SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

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Row	Name	ROs	Reps	Total	Reps v total %	Licensed
1	Morgan Stanley Asia Limited	34	1263	1297	97.38	2006-04-07
2	OnePlatform Asset Management Limited	17	908	925	98.16	2007-07-04
3	GOLDMAN SACHS (ASIA) L.L.C.	71	818	889	92.01	2009-02-19
4	Merrill Lynch (Asia Pacific) Limited	26	810	836	96.89
5	Citigroup Global Markets Asia Limited	23	705	728	96.84	2008-03-31
6	PHILLIP SECURITIES (HONG KONG) LIMITED	6	673	679	99.12
7	Merrill Lynch Far East Limited	24	609	633	96.21	2010-08-20
8	Morgan Stanley Hong Kong Securities Limited	12	598	610	98.03	2010-11-30
9	NOMURA INTERNATIONAL (HONG KONG) LIMITED	15	557	572	97.38
10	UBS SECURITIES ASIA LIMITED	16	555	571	97.20
11	CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	14	553	567	97.53	2003-10-15
12	Credit Suisse (Hong Kong) Limited	38	500	538	92.94	2008-11-04
13	Everbright Securities Investment Services (HK) Limited	11	526	537	97.95
14	KGI ASIA LIMITED	15	490	505	97.03
15	Manulife Investment Management (Hong Kong) Limited	6	497	503	98.81
16	BARCLAYS CAPITAL ASIA LIMITED	26	430	456	94.30	2005-01-12
17	PHILLIP COMMODITIES (H.K.) LIMITED	4	451	455	99.12	2003-12-09
18	HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	14	418	432	96.76	2003-09-30
19	CES Commodities (HK) Limited	6	394	400	98.50
20	MACQUARIE CAPITAL LIMITED	21	354	375	94.40
21	KGI FUTURES (HONG KONG) LIMITED	8	363	371	97.84
22	BOCI SECURITIES LIMITED	15	355	370	95.95	2004-03-01
23	HAITONG INTERNATIONAL FUTURES LIMITED	9	328	337	97.33
24	GOLDMAN SACHS FUTURES (ASIA) LIMITED	15	297	312	95.19
25	BOCOM International Securities Limited	11	292	303	96.37	2007-09-10
26	CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	23	268	291	92.10	2008-08-20
27	Daiwa Capital Markets Hong Kong Limited	14	271	285	95.09	2007-10-05
28	UOB KAY HIAN (HONG KONG) LIMITED	4	261	265	98.49
29	CELESTIAL SECURITIES LIMITED	4	259	263	98.48
30	SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	7	248	255	97.25
31	CLSA LIMITED	7	232	239	97.07
32	FULBRIGHT SECURITIES LIMITED	11	227	238	95.38	2010-05-18
33	CITIC Securities Brokerage (HK) Limited	14	201	215	93.49
34	EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	7	208	215	96.74
35	SG SECURITIES (HK) LIMITED	26	188	214	87.85	2003-12-16
36	CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	6	207	213	97.18
37	Quam Securities Limited	9	199	208	95.67	2004-10-15
38	CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	6	198	204	97.06
39	Tung Shing Securities (Brokers) Limited	6	198	204	97.06
40	Yuanta Asia Investment (Hong Kong) Limited	11	183	194	94.33	2003-08-13
41	CES Forex (HK) Limited	3	189	192	98.44
42	DEUTSCHE SECURITIES ASIA LIMITED	8	184	192	95.83	2004-01-08
43	BNP PARIBAS SECURITIES (ASIA) LIMITED	7	179	186	96.24	2009-10-15
44	HSBC BROKING SECURITIES (ASIA) LIMITED	8	175	183	95.63
45	CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	26	152	178	85.39	2005-02-15
46	DBS VICKERS (HONG KONG) LIMITED	4	172	176	97.73	2003-10-14
47	HSBC BROKING FUTURES (ASIA) LIMITED	5	171	176	97.16
48	PRUDENTIAL BROKERAGE LIMITED	3	171	174	98.28
49	SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	6	168	174	96.55
50	EMPEROR SECURITIES LIMITED (HK)	7	161	168	95.83
51	FIL Investment Management (Hong Kong) Limited	7	160	167	95.81
52	CHIEF SECURITIES LIMITED	5	161	166	96.99	2006-04-20
53	BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	8	153	161	95.03	2007-07-04
54	EAST ASIA SECURITIES COMPANY LIMITED	4	154	158	97.47
55	HSBC BROKING FOREX (ASIA) LIMITED	6	147	153	96.08
56	CELESTIAL COMMODITIES LIMITED	6	142	148	95.95
57	CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	3	143	146	97.95
58	BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	3	142	145	97.93	2009-10-05
59	CLSA RESEARCH LIMITED	3	137	140	97.86
60	CHINA EVERBRIGHT SECURITIES (HK) LIMITED	15	121	136	88.97
61	oOo Securities (HK) Group Limited	3	128	131	97.71	2004-12-03
62	UOB KAY HIAN FUTURES (HONG KONG) LIMITED	4	124	128	96.88
63	BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	4	115	119	96.64	2011-02-15
64	J.P. MORGAN BROKING (HONG KONG) LIMITED	12	106	118	89.83	2003-12-02
65	JPMorgan Funds (Asia) Limited	9	109	118	92.37
66	AXA CHINA REGION INVESTMENT SERVICES LIMITED	7	110	117	94.02	2006-01-25
67	UBS SECURITIES HONG KONG LIMITED	9	106	115	92.17	2011-07-06
68	GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	4	109	113	96.46
69	JPMorgan Asset Management (Asia Pacific) Limited	11	100	111	90.09	2006-02-16
70	MIZUHO SECURITIES ASIA LIMITED	16	95	111	85.59	2007-02-26
71	Nerico Brothers Limited (HK)	11	99	110	90.00	2004-11-30
72	SOUTH CHINA SECURITIES LIMITED	5	105	110	95.45
73	Credit Agricole Securities (Asia) Limited	14	95	109	87.16
74	CHONG HING SECURITIES LIMITED	4	104	108	96.30
75	CENTALINE WEALTH MANAGEMENT LIMITED	4	103	107	96.26	2004-04-02
76	RBS Asia Corporate Finance Limited	8	99	107	92.52
77	HSBC Global Asset Management (Hong Kong) Limited	14	92	106	86.79	2006-03-29
78	BOCI ASIA LIMITED	17	85	102	83.33
79	CITIC Securities Futures (HK) Limited	11	91	102	89.22
80	BlackRock (Hong Kong) Limited (d2017-01-20)	8	93	101	92.08
81	CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED	8	92	100	92.00	2003-10-31
82	EMPEROR FUTURES LIMITED	3	91	94	96.81
83	RBC INVESTMENT SERVICES (ASIA) LIMITED	6	88	94	93.62	2004-10-14
84	SOUTH CHINA COMMODITIES LIMITED	5	89	94	94.68
85	Credit Suisse Securities (Hong Kong) Limited	9	84	93	90.32
86	MIB SECURITIES (HONG KONG) LIMITED	11	82	93	88.17
87	CHIEF COMMODITIES LIMITED	4	88	92	95.65	2006-05-17
88	GET NICE SECURITIES LIMITED	4	88	92	95.65
89	KINGSWAY FINANCIAL SERVICES GROUP LIMITED	15	76	91	83.52	2004-05-31
90	CCB INTERNATIONAL SECURITIES LIMITED	9	81	90	90.00	2005-08-19
91	SAMSUNG SECURITIES (ASIA) LIMITED	10	80	90	88.89
92	FIL Investment Advisors	5	84	89	94.38
93	HSBC SECURITIES BROKERS (ASIA) LIMITED	6	83	89	93.26	2011-03-04
94	YF Life Investors Limited	3	86	89	96.63	2004-08-30
95	iBest Consultants Limited	4	84	88	95.45	2008-04-15
