 7 42.86 2010-02-03
918 Zhongrong International Futures Co., Limited 3 4 7 57.14 2011-03-10
919 Aevitas Securities Limited 2 4 6 66.67
920 Aletheia Analyst Network Limited 2 4 6 66.67 2008-06-03
921 AMBITION SECURITIES CO. LIMITED 2 4 6 66.67 2010-12-28
922 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
923 Arta Asset Management Limited 3 3 6 50.00 2008-07-10
924 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
925 Asset Management One Hong Kong Limited 2 4 6 66.67 2010-03-10
926 Averest Capital Limited 3 3 6 50.00
927 Belvest Investment Services Limited 2 4 6 66.67
928 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2004-11-10
929 BMI Securities Limited 2 4 6 66.67 2011-03-14
930 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
931 BNY Mellon Investment Management Hong Kong Limited 3 3 6 50.00 2008-06-06
932 BOCHK Asset Management Limited 4 2 6 33.33 2010-12-15
933 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
934 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
935 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
936 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-08-23
937 CHALLENGE CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2004-10-26
938 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
939 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
940 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
941 China Alpha Fund Management (HK) Limited 4 2 6 33.33 2010-05-31
942 CHINA EAGLE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-07-06
943 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
944 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
945 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
946 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
947 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2004-07-28
948 CTRISKS RATING LIMITED 3 3 6 50.00 2011-06-01
949 Daishin Securities Asia Limited 4 2 6 33.33 2008-11-24
950 Davidson Kempner Asia Limited 3 3 6 50.00 2010-05-04
951 DigitalBridge Management Asia Limited 3 3 6 50.00 2010-07-20
952 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-02-26
953 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
954 Emperor Asset Management Limited 2 4 6 66.67 2009-11-03
955 Encap (Global) Asset Management Limited 2 4 6 66.67 2009-03-30
956 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
957 EXS Capital Asia Limited 2 4 6 66.67 2008-06-12
958 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
959 FB SECURITIES (HONG KONG) LIMITED 1 5 6 83.33
960 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
961 FE SECURITIES LIMITED 2 4 6 66.67
962 First Fidelity Capital (International) Limited 3 3 6 50.00 2006-04-19
963 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
964 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 66.67 2008-05-14
965 Funderstone Asset Management (HK) Limited 3 3 6 50.00
966 GENERALI INVESTMENTS ASIA LIMITED 4 2 6 33.33 2006-02-08
967 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
968 GLG Partners Hong Kong Limited 2 4 6 66.67 2010-11-30
969 GLS SECURITIES LIMITED 3 3 6 50.00
970 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 2 6 33.33 2008-12-02
971 Gong Ping Futures Limited 2 4 6 66.67 2011-11-22
972 Great Lakes Hong Kong Limited 4 2 6 33.33 2010-04-26
973 Guo Tong Capital Management Company Limited 2 4 6 66.67 2010-05-24
974 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2007-09-21
975 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 2 6 33.33 2009-11-16
976 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
977 iFAST Securities (HK) Limited 3 3 6 50.00
978 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
979 INTERCHINA SECURITIES LIMITED 2 4 6 66.67
980 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
981 JT CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2010-10-13
982 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
983 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
984 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 4 6 66.67 2008-07-02
985 LCA Solutions Limited 2 4 6 66.67 2010-07-30
986 Lighthorse Asset Management (HK) Limited 2 4 6 66.67 2009-09-04
987 Longitude Asia Limited 2 4 6 66.67
988 LT Securities Limited 3 3 6 50.00 2011-04-01
989 M SECURITIES LIMITED (HK) 2 4 6 66.67 2006-02-23
990 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
991 Matrix Securities Limited 4 2 6 33.33
992 MEAG Hong Kong Limited 5 1 6 16.67
993 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 3 6 50.00 2007-05-11
994 Merdeka Securities Limited 3 3 6 50.00
995 Metaverse Securities Limited (HK) 3 3 6 50.00 2010-12-17
996 Nikko Asset Management Hong Kong Limited 3 3 6 50.00
997 NUOXIN CAPITAL (HONG KONG) LIMITED 5 1 6 16.67 2006-08-24
998 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2010-08-18
999 orientiert International Markets Limited 2 4 6 66.67 2005-01-11
1000 ORION INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2009-11-06
1001 Oshidori Corporate Finance Limited 2 4 6 66.67
1002 PACAT Capital Management Limited 2 4 6 66.67 2010-07-12
1003 PacBridge Capital Partners (HK) Limited 2 4 6 66.67 2009-03-17
1004 Parry International Trading Limited 3 3 6 50.00 2010-08-26
1005 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1006 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 2 6 33.33 2008-03-12
1007 Principal Investment & Retirement Services Limited 2 4 6 66.67 2011-08-17
1008 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1009 QMIS Asset Management Limited 5 1 6 16.67 2009-08-13
1010 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
1011 RAYS Capital Partners Limited 3 3 6 50.00 2011-05-19
1012 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 50.00
1013 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1014 Saxo Capital Markets HK Limited 3 3 6 50.00 2011-01-19
1015 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1016 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1017 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1018 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-01-18
1019 SINO CAPITAL SECURITIES LIMITED 2 4 6 66.67
1020 SIU ON SECURITIES LIMITED 3 3 6 50.00
1021 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 50.00
1022 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1023 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
1024 STARLING GROUP SECURITIES LIMITED 2 4 6 66.67 2008-11-05
1025 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1026 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1027 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 2 6 33.33 2007-02-01
1028 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
1029 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1030 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1031 TC Capital International Limited 3 3 6 50.00 2010-08-11
1032 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1033 Tora Trading Services Limited (HK) 3 3 6 50.00 2008-11-14