96	Jefferies Hong Kong Limited	8	80	88	90.91	2010-01-04
97	NOMURA SECURITIES (HONG KONG) LIMITED	5	83	88	94.32	2010-02-01
98	SINOPAC SECURITIES (ASIA) LIMITED	14	74	88	84.09
99	KINGSTON SECURITIES LIMITED	4	83	87	95.40
100	Macquarie Corporate (Hong Kong) Limited	11	76	87	87.36
101	CINDA INTERNATIONAL SECURITIES LIMITED	4	82	86	95.35
102	Huarong International Securities Limited	9	76	85	89.41	2004-10-25
103	SANFULL SECURITIES LIMITED	6	76	82	92.68
104	CCB INTERNATIONAL CAPITAL LIMITED	10	71	81	87.65	2004-05-27
105	Success Securities Limited	3	76	79	96.20
106	Tung Shing Futures (Brokers) Limited	6	73	79	92.41
107	FULBRIGHT FUTURES LIMITED	4	73	77	94.81	2005-12-05
108	RHB SECURITIES HONG KONG LIMITED	6	71	77	92.21	2006-11-17
109	SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	3	74	77	96.10	2010-02-23
110	HSBC BROKING FUTURES (HONG KONG) LIMITED	5	71	76	93.42
111	CORPORATE BROKERS LIMITED	4	71	75	94.67
112	SG Asset Finance (Hong Kong) Limited	3	72	75	96.00	2003-10-02
113	FITCH (HONG KONG) LIMITED	6	67	73	91.78	2011-06-01
114	Newedge Broker Hong Kong Limited	3	70	73	95.89
115	FWD Financial Planning Limited (HK)	4	68	72	94.44	2011-01-25
116	BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	7	64	71	90.14
117	HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	13	58	71	81.69	2005-06-06
118	ICBC INTERNATIONAL CAPITAL LIMITED	13	58	71	81.69	2008-05-27
119	GF Securities (Hong Kong) Brokerage Limited	7	63	70	90.00	2007-01-31
120	Moody's Investors Service Hong Kong Limited	3	67	70	95.71	2011-06-01
121	Standard Chartered Securities (Hong Kong) Limited	12	58	70	82.86
122	CHINA MERCHANTS FUTURES (HK) CO., LIMITED	3	66	69	95.65
123	SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	6	63	69	91.30
124	PRUDENTIAL INDEX TRADING COMPANY LIMITED	2	66	68	97.06
125	VC BROKERAGE LIMITED	3	64	67	95.52
126	CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	13	53	66	80.30	2005-11-29
127	MUFG Securities Asia Limited	8	58	66	87.88	2010-12-31
128	FWD Life Insurance Company (Bermuda) Limited	3	62	65	95.38
129	FIRST SHANGHAI SECURITIES LIMITED	5	58	63	92.06
130	INVESCO HONG KONG LIMITED	7	56	63	88.89
131	CIS SECURITIES ASSET MANAGEMENT LIMITED	6	55	61	90.16	2007-12-07
132	Lion Global Financial Limited	5	56	61	91.80	2008-10-10
133	LUEN FAT SECURITIES COMPANY LIMITED	6	55	61	90.16
134	UBS DERIVATIVES HONG KONG LIMITED	5	56	61	91.80
135	Evergrande Securities (Hong Kong) Limited	6	53	59	89.83
136	KGI WEALTH MANAGEMENT LIMITED (d2017-10-03)	8	50	58	86.21
137	VALUE PARTNERS LIMITED	3	55	58	94.83
138	BCT Financial Limited	2	55	57	96.49	2010-11-24
139	DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	4	53	57	92.98
140	VALUE PARTNERS HONG KONG LIMITED	3	54	57	94.74	2007-11-19
141	ABCI Securities Company Limited	6	50	56	89.29	2005-11-15
142	BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	6	50	56	89.29
143	ICBC INTERNATIONAL SECURITIES LIMITED	9	47	56	83.93	2008-11-14
144	Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	6	48	54	88.89	2007-01-12
145	BLACKSTONE GROUP (HK) LIMITED (THE)	3	51	54	94.44	2008-10-14
146	NATIXIS ASIA LIMITED	4	50	54	92.59	2004-10-19
147	Taiping Securities (HK) Co Limited	5	49	54	90.74
148	ALTRUIST FINANCIAL GROUP LIMITED	2	51	53	96.23	2004-01-20
149	ZHONGRONG PT SECURITIES LIMITED	4	49	53	92.45	2010-07-30
150	ASSET MANAGEMENT GROUP LIMITED	2	50	52	96.15	2006-01-17
151	CGS International Securities Hong Kong Limited	8	44	52	84.62
152	LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	5	47	52	90.38
153	Funderstone Securities Limited	7	44	51	86.27
154	Yuanta Securities (Hong Kong) Company Limited	11	40	51	78.43	2006-07-08
155	BGC SECURITIES (HONG KONG) LLC	6	44	50	88.00	2008-06-25
156	CHOW SANG SANG SECURITIES LIMITED	4	46	50	92.00
157	CSI Corporate Finance (HK) Limited	9	41	50	82.00	2007-08-01
158	CVP Securities Limited	2	48	50	96.00	2004-07-09
159	HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	6	44	50	88.00	2007-04-04
160	BOCI RESEARCH LIMITED	5	43	48	89.58
161	CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	8	40	48	83.33	2004-07-15
162	T.F.S. Derivatives HK Limited	7	41	48	85.42	2009-04-03
163	DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	5	42	47	89.36	2007-10-10
164	MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	7	40	47	85.11	2005-07-05
165	Rakuten Securities Hong Kong Limited	3	44	47	93.62
166	Success Futures and Foreign Exchange Limited	4	43	47	91.49	2005-12-06
167	GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	2	44	46	95.65	2010-11-26
168	KARL-THOMSON SECURITIES COMPANY LIMITED	4	42	46	91.30
169	SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	4	42	46	91.30
170	TSE'S SECURITIES LIMITED	3	43	46	93.48
171	INVESCO ASSET MANAGEMENT ASIA LIMITED	5	39	44	88.64
172	KGI SECURITIES (HONG KONG) LIMITED	11	33	44	75.00
173	Point72 Hong Kong Limited	3	41	44	93.18	2006-11-14
174	TARGET CAPITAL MANAGEMENT LIMITED (HK)	7	37	44	84.09	2007-04-26
175	UBS Asset Management (Hong Kong) Limited	5	39	44	88.64
176	Funderstone Futures Limited	6	37	43	86.05
177	GOLDMAN SACHS (ASIA) SECURITIES LIMITED	7	36	43	83.72
178	ICBC INTERNATIONAL FUTURES LIMITED	4	39	43	90.70	2009-05-06
179	STOCKWELL SECURITIES LIMITED	3	40	43	93.02
180	Mason Securities Limited	5	37	42	88.10
181	Rothschild & Co Hong Kong Limited	3	39	42	92.86	2005-04-27
182	VC INTERNATIONAL TRADING LIMITED	4	38	42	90.48
183	Guosen Securities (HK) Brokerage Company, Limited	4	37	41	90.24	2010-02-26
184	MIB FUTURES (HONG KONG) LIMITED	4	37	41	90.24	2011-03-25
185	WIN WONG SECURITIES LIMITED	4	37	41	90.24
186	Bright Fund Management Limited	4	36	40	90.00
187	HANG SENG INVESTMENT MANAGEMENT LIMITED	7	33	40	82.50
188	Religare Capital Markets (Hong Kong) Limited	7	33	40	82.50	2008-07-24
189	CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	5	34	39	87.18	2008-12-31
190	WOCOM SECURITIES LIMITED	5	34	39	87.18
191	ENLIGHTEN SECURITIES LIMITED	3	35	38	92.11
192	MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	3	35	38	92.11	2010-06-29
193	ONE CHINA SECURITIES LIMITED	2	36	38	94.74	2004-03-01
194	UNITED SIMSEN FOREX DEALERS LIMITED	3	35	38	92.11
195	CMBC SECURITIES COMPANY LIMITED	7	30	37	81.08	2008-01-24
196	Mirae Asset Securities (HK) Limited	6	31	37	83.78	2007-01-11
197	Pictet Asset Management (Hong Kong) Limited	5	32	37	86.49	2006-10-26
198	AllianceBernstein Hong Kong Limited	3	33	36	91.67	2006-10-05
199	Evergrande Futures (Hong Kong) Limited	5	31	36	86.11	2003-11-21
200	FORTUNE (HK) SECURITIES LIMITED	2	34	36	94.44
201	FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	6	30	36	83.33
202	Goldman Sachs Investment Management Hong Kong Limited	4	32	36	88.89
203	JF INTERNATIONAL MANAGEMENT INC.	3	33	36	91.67
204	PIPER JAFFRAY ASIA SECURITIES LIMITED	6	30	36	83.33
205	RHB FUTURES HONG KONG LIMITED	4	32	36	88.89	2005-09-28
206	T G HOLBORN (HK) LIMITED	3	33	36	91.67
207	ATHENA WEALTH MANAGEMENT LIMITED	2	33	35	94.29	2008-04-25
208	BlackRock Asset Management North Asia Limited	5	30	35	85.71	2003-12-16
209	CHOW SANG SANG FUTURES LIMITED	4	31	35	88.57
210	CINDA INTERNATIONAL FUTURES LIMITED	3	32	35	91.43
211	Glory Sun Securities Limited	4	31	35	88.57
212	STATE STREET GLOBAL ADVISORS ASIA LIMITED	5	30	35	85.71
213	UPBEST SECURITIES COMPANY LIMITED	4	31	35	88.57
214	BSI Investment Advisors (Hong Kong) Limited	5	29	34	85.29	2010-08-27
215	CASH Wealth Management Limited	4	30	34	88.24	2011-01-17
216	CORPORATE COMMODITIES LIMITED	3	31	34	91.18
217	FIRST SHANGHAI FUTURES LIMITED	4	30	34	88.24
218	GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	10	24	34	70.59	2010-06-30
219	Mason Futures Limited (HK)	4	30	34	88.24
220	SINOPAC FUTURES (ASIA) LIMITED	5	29	34	85.29
221	T. Rowe Price Hong Kong Limited	2	32	34	94.12	2010-12-21
222	VICTORY SECURITIES COMPANY LIMITED	4	30	34	88.24	2007-02-16
223	CSC SECURITIES (HK) LIMITED	5	28	33	84.85	2003-12-29
224	First Sentier Investors (Hong Kong) Limited	5	28	33	84.85
225	GET NICE FUTURES COMPANY LIMITED	2	31	33	93.94
226	GF FUTURES (HONG KONG) CO., LIMITED	3	30	33	90.91	2007-02-16
227	KAM FAI SECURITIES CO., LIMITED	4	29	33	87.88
228	Mount Kellett Capital (Hong Kong) Limited	3	30	33	90.91	2008-09-25
229	Rich Union Securities (H.K.) Limited	6	27	33	81.82
230	SOUTHWEST SECURITIES (HK) FUTURES LIMITED	3	30	33	90.91
231	WOCOM LIMITED (HK)	5	28	33	84.85
232	HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	4	28	32	87.50	2005-11-15
233	LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	3	29	32	90.63	2007-02-14
234	Northern Trust Company of Hong Kong Limited (The)	5	27	32	84.38	2011-09-05
235	Wellington Management Hong Kong Limited (b2003-01-02)	5	27	32	84.38	2003-09-18
236	Amundi Hong Kong Limited	5	26	31	83.87
237	CHRISTFUND SECURITIES LIMITED	3	28	31	90.32
238	GFI (HK) SECURITIES L.L.C.	3	28	31	90.32	2007-06-18
239	GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	2	29	31	93.55	2007-01-30
240	HGNH International Futures Co., Limited	7	24	31	77.42	2007-06-26
241	OKASAN INTERNATIONAL (ASIA) LIMITED	4	27	31	87.10	2007-05-17
242	Sanford C. Bernstein (Hong Kong) Limited	5	26	31	83.87	2011-09-28
243	Sculptor Capital Management Hong Kong Limited (b2001-12-28)	3	28	31	90.32	2007-03-09
244	SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	5	26	31	83.87	2009-06-02
245	BOCI ASSET MANAGEMENT LIMITED	9	21	30	70.00
246	CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	6	24	30	80.00	2006-07-03
247	HAITONG INTERNATIONAL CAPITAL LIMITED	7	23	30	76.67
248	MIDLAND WEALTH MANAGEMENT LIMITED	2	28	30	93.33	2008-02-18
249	SBI China Capital Financial Services Limited	5	25	30	83.33	2008-09-19
250	BARING ASSET MANAGEMENT (ASIA) LIMITED	8	21	29	72.41	2003-08-29
251	Everbright Securities Digital Finance (HK) Limited	4	25	29	86.21
252	Fosun International Securities Limited	10	19	29	65.52	2008-06-23
253	GUOTAI JUNAN CAPITAL LIMITED	6	23	29	79.31
254	PRESIDENT SECURITIES (HONG KONG) LIMITED	8	21	29	72.41	2007-06-20
255	LUK FOOK SECURITIES (HK) LIMITED	4	24	28	85.71
256	MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	4	24	28	85.71	2008-06-30
257	OnePlatform Securities Limited	2	26	28	92.86
258	RBC Capital Markets (Hong Kong) Limited	5	23	28	82.14	2010-09-09
259	Renaissance Capital (Hong Kong) Limited	5	23	28	82.14	2010-09-02
260	SMBC Nikko Securities (Hong Kong) Limited	5	23	28	82.14
261	South China Forex Limited	2	26	28	92.86	2010-06-21
262	CAPITAL RESEARCH COMPANY	3	24	27	88.89	2004-11-10
263	GAYANG SECURITIES LIMITED	3	24	27	88.89	2010-11-09
264	Hafoo Securities Limited	2	25	27	92.59	2009-12-09
265	HANTEC SECURITIES CO., LIMITED	2	25	27	92.59
266	HARRIS FRASER (INTERNATIONAL) LIMITED	3	24	27	88.89
267	ICAP Securities Hong Kong Limited	3	24	27	88.89	2005-10-06
268	LEHIN SECURITIES LIMITED	3	24	27	88.89
269	OKACHI INVESTMENTS (HK) COMPANY LIMITED	3	24	27	88.89
270	S&P Global Ratings Hong Kong Limited	7	20	27	74.07	2011-06-01
271	SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	10	17	27	62.96	2008-02-21
272	CAPITAL GLOBAL MANAGEMENT LIMITED	4	22	26	84.62	2005-09-17
273	CMB International Securities Limited	4	22	26	84.62	2010-06-15
274	DELTA ASIA SECURITIES LIMITED	4	22	26	84.62	2011-12-23
275	Emperor Wealth Management Limited	3	23	26	88.46	2009-06-09
276	HPEF Capital Partners Limited	9	17	26	65.38
277	IAM LEGACY LIMITED	3	23	26	88.46	2007-08-21
278	ICAP Equities Asia Limited	3	23	26	88.46	2008-12-22
279	IMC Asia Pacific Limited	2	24	26	92.31	2007-03-12
280	J.P. MORGAN SECURITIES (FAR EAST) LIMITED	8	18	26	69.23
281	KINGSTON FUTURES LIMITED	3	23	26	88.46
282	ORIENTAL PATRON SECURITIES LIMITED	5	21	26	80.77
283	SDICS International Securities (Hong Kong) Limited	4	22	26	84.62	2010-05-18
284	Shang International Finance Limited	11	15	26	57.69
285	Sino-Rich Securities & Futures Limited	3	23	26	88.46	2010-11-17
286	Telecom King Securities Limited	4	22	26	84.62	2007-10-17
287	Yunfeng Financial Markets Limited	10	16	26	61.54
288	CITIC Securities (Hong Kong) Limited	5	20	25	80.00
289	IPP Financial Advisers Limited	2	23	25	92.00	2006-12-21
290	KAISER FUTURES LIMITED	3	22	25	88.00
291	KAISER SECURITIES LIMITED	2	23	25	92.00