1034 TRISKELE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-04-11
1035 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1036 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1037 W2 Asset Management (HK) Limited 3 3 6 50.00 2009-06-04
1038 WINGS SECURITIES (HK) LIMITED 2 4 6 66.67
1039 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1040 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
1041 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1042 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1043 Yuexiu REIT Asset Management Limited 2 4 6 66.67 2005-12-08
1044 Absolute Investment Management (HK) Limited 3 2 5 40.00
1045 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1046 Aliantis Capital Limited 2 3 5 60.00 2007-10-10
1047 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1048 Altis Partners (Asia) Limited 3 2 5 40.00 2010-10-22
1049 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
1050 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1051 Arta Global Futures Limited 3 2 5 40.00
1052 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1053 BALI SECURITIES CO. LIMITED 4 1 5 20.00
1054 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1055 Black Marble Securities Limited 2 3 5 60.00
1056 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1057 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1058 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1059 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
1060 CCB Securities Limited 2 3 5 60.00
1061 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2008-10-31
1062 CES International Commodities (HK) Limited 2 3 5 60.00
1063 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1064 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1065 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1066 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
1067 CIFM Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-07-20
1068 CINDA INTERNATIONAL RESEARCH LIMITED 3 2 5 40.00 2010-07-26
1069 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
1070 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00
1071 CTW SECURITIES LIMITED 2 3 5 60.00
1072 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1073 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
1074 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1075 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1076 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
1077 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
1078 ENZARD LIMITED 2 3 5 60.00 2004-05-21
1079 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
1080 F. R. ZIMMERN LIMITED 2 3 5 60.00
1081 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1082 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-11-15
1083 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1084 FULBRIGHT CAPITAL LIMITED 3 2 5 40.00 2011-06-14
1085 GIGA (HONG KONG) LIMITED 2 3 5 60.00
1086 Goldbridge Securities Limited 2 3 5 60.00
1087 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1088 Goldin Financial Limited 2 3 5 60.00 2009-06-01
1089 Gottex Fund Management (Hong Kong) Limited 3 2 5 40.00 2005-11-04
1090 Grand Cartel Securities Company Limited 2 3 5 60.00
1091 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
1092 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1093 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1094 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
1095 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1096 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1097 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1098 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1099 HOORAY SECURITIES LIMITED 3 2 5 40.00
1100 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1101 HUNG SING FUTURES LIMITED 2 3 5 60.00
1102 iBest Securities Company Limited 2 3 5 60.00
1103 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1104 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 2 5 40.00
1105 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1106 JEFFERIES BACHE (HONG KONG) LIMITED 2 3 5 60.00
1107 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
1108 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1109 Kam Wah Investments Limited 2 3 5 60.00
1110 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1111 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
1112 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1113 LIPPO INVESTMENTS MANAGEMENT LIMITED 5 0 5 0.00
1114 Liquidnet Asia Limited 3 2 5 40.00 2007-08-15
1115 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
1116 M3 Capital Partners (HK) Limited 2 3 5 60.00 2008-10-17
1117 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1118 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1119 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
1120 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1121 MORTON SECURITIES LIMITED 3 2 5 40.00
1122 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-09-06
1123 Nuada Limited 4 1 5 20.00 2004-01-15
1124 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
1125 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1126 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1127 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
1128 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
1129 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1130 RHB ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-05-08
1131 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1132 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1133 Riverwest Advisors Limited 3 2 5 40.00 2009-07-02
1134 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1135 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1136 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1137 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1138 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1139 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1140 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 60.00 2011-02-28
1141 SILVERSTONE INVESTMENTS LIMITED (HK) 3 2 5 40.00
1142 STARLING GROUP FUTURES LIMITED 2 3 5 60.00 2008-11-05
1143 SUN'S FUTURE LIMITED 2 3 5 60.00
1144 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1145 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1146 Tenacity Partners Limited 2 3 5 60.00 2010-08-13
1147 TFI Asset Management Limited 2 3 5 60.00 2009-06-18
1148 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1149 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
1150 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1151 UPBEST ASSETS MANAGEMENT LIMITED 2 3 5 60.00
1152 Value Partners Private Equity Limited 2 3 5 60.00
1153 VC International Asset Management Limited 3 2 5 40.00
1154 Viking Global Hong Kong Limited 4 1 5 20.00 2010-09-17