292	PineBridge Investments Asia Limited	6	19	25	76.00	2009-04-02
293	RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	3	22	25	88.00
294	SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	8	17	25	68.00
295	Vantage Capital Markets HK Limited	5	20	25	80.00	2008-10-02
296	ADMIS Hong Kong Limited	3	21	24	87.50	2010-03-10
297	AXA Financial Planning (Hong Kong) Limited	5	19	24	79.17
298	CHINA EVERBRIGHT CAPITAL LIMITED	6	18	24	75.00	2005-05-09
299	CMBC INTERNATIONAL FUTURES COMPANY LIMITED	4	20	24	83.33	2010-08-20
300	Eastspring Investments (Hong Kong) Limited	4	20	24	83.33	2006-08-08
301	HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	5	19	24	79.17
302	HSBC BROKING SECURITIES (HONG KONG) LIMITED	4	20	24	83.33
303	HUNG SING SECURITIES LIMITED	4	20	24	83.33
304	INSTINET PACIFIC LIMITED	4	20	24	83.33
305	Interactive Brokers LLC	3	21	24	87.50	2007-03-19
306	Keefe, Bruyette & Woods Asia Limited	8	16	24	66.67	2010-03-03
307	Legg Mason Asset Management Hong Kong Limited	4	20	24	83.33	2005-10-31
308	North Beta International Securities Limited	2	22	24	91.67	2009-07-17
309	PIPER JAFFRAY ASIA LIMITED	5	19	24	79.17
310	TAI SHING STOCK INVESTMENT CO. LIMITED	2	22	24	91.67
311	Virtu ITG Hong Kong Limited	5	19	24	79.17
312	WILSON SECURITIES LIMITED	2	22	24	91.67	2010-02-25
313	CASH ASSET MANAGEMENT LIMITED	2	21	23	91.30	2005-03-30
314	CHONG HING COMMODITIES AND FUTURES LIMITED	4	19	23	82.61
315	FIRST SECURITIES (HK) LIMITED	7	16	23	69.57	2009-08-03
316	HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	4	19	23	82.61	2008-07-03
317	HARVEST GLOBAL INVESTMENTS LIMITED	5	18	23	78.26	2009-02-16
318	I-ACCESS INVESTORS LIMITED	6	17	23	73.91	2005-07-13
319	SBI China Capital Commodities Limited	5	18	23	78.26
320	SynerWealth Financial Limited	3	20	23	86.96	2009-02-04
321	TAI TAK SECURITIES (ASIA) LIMITED	4	19	23	82.61
322	Well Link International Securities Limited	3	20	23	86.96
323	WING FUNG FUTURES LIMITED	3	20	23	86.96	2006-04-21
324	WING FUNG SECURITIES LIMITED	3	20	23	86.96
325	Allianz Global Investors Hong Kong Limited	4	18	22	81.82
326	AMPLE CAPITAL LIMITED	9	13	22	59.09	2007-01-02
327	BEA Union Investment Management Limited	5	17	22	77.27
328	BMI FUNDS MANAGEMENT LIMITED	4	18	22	81.82	2010-09-10
329	BOCOM International (Asia) Limited	8	14	22	63.64	2007-09-21
330	CLSA FUTURES LIMITED	4	18	22	81.82
331	DL BROKERAGE LIMITED	3	19	22	86.36
332	DWS Investments Hong Kong Limited	4	18	22	81.82
333	EWARTON SECURITIES LIMITED	6	16	22	72.73
334	Fidelity Management & Research (Hong Kong) Limited	3	19	22	86.36	2008-09-04
335	GAM HONG KONG LIMITED	3	19	22	86.36
336	GAOYU SECURITIES LIMITED	5	17	22	77.27
337	HANG SENG SECURITIES LIMITED	6	16	22	72.73
338	JIMEI SECURITIES LIMITED	2	20	22	90.91	2008-12-09
339	KARL-THOMSON COMMODITIES COMPANY LIMITED	2	20	22	90.91
340	Macquarie Asia Securities Limited	2	20	22	90.91	2005-07-26
341	MAN INVESTMENTS (HONG KONG) LIMITED	6	16	22	72.73	2005-07-28
342	Planetree Securities Limited	4	18	22	81.82
343	Rifa Securities Limited	4	18	22	81.82
344	BOCOM International Asset Management Limited	7	14	21	66.67	2007-09-13
345	CAIIS Limited	3	18	21	85.71	2006-05-23
346	China Asset Management (Hong Kong) Limited	6	15	21	71.43	2008-12-10
347	CITIC Securities CLSA Capital Partners (HK) Limited	5	16	21	76.19
348	Guotai Junan FX Limited	3	18	21	85.71	2010-10-21
349	KINGSWAY CAPITAL LIMITED	6	15	21	71.43	2008-08-14
350	LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED	2	19	21	90.48
351	Open Securities Limited	6	15	21	71.43	2010-07-16
352	PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	3	18	21	85.71	2007-01-09
353	PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	3	18	21	85.71
354	Prime Cdex Securities Limited	4	17	21	80.95
355	Quam Capital Limited (b1994-08-04)	6	15	21	71.43
356	SPS SECURITIES LIMITED	4	17	21	80.95
357	WELLFULL SECURITIES COMPANY LIMITED	5	16	21	76.19
358	YICKO SECURITIES LIMITED	4	17	21	80.95
359	ABCI CAPITAL LIMITED	4	16	20	80.00	2011-03-17
360	Beevest Securities Limited	6	14	20	70.00	2005-03-07
361	BERICH BROKERAGE LIMITED	3	17	20	85.00
362	BUSINESS SECURITIES LIMITED	2	18	20	90.00
363	CBH Asia Limited	3	17	20	85.00	2010-09-24
364	CHEER UNION SECURITIES LIMITED	3	17	20	85.00
365	COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED	3	17	20	85.00	2008-12-17
366	DBS ASIA CAPITAL LIMITED	8	12	20	60.00
367	ENLIGHTEN FUTURES LIMITED	4	16	20	80.00
368	EVER-LONG SECURITIES COMPANY LIMITED	4	16	20	80.00
369	HENYEP SECURITIES LIMITED	3	17	20	85.00
370	Income Partners Asset Management (HK) Limited	4	16	20	80.00
371	OKACHI (HONG KONG) COMPANY LIMITED	3	17	20	85.00
372	ORIENT SECURITIES LIMITED	3	17	20	85.00
373	Public Securities Limited	4	16	20	80.00
374	REDFORD SECURITIES LIMITED	2	18	20	90.00	2005-03-31
375	SFM HK Management Limited	4	16	20	80.00	2010-11-01
376	TEMPLETON ASSET MANAGEMENT LTD	3	17	20	85.00
377	Tiger Securities Asset Management Company Limited	6	14	20	70.00	2006-12-29
378	TULLETT PREBON (HONG KONG) LIMITED	3	17	20	85.00	2010-08-26
379	VENHOUSE WEALTH MANAGEMENT LIMITED	3	17	20	85.00	2004-05-19
380	WING ON CHEONG SECURITIES COMPANY LIMITED	4	16	20	80.00
381	APG Investments Asia Limited	7	12	19	63.16	2008-11-18
382	BTIG Hong Kong Limited	3	16	19	84.21	2008-04-15
383	Channel 8 Wealth Management Limited	3	16	19	84.21	2010-01-27
384	CMS ASSET MANAGEMENT (HK) CO., LIMITED	5	14	19	73.68	2009-03-31
385	FAIR EAGLE SECURITIES COMPANY LIMITED	2	17	19	89.47
386	GOLDENWAY SECURITIES COMPANY LIMITED	2	17	19	89.47
387	HANG SENG INVESTMENT SERVICES LIMITED	7	12	19	63.16
388	HSBC FUTURES (SINGAPORE) PTE LTD	3	16	19	84.21	2007-04-20
389	JS CRESVALE SECURITIES INTERNATIONAL LIMITED	5	14	19	73.68	2006-09-12
390	PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	6	13	19	68.42	2007-03-01
391	Sunrise Brokers (Hong Kong) Limited	2	17	19	89.47	2009-12-09
392	TT INTERNATIONAL (HONG KONG) LIMITED	7	12	19	63.16	2004-06-04
393	UBP ASSET MANAGEMENT ASIA LIMITED	5	14	19	73.68	2007-01-11
394	YUEXING SECURITIES COMPANY LIMITED	3	16	19	84.21