1155 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1156 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1157 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1158 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1159 Waton Securities International Limited 2 3 5 60.00
1160 WILBY SECURITIES LIMITED 2 3 5 60.00
1161 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1162 3V Capital Limited 3 1 4 25.00 2005-07-18
1163 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1164 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1165 Aletheia Capital (Hong Kong) Limited 3 1 4 25.00 2010-07-30
1166 Alvarium Investment Advisors (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1167 AM Squared Limited 2 2 4 50.00 2005-06-30
1168 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
1169 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1170 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
1171 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1172 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1173 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1174 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
1175 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1176 Avia Asset Management Limited 2 2 4 50.00
1177 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1178 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
1179 BEAR BRIGHT LIMITED 2 2 4 50.00
1180 Bentley Capital Limited (HK) 4 0 4 0.00
1181 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1182 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
1183 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2009-09-28
1184 BLOOMYEARS LIMITED 2 2 4 50.00
1185 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
1186 BOWEN ASIA LIMITED 3 1 4 25.00
1187 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 2 2 4 50.00 2007-01-18
1188 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1189 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1190 CENTALINE SECURITIES LIMITED 4 0 4 0.00 2011-10-07
1191 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1192 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1193 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1194 CHINA DEMETER SECURITIES LIMITED 2 2 4 50.00 2010-10-18
1195 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1196 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1197 CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
1198 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1199 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1200 CHUANGS & CO. LIMITED 3 1 4 25.00
1201 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1202 COL Securities (HK) Limited 3 1 4 25.00
1203 Complus Asset Management Limited 2 2 4 50.00 2011-05-25
1204 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1205 Core Securities Company Limited (The) 3 1 4 25.00 2010-11-19
1206 CPIC Investment Management (H.K.) Company Limited 2 2 4 50.00 2011-02-07
1207 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2008-07-09
1208 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1209 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1210 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
1211 EASY SECURITIES LIMITED 4 0 4 0.00 2011-01-05
1212 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1213 EFG Asset Management (HK) Limited 2 2 4 50.00 2008-06-06
1214 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1215 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1216 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1217 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
1218 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1219 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1220 FTN Financial Asia Limited 3 1 4 25.00 2008-06-02
1221 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1222 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1223 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1224 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 1 4 25.00
1225 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1226 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1227 Hang Tai Futures Limited 2 2 4 50.00
1228 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1229 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1230 HIP HING SECURITIES LIMITED 2 2 4 50.00
1231 HKFAEx Group Limited 2 2 4 50.00 2007-02-15
1232 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-11-21
1233 Hong Kong Securities (International) Company Limited 2 2 4 50.00 2009-07-23
1234 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1235 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1236 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1237 HuaAn Asset Management (Hong Kong) Limited 2 2 4 50.00 2010-12-01
1238 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
1239 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1240 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1241 INV Partners Limited 3 1 4 25.00 2009-11-24
1242 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 2 4 50.00
1243 KCG FUND MANAGEMENT LIMITED 3 1 4 25.00 2007-05-04
1244 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1245 KINGDOM INVESTMENT MANAGERS LIMITED 4 0 4 0.00 2008-12-02
1246 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1247 LBN Advisers Limited 3 1 4 25.00 2007-09-13
1248 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1249 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1250 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1251 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1252 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1253 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1254 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1255 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1256 MING HON SECURITIES LIMITED 3 1 4 25.00
1257 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1258 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1259 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 50.00 2004-09-21
1260 Nittan Securities Asia Limited 2 2 4 50.00
1261 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1262 Oberweis Asset Management (Asia) Limited 4 0 4 0.00 2008-03-06
1263 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1264 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1265 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1266 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1267 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1268 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1269 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2007-05-02
1270 PRIME COURAGE SECURITIES COMPANY LIMITED 2 2 4 50.00 2011-09-19
1271 Prince Capital Management Limited 2 2 4 50.00 2008-04-28
1272 Proton Capital Limited 3 1 4 25.00 2007-10-16
1273 R.J. O'Brien & Associates HK Limited 2 2 4 50.00 2007-10-29
1274 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1275 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1276 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1277 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1278 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1279 Silver Tree Hong Kong Limited 2 2 4 50.00 2010-09-08