395	AISANCE ASSET MANAGEMENT LIMITED	5	13	18	72.22	2005-06-16
396	CSC FUTURES (HK) LIMITED	4	14	18	77.78
397	De Riva Asia Limited	2	16	18	88.89	2010-07-29
398	LOMBARD ODIER (HONG KONG) LIMITED	5	13	18	72.22
399	MTF SECURITIES LIMITED	2	16	18	88.89
400	NATIONAL RESOURCES SECURITIES LIMITED	4	14	18	77.78
401	PEGASUS FUND MANAGERS LIMITED	2	16	18	88.89	2011-01-28
402	Qantex Capital Markets Limited	2	16	18	88.89	2009-04-14
403	St. James's Place (Hong Kong) Limited	1	17	18	94.44
404	Winner International Securities Limited	3	15	18	83.33
405	CES Capital International (Hong Kong) Co., Limited	8	9	17	52.94	2008-03-20
406	CHARLES SCHWAB, HONG KONG, LIMITED	4	13	17	76.47
407	China Galaxy International Securities (Hong Kong) Co., Limited	5	12	17	70.59	2011-09-12
408	CITIC Securities Asset Management (HK) Limited	3	14	17	82.35	2008-08-01
409	CMB International Capital Limited	4	13	17	76.47	2010-09-07
410	CNI Securities Group Limited	3	14	17	82.35	2009-12-15
411	CTBC Asia Limited	5	12	17	70.59	2004-01-14
412	CVC Asia Pacific Limited	4	13	17	76.47	2009-11-16
413	Everbright Securities Global (HK) Limited	3	14	17	82.35
414	GF Asset Management (Hong Kong) Limited	3	14	17	82.35	2007-11-08
415	HAITONG INTERNATIONAL RESEARCH LIMITED	3	14	17	82.35
416	HO FUNG SHARES INVESTMENT LIMITED	3	14	17	82.35	2005-03-24
417	KO'S BROTHER SECURITIES COMPANY LIMITED	2	15	17	88.24	2003-07-08
418	Neuberger Berman Asia Limited	3	14	17	82.35	2008-03-13
419	OCBC Securities Brokerage (Hong Kong) Limited	4	13	17	76.47
420	Optima Capital Limited	4	13	17	76.47	2007-10-25
421	ORIENTAL PATRON ASIA LIMITED	6	11	17	64.71
422	WINFULL SECURITIES LIMITED	3	14	17	82.35
423	ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK)	7	9	16	56.25
424	CELETIO INVESTMENTS LIMITED	4	12	16	75.00
425	CHEONG LEE SECURITIES LIMITED	3	13	16	81.25	2005-11-24
426	China Gather Wealth Financial Company Limited	6	10	16	62.50	2005-04-01
427	CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	4	12	16	75.00	2006-12-08
428	CHINA XIN YONGAN FUTURES COMPANY LIMITED	4	12	16	75.00	2007-04-20
429	Double Haven Capital (Hong Kong) Limited	3	13	16	81.25	2007-02-16
430	ELSTONE SECURITIES LIMITED	4	12	16	75.00
431	Future Growth Financial Services Limited	3	13	16	81.25	2010-04-08
432	Gen2 Partners Limited	4	12	16	75.00	2008-10-06
433	GF Capital (Hong Kong) Limited	6	10	16	62.50	2007-01-31
434	HING WONG SECURITIES LIMITED	3	13	16	81.25
435	ICBC (ASIA) SECURITIES LIMITED	4	12	16	75.00
436	iFAST Financial (HK) Limited	4	12	16	75.00	2007-03-30
437	JPMorgan Asset Management Real Assets (Asia) Limited	2	14	16	87.50	2009-06-26
438	METRO CAPITAL SECURITIES LIMITED	3	13	16	81.25
439	PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED	6	10	16	62.50	2009-07-30
440	PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED	5	11	16	68.75
441	Pyramis Global Advisors (Hong Kong) Limited	5	11	16	68.75	2008-07-29
442	Robeco Hong Kong Limited	5	11	16	68.75	2007-12-18
443	SDICS International Futures (Hong Kong) Limited	3	13	16	81.25	2010-10-25
444	TIMES SECURITIES COMPANY LIMITED	3	13	16	81.25
445	WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	3	13	16	81.25	2008-09-02
446	WING FUNG FOREX LIMITED	2	14	16	87.50	2009-01-08
447	WINTECH SECURITIES LIMITED	4	12	16	75.00
448	YU ON SECURITIES COMPANY LIMITED	3	13	16	81.25	2008-01-17
449	ASIA DEBT MANAGEMENT HONG KONG LIMITED	2	13	15	86.67
450	CELESTIAL CAPITAL LIMITED	3	12	15	80.00
451	DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	5	10	15	66.67
452	Ge Shang Investment (Hong Kong) Limited	2	13	15	86.67
453	GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	4	11	15	73.33	2010-06-29
454	GUOTAI JUNAN ASSETS (ASIA) LIMITED	2	13	15	86.67	2004-11-29
455	GUOYUAN FUTURES (HONG KONG) LIMITED	2	13	15	86.67	2007-11-29
456	HANG TAI SECURITIES LIMITED	3	12	15	80.00
457	HING WAI ALLIED SECURITIES LIMITED	4	11	15	73.33
458	ICBC INTERNATIONAL RESEARCH LIMITED	4	11	15	73.33	2009-07-10
459	LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	4	11	15	73.33	2003-06-06
460	M&F Asset Management Limited	4	11	15	73.33
461	Nomura Asset Management Hong Kong Limited	4	11	15	73.33
462	Oppenheimer Investments Asia Limited	2	13	15	86.67	2010-02-12
463	Penjing Asset Management (HK) Limited	5	10	15	66.67	2005-03-24
464	PO SANG SECURITIES LIMITED	2	13	15	86.67
465	PROMISING SECURITIES COMPANY LIMITED	3	12	15	80.00	2004-01-02
466	SENRIGAN CAPITAL GROUP LIMITED	3	12	15	80.00	2009-08-27
467	SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	4	11	15	73.33
468	TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	6	9	15	60.00	2008-08-07
469	TT INTERNATIONAL (LONDON) LIMITED	7	8	15	53.33	2008-12-12
470	Waterland Securities (HK) Company Limited	2	13	15	86.67	2009-02-20
471	Well Link Securities Limited	3	12	15	80.00	2005-11-11
472	Asia Pacific Securities Limited	4	10	14	71.43
473	ASPEN HILL PARTNERS (HONG KONG) LIMITED	4	10	14	71.43	2008-08-08
474	ATLANTIS INVESTMENT MANAGEMENT LIMITED	2	12	14	85.71
475	AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED	2	12	14	85.71
476	Azentus Capital Management Limited	6	8	14	57.14	2011-02-21
477	Bosera Asset Management (International) Co., Limited	4	10	14	71.43	2010-11-05
478	CC Finance Limited	3	11	14	78.57	2006-04-20
479	CINDA INTERNATIONAL CAPITAL LIMITED	6	8	14	57.14
480	CMB International Global Markets Limited	3	11	14	78.57
481	DAEWOO SECURITIES (HONG KONG) LIMITED	2	12	14	85.71
482	ELLIOTT ADVISORS (HK) LIMITED	2	12	14	85.71	2005-03-08
483	HAMON ASSET MANAGEMENT LIMITED	4	10	14	71.43
484	HAMON INVESTMENT MANAGEMENT LIMITED	4	10	14	71.43
485	HEAD & SHOULDERS SECURITIES LIMITED	3	11	14	78.57	2008-03-27
486	Janus Henderson Investors Hong Kong Limited	4	10	14	71.43
487	KCG SECURITIES ASIA LIMITED	6	8	14	57.14	2004-11-25
488	KEYWISE CAPITAL MANAGEMENT (HK) LIMITED	2	12	14	85.71	2006-11-28
489	LIM ADVISORS LIMITED	4	10	14	71.43
490	MCP Asset Management Company Limited	3	11	14	78.57	2005-08-23
491	MFG Limited (HK)	5	9	14	64.29	2006-07-17
492	MoneyMore Securities Limited	2	12	14	85.71