1280 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1281 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
1282 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1283 SOUTH CHINA CAPITAL LIMITED 2 2 4 50.00
1284 South West Capital Limited (d2013-12-11) 3 1 4 25.00 2011-06-30
1285 SPDB International Holdings Limited 4 0 4 0.00
1286 Springboard Capital Limited 2 2 4 50.00 2010-07-02
1287 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1288 Stellar Securities Limited 2 2 4 50.00
1289 Sucden Financial (HK) Limited 2 2 4 50.00 2009-04-28
1290 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1291 Synergy Fund Management Group Limited 2 2 4 50.00 2010-05-26
1292 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1293 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-10-27
1294 Tokio Marine Investment Services, Limited 4 0 4 0.00
1295 TR Advisors Limited 2 2 4 50.00 2008-12-02
1296 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1297 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1298 United Securities Limited 2 2 4 50.00
1299 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
1300 VBG Capital Limited 3 1 4 25.00 2008-11-11
1301 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1302 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1303 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1304 VTB Capital Hong Kong Limited 3 1 4 25.00 2011-06-30
1305 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1306 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1307 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1308 WONDERLAND INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00
1309 WORLDWIDE BROKERAGE LIMITED 3 1 4 25.00
1310 YUE XIU ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-04-12
1311 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1312 Alpha International Securities (HONG KONG) Limited 2 1 3 33.33 2010-08-23
1313 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1314 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1315 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-08-03
1316 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1317 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
1318 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
1319 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1320 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1321 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1322 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1323 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1324 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1325 Brilliant Norton Securities Company Limited 2 1 3 33.33 2011-12-01
1326 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
1327 CAIDAO CAPITAL LIMITED 3 0 3 0.00 2008-07-15
1328 Canaccord Genuity (Hong Kong) Limited 2 1 3 33.33 2011-05-04
1329 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1330 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1331 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1332 Celera Markets Limited 2 1 3 33.33 2008-08-12
1333 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1334 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1335 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 1 3 33.33 2011-06-24
1336 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1337 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
1338 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1339 China Galaxy International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2011-12-14
1340 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1341 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1342 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1343 CHINA SECURITIES HOLDINGS LIMITED 2 1 3 33.33
1344 CHINA TIMES SECURITIES LIMITED 3 0 3 0.00 2011-02-21
1345 China Value Investment Limited (HK) 2 1 3 33.33 2008-07-15
1346 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1347 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1348 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1349 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1350 ConvergEx Asia Pacific Limited 2 1 3 33.33 2010-12-03
1351 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1352 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1353 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1354 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1355 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1356 D.J. SECURITIES LIMITED 2 1 3 33.33
1357 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 1 3 33.33 2011-09-02
1358 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1359 Delta Asia Wealth Management Limited 2 1 3 33.33
1360 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
1361 EAA SECURITIES LIMITED 2 1 3 33.33
1362 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1363 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1364 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1365 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1366 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1367 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
1368 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1369 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1370 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
1371 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1372 Fortune Asset Management Limited 2 1 3 33.33 2009-12-16
1373 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1374 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1375 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1376 Fubon Fund Management (Hong Kong) Limited 2 1 3 33.33
1377 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1378 GCAM Limited 2 1 3 33.33 2004-10-19
1379 GCIS LIMITED 2 1 3 33.33 2007-05-16
1380 GEOMATRIX (H.K.) LIMITED 1 2 3 66.67
1381 GET NICE CAPITAL LIMITED 2 1 3 33.33
1382 GF International Investment Management Limited 3 0 3 0.00 2011-09-08
1383 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 66.67
1384 Goldyard Capital Limited 2 1 3 33.33
1385 Greater China Securities Limited (b1999-04-26) 2 1 3 33.33
1386 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1387 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 0 3 0.00 2008-07-24
1388 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1389 HOORAY CAPITAL LIMITED 2 1 3 33.33
1390 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1391 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1392 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
1393 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1394 Hui Xian Asset Management Limited 3 0 3 0.00 2011-04-08
1395 ICBC Credit Suisse Asset Management (International) Company Limited 3 0 3 0.00 2011-11-18
1396 IMARKETS LIMITED 2 1 3 33.33