493	PO KAY SECURITIES & SHARES COMPANY LIMITED	3	11	14	78.57
494	PRIME SECURITIES LIMITED (HK)	2	12	14	85.71
495	PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	2	12	14	85.71
496	Public Financial Securities Limited	3	11	14	78.57
497	Rabo Brokerage HK Limited	3	11	14	78.57	2007-09-12
498	Redford Asset Management Limited	4	10	14	71.43	2010-03-09
499	TAT LEE SECURITIES COMPANY LIMITED	2	12	14	85.71
500	Vision Capital Investment Management Limited	3	11	14	78.57	2003-12-17
501	Wells Fargo Securities Asia Limited	3	11	14	78.57	2008-04-25
502	ZEAL ASSET MANAGEMENT LIMITED	5	9	14	64.29	2009-10-09
503	AIF CAPITAL LIMITED	4	9	13	69.23
504	AIF Securities Limited	5	8	13	61.54	2004-11-02
505	ARGYLE STREET MANAGEMENT LIMITED	4	9	13	69.23
506	ASA SECURITIES LIMITED	2	11	13	84.62	2010-08-19
507	Astrum Capital Management Limited (HK)	3	10	13	76.92	2005-07-08
508	AXA Investment Managers Asia Limited	2	11	13	84.62	2005-07-21
509	BREVAN HOWARD (HONG KONG) LIMITED	4	9	13	69.23	2004-07-12
510	BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED	6	7	13	53.85	2011-01-04
511	BULLISH SECURITIES LIMITED	2	11	13	84.62
512	BWC FOREX LIMITED	3	10	13	76.92	2009-12-11
513	CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	2	11	13	84.62	2005-09-21
514	Citadel Asia Limited	3	10	13	76.92	2005-10-21
515	CSOP Asset Management Limited	3	10	13	76.92	2008-09-29
516	Eclipse Options (HK) Limited	2	11	13	84.62	2007-05-31
517	EQT Partners Asia Limited	4	9	13	69.23	2011-04-15
518	FIRST WORLDSEC SECURITIES LIMITED	4	9	13	69.23
519	GALAXY ASSET MANAGEMENT (H.K.) LIMITED	2	11	13	84.62
520	GRAND CATHAY SECURITIES (HONG KONG) LIMITED	2	11	13	84.62	2007-04-18
521	HAMON ASIAN ADVISORS LIMITED	4	9	13	69.23
522	IBTS ASIA (HK) LIMITED	4	9	13	69.23	2005-11-17
523	Interactive Brokers Hong Kong Limited	4	9	13	69.23	2004-01-07
524	KEE CHEONG SECURITIES COMPANY LIMITED	2	11	13	84.62
525	KWAI HUNG SECURITIES COMPANY LIMITED	2	11	13	84.62
526	KWONG FAT HONG (SECURITIES) LIMITED	4	9	13	69.23
527	LEI SHING HONG SECURITIES LIMITED	2	11	13	84.62
528	MANGO FINANCIAL LIMITED	3	10	13	76.92
529	MARSHALL WACE ASIA LIMITED	2	11	13	84.62	2006-10-27
530	Neutral Financial Holding Company Limited	4	9	13	69.23
531	ORIENT SECURITIES (HONG KONG) LIMITED	3	10	13	76.92	2010-07-21
532	Rockhampton Management Limited	4	9	13	69.23	2011-01-26
533	SANFULL FUTURES LIMITED	3	10	13	76.92	2007-12-21
534	SDIC Securities International Financial Holdings Limited	2	11	13	84.62
535	Shacom Securities Limited	2	11	13	84.62
536	SINO GRADE SECURITIES LIMITED	2	11	13	84.62
537	SPARX Asia Investment Advisors Limited	2	11	13	84.62	2004-04-20
538	SUN GROWTH SECURITIES LIMITED	2	11	13	84.62
539	TARZAN STOCK & SHARES LIMITED	3	10	13	76.92
540	TELLIGENT CAPITAL MANAGEMENT LIMITED	4	9	13	69.23	2006-03-24
541	VC CAPITAL LIMITED	5	8	13	61.54
542	ABN AMRO Clearing Hong Kong Limited	4	8	12	66.67
543	abrdn Hong Kong Limited	4	8	12	66.67
544	Anuenue Securities Limited	2	10	12	83.33
545	CHINA PACIFIC SECURITIES LIMITED	4	8	12	66.67
546	China Universal Asset Management (Hong Kong) Company Limited	3	9	12	75.00	2010-02-19
547	CHRISTFUND FUTURES LIMITED	2	10	12	83.33
548	CMB INTERNATIONAL FUTURES LIMITED	3	9	12	75.00
549	D. E. Shaw & Co. (Asia Pacific) Limited	3	9	12	75.00	2007-11-14
550	EAST ASIA FUTURES LIMITED	3	9	12	75.00
551	FLAG Squadron Asia Limited	6	6	12	50.00	2006-10-24
552	Fortune Origin Securities Limited	3	9	12	75.00	2009-07-09
553	FUJI HONG KONG COMMODITIES COMPANY LIMITED	3	9	12	75.00
554	HENIK SECURITIES LIMITED	2	10	12	83.33
555	HSBC BROKING (CHINA) LIMITED	3	9	12	75.00
556	JOSPA INVESTMENT COMPANY LIMITED	3	9	12	75.00
557	LUEN SING SECURITIES LIMITED	3	9	12	75.00
558	MIRABAUD (ASIA) LIMITED	3	9	12	75.00	2003-05-13
559	MIZUHO CAPITAL MARKETS (HK) LIMITED	3	9	12	75.00	2010-11-03
560	MOELIS & COMPANY ASIA LIMITED	2	10	12	83.33	2009-12-11
561	Monex Boom Securities (H.K.) Limited	3	9	12	75.00
562	MYRIAD ASSET MANAGEMENT LIMITED (HK)	2	10	12	83.33	2011-11-25
563	OCP Asia (Hong Kong) Limited	3	9	12	75.00	2004-09-03
564	ORIENTAL WEALTH SECURITIES LIMITED	3	9	12	75.00	2008-09-05
565	PIMCO Asia Limited	3	9	12	75.00	2006-05-17
566	Rifa Futures Limited	2	10	12	83.33	2008-12-01
567	ROOFER SECURITIES LIMITED	3	9	12	75.00
568	RPS INVESTMENT LIMITED	3	9	12	75.00
569	SAIL ADVISORS LIMITED	5	7	12	58.33	2004-05-17
570	SEEKERS MARKETS LIMITED	2	10	12	83.33
571	SHUN HENG SECURITIES LIMITED	2	10	12	83.33
572	SINOMAX SECURITIES LIMITED	3	9	12	75.00
573	STOCKWELL COMMODITIES LIMITED	3	9	12	75.00
574	StormHarbour Securities (Hong Kong) Limited	3	9	12	75.00	2010-03-18
575	SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	3	9	12	75.00
576	SUN SECURITIES LIMITED	2	10	12	83.33	2011-04-01
577	TANG PING KONG LIMITED	3	9	12	75.00
578	TOYO SECURITIES ASIA LIMITED	5	7	12	58.33
579	TRIBRIDGE INVESTMENT PARTNERS LIMITED	3	9	12	75.00
580	Turiya Advisors Asia Limited	2	10	12	83.33	2005-04-26
581	WARD FERRY MANAGEMENT LIMITED	3	9	12	75.00
582	Win Securities Limited	3	9	12	75.00
583	WING FAT SECURITIES LIMITED	3	9	12	75.00
584	Wisetrade Securities Limited	3	9	12	75.00
585	ZMF Asset Management Limited	2	10	12	83.33	2011-01-21
586	BANK OF COMMUNICATIONS TRUSTEE LIMITED	3	8	11	72.73
587	CATHAY SECURITIES (HONG KONG) LIMITED	3	8	11	72.73	2007-11-27
588	China Finance KAB Limited	2	9	11	81.82	2004-12-23
589	CHINA SYSTEM SECURITIES LIMITED	3	8	11	72.73	2005-07-07
590	China Tonghai (IA) Limited	3	8	11	72.73
591	Citigroup Venture Capital International Asia Limited	3	8	11	72.73	2005-05-24
592	DAH SING SECURITIES LIMITED	3	8	11	72.73
593	DAIWA ASSET MANAGEMENT (H.K.) LIMITED	3	8	11	72.73
594	DELTA ASIA FINANCIAL FUTURES LIMITED	2	9	11	81.82
595	Deltroit (Hong Kong) Limited	2	9	11	81.82	2005-04-11
596	ENHANCED INVESTMENT PRODUCTS LIMITED	3	8	11	72.73
597	Eton Park Asia Limited	3	8	11	72.73	2006-11-13
598	ETRADE SECURITIES (HONG KONG) LIMITED	3	8	11	72.73
599	FDB Financial Group Limited	3	8	11	72.73
600	GRANSING SECURITIES CO., LIMITED	3	8	11	72.73
601	Hao Tian International Securities Limited	4	7	11	63.64
602	HFT INVESTMENT MANAGEMENT (HK) LIMITED	4	7	11	63.64	2010-10-27
603	HSBC STRUCTURED FUNDS (ASIA) LIMITED	3	8	11	72.73	2004-02-10
604	INTEGRITY FINANCIAL SERVICES LIMITED	2	9	11	81.82	2005-05-09
605	JS CRESVALE CAPITAL LIMITED	6	5	11	45.45	2010-09-06
606	KARL THOMSON INVESTMENT CONSULTANTS LIMITED	2	9	11	81.82	2004-12-16
607	Legg Mason International Equities (Hong Kong) Limited	3	8	11	72.73
608	Marshall Wace Gavekal Asia Limited	2	9	11	81.82	2008-06-30
609	MASTER TRADEMORE SECURITIES LIMITED	2	9	11	81.82
610	Minerva Holding Financial Securities Limited	2	9	11	81.82
611	NH INVESTMENT & SECURITIES (H.K.) LIMITED	3	8	11	72.73
612	NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED	5	6	11	54.55	2009-04-09
613	Oaktree Capital (Hong Kong) Limited	3	8	11	72.73	2006-07-12
614	Oreana Financial Services Limited	3	8	11	72.73	2011-07-12
615	PHOENIX CAPITAL SECURITIES LIMITED	6	5	11	45.45	2006-07-03
616	Planetree Futures Limited	4	7	11	63.64
617	Samsung Asset Management (Hong Kong) Limited	2	9	11	81.82	2008-04-23
618	SDHG International Securities Limited	3	8	11	72.73
619	SHENG YUAN SECURITIES LIMITED	3	8	11	72.73	2010-10-27
620	SOLID KING SECURITIES LIMITED	3	8	11	72.73
621	SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	4	7	11	63.64	2008-12-18
622	TAI YIP STOCK COMPANY LIMITED	3	8	11	72.73
623	TOKAI TOKYO SECURITIES (ASIA) LIMITED	3	8	11	72.73
624	TSUN CHI YUEN SECURITIES COMPANY LIMITED	4	7	11	63.64
625	VISION FINANCE ASSET MANAGEMENT LIMITED	6	5	11	45.45	2006-11-14
626	VMS Securities Limited	4	7	11	63.64
627	WING YEE SECURITIES COMPANY LIMITED	4	7	11	63.64
628	WINTONE SECURITIES LIMITED	2	9	11	81.82	2004-02-16
629	WSY INVESTMENTS LIMITED	2	9	11	81.82	2009-09-04
630	YUE XIU SECURITIES COMPANY LIMITED	3	8	11	72.73
631	Zijing Capital Limited	3	8	11	72.73	2003-05-07
632	A.M. BEST ASIA-PACIFIC LIMITED	3	7	10	70.00	2011-06-01
633	Alpha Financial Group Limited	2	8	10	80.00	2005-10-31
634	ALPHA WEALTH MANAGEMENT LIMITED (HK)	2	8	10	80.00	2007-05-08
635	AUDREY CHOW SECURITIES LIMITED	2	8	10	80.00
636	Bradbury Securities Limited	2	8	10	80.00
637	CEPA ALLIANCE SECURITIES LIMITED	4	6	10	60.00
638	CF GLOBAL (HK) LIMITED	3	7	10	70.00	2006-11-22
639	CHINA POINT STOCK BROKERS LIMITED	2	8	10	80.00
640	CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED	5	5	10	50.00	2007-02-16
641	CLSA Premium International (HK) Limited	4	6	10	60.00	2004-10-20
642	COHEN & STEERS ASIA LIMITED	3	7	10	70.00	2005-07-29
643	E FUND MANAGEMENT (HONG KONG) CO., LIMITED	2	8	10	80.00	2009-01-02
644	FT Securities Limited	3	7	10	70.00	2005-09-22
645	GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED	2	8	10	80.00	2005-02-16
646	GAVEKAL CAPITAL LIMITED	2	8	10	80.00	2003-06-09
647	GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED	5	5	10	50.00
648	Hamilton Lane (Hong Kong) Limited	2	8	10	80.00	2010-07-05
649	HONG KONG INTERNATIONAL FUTURES LIMITED	4	6	10	60.00
650	HUA NAN SECURITIES (HK) LIMITED	4	6	10	60.00	2008-04-08
651	Huajin Corporate Finance (International) Limited	4	6	10	60.00
652	ICBC Asset Management (Global) Company Limited	2	8	10	80.00
653	ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	4	6	10	60.00	2009-12-14
654	iTTa Capital Limited	2	8	10	80.00	2003-05-29
655	Japaninvest (Hong Kong) Limited	3	7	10	70.00	2010-10-26
656	JINRUI FUTURES (HONG KONG) LIMITED	3	7	10	70.00	2007-07-27
657	JS SECURITIES LIMITED (HK)	1	9	10	90.00	2011-01-20
658	Kaisa Financial Group Company Limited	2	8	10	80.00	2008-06-16
659	KING FOOK SECURITIES COMPANY LIMITED	5	5	10	50.00
660	KOREA INVESTMENT & SECURITIES ASIA LIMITED	4	6	10	60.00
661	KVB Kunlun Securities (HK) Limited	2	8	10	80.00	2008-07-02
662	LAMTEX SECURITIES LIMITED	3	7	10	70.00
663	LaSalle Investment Management Hong Kong Limited	3	7	10	70.00	2007-06-14
664	LEE'S SECURITIES COMPANY LIMITED	3	7	10	70.00	2005-01-03
665	MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	2	8	10	80.00	2008-09-03
666	Mitsubishi UFJ Investment Services (HK) Limited	3	7	10	70.00	2007-12-21
667	NEXUS INVESTMENT MANAGEMENT LIMITED (HK)	3	7	10	70.00
668	Nezu Asia Capital Management Limited	3	7	10	70.00	2004-10-29
669	NITTAN CAPITAL ASIA LIMITED	2	8	10	80.00	2011-08-05
670	ONSHINE SECURITIES LIMITED	3	7	10	70.00
671	ORIENT FUTURES (HONG KONG) LIMITED	3	7	10	70.00	2011-02-28
672	PineBridge Investments Hong Kong Limited	4	6	10	60.00
673	PIPER JAFFRAY ASIA FUTURES LIMITED	2	8	10	80.00	2004-02-13
674	PO LEE SECURITIES LIMITED	3	7	10	70.00
675	RBS Asia Futures Limited	4	6	10	60.00
676	REALINK FINANCIAL TRADE LIMITED	4	6	10	60.00	2003-09-25
677	RICHE BRIGHT SECURITIES LIMITED	3	7	10	70.00	2008-01-04
678	SC Lowy Financial (HK) Limited	2	8	10	80.00	2009-09-21
679	SJS Markets Limited	3	7	10	70.00	2005-03-02
680	Templewater Hong Kong Limited	4	6	10	60.00
681	THADDEUS CAPITAL MANAGEMENT (HK) LIMITED	3	7	10	70.00	2007-03-07
682	TREE LINE ADVISORS (HONG KONG) LIMITED	2	8	10	80.00	2006-06-30
683	UPBEST COMMODITIES COMPANY LIMITED	3	7	10	70.00
684	VISION FINANCE (SECURITIES) LIMITED	4	6	10	60.00	2007-05-08
685	YUE XIU FUTURES COMPANY LIMITED	2	8	10	80.00
686	ZBI Asia Limited	3	7	10	70.00	2010-02-22
687	ABN AMRO FINANCIAL PRODUCTS LIMITED	2	7	9	77.78
688	ALTUS CAPITAL LIMITED	3	6	9	66.67
689	Anli Securities Limited	2	7	9	77.78
690	Arta Global Markets Limited	3	6	9	66.67	2008-01-08
691	BALLINGAL INVESTMENT ADVISORS LIMITED	4	5	9	55.56	2004-08-13
692	Beijing Securities Limited	3	6	9	66.67	2008-11-07
693	BOCI COMMODITIES & FUTURES LIMITED	4	5	9	55.56	2004-11-17
694	BUSINESS FUTURES LIMITED	2	7	9	77.78
695	Capital International, Inc.	2	7	9	77.78	2007-07-03
696	Central Asset Investments and Management Holdings (HK) Limited	3	6	9	66.67	2005-08-05
697	Chanceton Capital Partners Limited	4	5	9	55.56
698	CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED	4	5	9	55.56
699	CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	2	7	9	77.78
700	CNCB (Hong Kong) Capital Limited	6	3	9	33.33	2010-10-27
701	EMPEROR CORPORATE FINANCE LIMITED	4	5	9	55.56	2009-12-24
702	EVERHOT SECURITIES LIMITED	3	6	9	66.67