1397 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1398 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1399 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
1400 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1401 Innoform-Ashfield Capital Limited 2 1 3 33.33 2007-08-07
1402 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1403 INTERCHINA FUTURES LIMITED 2 1 3 33.33
1404 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1405 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
1406 iVenture Investment Management Limited 2 1 3 33.33
1407 JOINCAP SECURITIES LIMITED 2 1 3 33.33
1408 JW Capital Limited (HK) 3 0 3 0.00 2011-12-19
1409 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1410 Kaiser KT Capital Limited 3 0 3 0.00
1411 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1412 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1413 KGI Asset Management Limited 2 1 3 33.33
1414 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1415 KINGKEY SECURITIES GROUP LIMITED 2 1 3 33.33 2011-07-27
1416 Kirin Asset Management Limited 1 2 3 66.67 2007-06-12
1417 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2011-10-31
1418 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1419 Lexicon Partners (Asia) Limited 2 1 3 33.33 2007-03-21
1420 LINZ GLOBAL (HK) LIMITED 3 0 3 0.00 2010-09-28
1421 Liquid Capital Markets Hong Kong Limited 2 1 3 33.33 2009-10-29
1422 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1423 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1424 MIGHTY BROKERAGE (ASIA) LIMITED 2 1 3 33.33 2011-11-22
1425 Milma & Co. Limited 2 1 3 33.33 2008-09-24
1426 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1427 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1428 NAN FUNG INVESTMENT ADVISER LIMITED 2 1 3 33.33 2011-10-19
1429 NEW GALA SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-02-02
1430 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1431 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1432 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1433 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1434 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1435 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1436 Pacific Advantage Capital Limited 3 0 3 0.00 2010-10-25
1437 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1438 Pamirs Capital (H.K.) Limited 2 1 3 33.33 2010-09-10
1439 Partner Fund Management (Asia), Limited 2 1 3 33.33 2011-07-08
1440 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1441 Partners Capital Asia Limited 3 0 3 0.00 2011-08-04
1442 Paulson Asia Limited 2 1 3 33.33 2011-02-21
1443 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1444 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1445 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1446 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
1447 Ping An of China Capital (Hong Kong) Company Limited 2 1 3 33.33 2010-12-07
1448 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1449 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1450 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1451 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1452 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1453 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1454 ROCIM Limited 3 0 3 0.00 2007-06-29
1455 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1456 Ruffer (Asia) Limited 2 1 3 33.33 2008-06-05
1457 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
1458 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1459 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1460 Select Investment Services Limited (HK) 3 0 3 0.00 2011-09-16
1461 SEQUENCE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-09-01
1462 SHACOM FUTURES LIMITED 2 1 3 33.33
1463 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1464 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-06-14
1465 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1466 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1467 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1468 Shinhan Investment Asia Limited 2 1 3 33.33 2007-10-15
1469 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
1470 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1471 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1472 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1473 STI Asset Management Limited 3 0 3 0.00 2008-10-22
1474 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1475 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1476 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
1477 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1478 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1479 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1480 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1481 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1482 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1483 Trafalgar Capital Management (HK) Limited 3 0 3 0.00 2010-02-01
1484 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1485 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1486 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1487 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1488 Two Fish Capital HK Limited 2 1 3 33.33 2010-08-17
1489 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1490 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1491 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1492 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1493 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1494 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1495 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1496 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1497 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1498 Wolver Hill Asset Management Asia Limited 2 1 3 33.33 2009-03-10
1499 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1500 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1501 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1502 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1503 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1504 AASTOCKS.COM LIMITED 2 0 2 0.00
1505 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1506 ACM ASIA LIMITED 2 0 2 0.00
1507 ADM SECURITIES LIMITED 2 0 2 0.00
1508 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1509 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1510 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 2 0 2 0.00
1511 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
1512 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1513 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1514 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1515 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1516 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1517 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1518 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
1519 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1520 ARISAIG PARTNERS (HK) LIMITED 2 0 2 0.00 2006-01-20
1521 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1522 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1523 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1524 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0.00 2011-06-17
1525 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1526 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1527 ASM ADVISORY LIMITED 1 1 2 50.00 2009-11-30
1528 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1529 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1530 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1531 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1532 Axis Capital Management Limited 2 0 2 0.00
1533 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1534 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1535 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1536 BC Assets Management (HK) Limited 2 0 2 0.00
1537 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1538 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1539 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1540 Boulder Asset Management Limited 2 0 2 0.00 2010-02-22
1541 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1542 Broadway Wealth Management Limited 2 0 2 0.00
1543 BROOKE CAPITAL LIMITED 2 0 2 0.00
1544 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1545 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1546 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1547 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1548 CCTIC International Limited 1 1 2 50.00 2010-06-28
1549 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1550 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1551 CERES CAPITAL LIMITED 2 0 2 0.00
1552 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1553 Changjiang Asset Management (HK) Limited 2 0 2 0.00 2011-12-16
1554 Changjiang Securities Brokerage (HK) Limited 2 0 2 0.00 2011-12-13
1555 ChapmanCraig Limited 2 0 2 0.00
1556 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1557 CHARLESWIN BULLION LIMITED 2 0 2 0.00 2011-11-07
1558 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1559 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1560 China Finance Holdings Limited 2 0 2 0.00
1561 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1562 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1563 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1564 COMMENCE COMPANY LIMITED 2 0 2 0.00
1565 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1566 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1567 CSC ASIA LIMITED 2 0 2 0.00
1568 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1569 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1570 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1571 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1572 Dymon Asia Capital (HK) Limited 2 0 2 0.00 2011-08-31
1573 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1574 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1575 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1576 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1577 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1578 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1579 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1580 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1581 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1582 F&C Asset Management Asia Limited 1 1 2 50.00 2008-10-15
1583 FACTORIAL MANAGEMENT LIMITED 2 0 2 0.00 2011-12-30
1584 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1585 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1586 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1587 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1588 FULLJET SECURITIES LIMITED 2 0 2 0.00
1589 Future Growth Asset Management Limited 2 0 2 0.00 2010-05-11
1590 GEAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-02-19
1591 Genesis Investment Management Limited 2 0 2 0.00 2011-12-23
1592 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1593 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1594 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1595 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1596 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1597 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1598 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1599 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1600 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1601 Hana Asia Limited 2 0 2 0.00 2010-03-25
1602 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1603 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
1604 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1605 HGNH International Asset Management Co., Limited 2 0 2 0.00 2011-10-24
1606 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1607 Highland Financial Group Limited 2 0 2 0.00 2011-03-22
1608 Hillhouse Investment Management Limited 2 0 2 0.00 2011-01-24
1609 Huarong International Asset Management Limited 2 0 2 0.00 2011-03-14
1610 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
1611 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1612 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1613 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1614 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1615 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1616 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1617 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1618 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1619 JVSakk Asia Limited 2 0 2 0.00
1620 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1621 KARFORD SECURITIES LIMITED 2 0 2 0.00
1622 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1623 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1624 King Wai Asset Management Company Limited 2 0 2 0.00 2011-09-05
1625 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1626 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1627 Knight Capital Asia Limited 2 0 2 0.00 2008-10-23
1628 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1629 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
1630 LAU & COMPANY LIMITED 2 0 2 0.00
1631 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1632 LEGENDS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-23
1633 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1634 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-02-17
1635 LynxCap Investments Asia Limited 2 0 2 0.00 2005-11-11
1636 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1637 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1638 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1639 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1640 MARC FABER LIMITED 2 0 2 0.00
1641 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1642 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1643 NEW TREND FUTURES LIMITED 2 0 2 0.00
1644 New Vision Asset Management Limited 2 0 2 0.00 2011-12-01
1645 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1646 NEXT MILE INVESTMENT LIMITED 2 0 2 0.00 2011-07-22
1647 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1648 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1649 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1650 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1651 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1652 OSCAR BENSON LIMITED 2 0 2 0.00
1653 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1654 Pacific Sun Advisors Limited 2 0 2 0.00
1655 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1656 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1657 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1658 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1659 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1660 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1661 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1662 Polen Capital HK Limited 2 0 2 0.00
1663 POMONA CAPITAL ASIA LIMITED 2 0 2 0.00 2011-03-25
1664 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1665 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1666 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1667 PRIVATE CAPITAL LIMITED 2 0 2 0.00
1668 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1669 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1670 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1671 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1672 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1673 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1674 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 0.00 2010-08-16
1675 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1676 Safari Asia Limited 1 1 2 50.00 2010-04-30
1677 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1678 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1679 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1680 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1681 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1682 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1683 SEQUOIA CAPITAL CHINA ADVISORS (HONG KONG) LIMITED 2 0 2 0.00 2008-01-02
1684 Silk Road International Capital Limited 2 0 2 0.00
1685 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1686 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1687 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
1688 Sinofortune Financial Capital Limited 1 1 2 50.00
1689 SKY WARD ASIA LIMITED 2 0 2 0.00
1690 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1691 SKYBOUND CAPITAL (HK) LIMITED 2 0 2 0.00 2011-10-07
1692 Snow Lake Capital (HK) Limited 2 0 2 0.00 2011-07-21
1693 SoFi Securities (Hong Kong) Limited 2 0 2 0.00 2011-12-22
1694 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1695 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1696 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1697 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1698 STAND RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00 2011-11-08
1699 STANHILL (HONG KONG) LIMITED 2 0 2 0.00
1700 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1701 Stifel Hong Kong Limited 2 0 2 0.00 2011-10-20
1702 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1703 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1704 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1705 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1706 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1707 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1708 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1709 TC CAPITAL MANAGEMENT LIMITED (HK) 1 1 2 50.00 2011-10-24
1710 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1711 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1712 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1713 TIRESIAS CAPITAL HONG KONG LIMITED 2 0 2 0.00 2010-03-11
1714 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1715 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1716 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1717 TVC MANAGEMENT LIMITED 2 0 2 0.00
1718 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1719 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1720 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1721 VERCAP Financial Services Limited 2 0 2 0.00
1722 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1723 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1724 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1725 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1726 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1727 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1728 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1729 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1730 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1731 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1732 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1733 WMG Asia Limited 2 0 2 0.00 2007-02-28
1734 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1735 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1736 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1737 Apus Investments Limited 1 0 1 0.00 2008-09-04
1738 Carret Private Capital Limited 1 0 1 0.00 2007-05-28
1739 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1740 CMB International Insurance Consultancy Co., Limited 1 0 1 0.00 2010-11-01
1741 CMT ADVISORS ASIA LIMITED 1 0 1 0.00 2006-03-31
1742 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1743 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
1744 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1745 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1746 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1747 Kilometre Capital Management Limited 0 1 1 100.00 2010-06-01
1748 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1749 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1750 MONEY CONCEPTS (ASIA) LIMITED 1 0 1 0.00 2007-06-12
1751 Myo Capital Advisers Limited 1 0 1 0.00 2007-11-16
1752 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1753 PARRY CAPITAL MANAGEMENT LIMITED 0 1 1 100.00 2007-09-24
1754 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 1 0 1 0.00
1755 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1756 SHUN LOONG FUTURES LIMITED 1 0 1 0.00
1757 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1758 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 1 0 1 0.00 2011-07-22
1759 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
1759 Average 3.40 21.70 25.11 86.44

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