703	GT Asset & Portfolio Management Limited	3	6	9	66.67	2004-11-04
704	GT CAPITAL LIMITED	3	6	9	66.67
705	HANG SENG FUTURES LIMITED	2	7	9	77.78
706	HERMES SECURITIES LIMITED	2	7	9	77.78
707	Hong Kong Stock Link Securities Limited	2	7	9	77.78
708	Hongkong Bay Securities Limited	2	7	9	77.78
709	HSBC Global Asset Management Holdings (Bahamas) Limited	9	0	9	0.00
710	INDUS CAPITAL ADVISORS (HONG KONG) LIMITED	3	6	9	66.67	2009-08-06
711	JK Capital Management Limited	4	5	9	55.56
712	Joy Silver Limited	3	6	9	66.67
713	KILMOREY SECURITIES LIMITED	2	7	9	77.78
714	KINGSTON CORPORATE FINANCE LIMITED	3	6	9	66.67
715	KWOK HING SECURITIES LIMITED	2	7	9	77.78
716	LAZARD ASIA (HONG KONG) LIMITED	3	6	9	66.67	2007-03-20
717	LEI SHING HONG FINANCE LIMITED	2	7	9	77.78
718	Leonteq Securities (Hong Kong) Limited	2	7	9	77.78	2011-04-07
719	Mackenzie Investments Asia Limited	4	5	9	55.56
720	Marex Hong Kong Limited	3	6	9	66.67	2011-01-28
721	METRO CAPITAL FUTURES LIMITED	3	6	9	66.67
722	OCBC Futures Investment (Hong Kong) Limited	3	6	9	66.67
723	Octal Capital Limited	4	5	9	55.56	2011-06-01
724	Open Asset Management Limited	5	4	9	44.44	2011-03-08
725	ORIENTAL WEALTH FUTURES LIMITED	2	7	9	77.78	2009-06-18
726	OTCex Hong Kong Limited	2	7	9	77.78	2010-08-23
727	PACIFIC EAGLE ASSET MANAGEMENT LIMITED	7	2	9	22.22	2004-04-07
728	PARTNERS CAPITAL SECURITIES LIMITED	2	7	9	77.78
729	PCA Investments Hong Kong, Limited	3	6	9	66.67	2011-06-16
730	Permira Advisers Limited	2	7	9	77.78	2008-08-19
731	PFC INTERNATIONAL COMPANY LIMITED	3	6	9	66.67	2008-07-29
732	Providence Equity Asia Limited	2	7	9	77.78	2007-08-23
733	RICHLAND CAPITAL MANAGEMENT LIMITED	2	7	9	77.78	2007-05-25
734	Samena Capital Hong Kong Limited	4	5	9	55.56	2009-09-01
735	Segantii Capital Management Limited	2	7	9	77.78	2007-11-22
736	SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	3	6	9	66.67	2007-05-18
737	SOUTH CHINA RESEARCH LIMITED	3	6	9	66.67
738	Sumitomo Mitsui DS Asset Management (Hong Kong) Limited	3	6	9	66.67	2007-05-08
739	Sumo Asset Management Limited	3	6	9	66.67	2010-07-07
740	TAIFAIR SECURITIES LIMITED	5	4	9	44.44
741	THING ON SECURITIES LIMITED	2	7	9	77.78
742	TOPMORE COMMODITIES LIMITED	3	6	9	66.67
743	TPG-AXON CAPITAL (HK), LIMITED	2	7	9	77.78	2005-05-31
744	Tyche Group Limited	2	7	9	77.78
745	Vegasoul Capital Management (Asia) Limited	2	7	9	77.78	2010-01-29
746	Vontobel (Hong Kong) Limited	3	6	9	66.67	2008-11-27
747	WINNINGTON CAPITAL LIMITED	4	5	9	55.56
748	WINTON CAPITAL ASIA LIMITED	2	7	9	77.78	2009-06-19
749	WO FUNG SECURITIES COMPANY LIMITED	2	7	9	77.78
750	YF SECURITIES COMPANY LIMITED	3	6	9	66.67
751	YING WAH SECURITIES COMPANY LIMITED	3	6	9	66.67
752	313 Capital Management Limited	2	6	8	75.00	2010-04-19
753	AD Capital Management (Hong Kong) Limited	2	6	8	75.00	2004-09-08
754	AKTIS CAPITAL ADVISORY LIMITED	4	4	8	50.00	2003-11-29
755	ALBOURNE PARTNERS (ASIA) LIMITED	3	5	8	62.50	2004-09-07
756	ALPS CAPITAL MANAGEMENT LIMITED	3	5	8	62.50
757	ALTUS INVESTMENTS LIMITED (HK)	2	6	8	75.00	2005-12-14
758	Argonaut Securities (Asia) Limited	4	4	8	50.00	2011-09-08
759	Balyasny Asset Management (Hong Kong) Limited	2	6	8	75.00	2008-03-03
760	BOKHARY SECURITIES LIMITED	2	6	8	75.00
761	BTG Pactual Asia Limited	3	5	8	62.50	2009-08-13
762	CAPITAL FOCUS ASSET MANAGEMENT LIMITED	4	4	8	50.00	2007-08-24
763	CARRIER STOCK INVESTMENT COMPANY LIMITED	2	6	8	75.00
764	CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	4	4	8	50.00
765	CHEETAH INVESTMENT MANAGEMENT LIMITED	2	6	8	75.00
766	CHELSEA SECURITIES LIMITED (HK)	6	2	8	25.00
767	CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	3	5	8	62.50
768	CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	3	5	8	62.50	2011-04-26
769	China Jianxin Financial Services Limited	2	6	8	75.00	2009-11-17
770	Chinese Strategic Asset Management Limited	4	4	8	50.00	2007-09-07
771	CMS CAPITAL (HK) CO., LIMITED	4	4	8	50.00	2004-05-06
772	Cowell & Lee Capital Management Limited	3	5	8	62.50	2008-11-07
773	CS Wealth Securities Limited	4	4	8	50.00
774	DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	3	5	8	62.50	2009-10-14
775	DNB Asset Management (Asia) Limited	4	4	8	50.00
776	ESR ASSET MANAGEMENT (FORTUNE) LIMITED	4	4	8	50.00	2010-03-30
777	Everbright Capital Management Limited	2	6	8	75.00	2007-09-24
778	Evo Capital Management Asia Limited	2	6	8	75.00	2007-08-22
779	Execution Noble (Hong Kong) Limited	2	6	8	75.00	2005-10-10
780	FIRST SHANGHAI CAPITAL LIMITED	2	6	8	75.00
781	Fuh Hwa SITE Asset Management (Hong Kong) Limited	3	5	8	62.50	2009-02-27
782	GLOBAL INVESTMENT ADVISORS LIMITED	2	6	8	75.00	2005-01-27
783	Golden Hen Securities and Futures Limited	2	6	8	75.00	2010-05-13
784	Goldin Equities Limited	4	4	8	50.00	2008-12-17
785	GOOD HARVEST SECURITIES COMPANY LIMITED	3	5	8	62.50
786	GRAND ALLIANCE ASSET MANAGEMENT LIMITED	2	6	8	75.00
787	Houlihan Lokey (China) Limited	2	6	8	75.00	2008-10-09
788	HPEF Venture Partners Limited	4	4	8	50.00
789	Huayu Securities Limited	2	6	8	75.00
790	INVESTEC ASSET MANAGEMENT ASIA LIMITED	4	4	8	50.00	2004-08-30
791	JANCHOR PARTNERS LIMITED	2	6	8	75.00	2009-11-06
792	JIMEI FUTURES LIMITED	2	6	8	75.00	2008-12-09
793	JVSakk Asset Management Limited	3	5	8	62.50	2008-08-28
794	K.K.M. SECURITIES LIMITED	2	6	8	75.00
795	KMT SECURITIES LIMITED	2	6	8	75.00
796	KWAN YICK SECURITIES (INT'L) LIMITED	2	6	8	75.00
797	LUEN HING SECURITIES LIMITED	2	6	8	75.00
798	LUK FOOK FUTURES (HK) LIMITED	2	6	8	75.00	2011-12-05
799	MERCER INVESTMENTS (HK) LIMITED	2	6	8	75.00	2005-08-04
800	MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	2	6	8	75.00	2011-04-14
801	NEW REGION SECURITIES COMPANY LIMITED	4	4	8	50.00
802	OP INVESTMENT MANAGEMENT LIMITED	4	4	8	50.00	2004-02-18
803	Oshidori Securities Limited	3	5	8	62.50
804	PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED	4	4	8	50.00	2007-03-08
805	Pinpoint Asset Management Limited	2	6	8	75.00	2010-10-25
806	PLATINUM SECURITIES COMPANY LIMITED	4	4	8	50.00
807	PRIME CAPITAL MANAGEMENT COMPANY LIMITED	2	6	8	75.00	2004-09-15
808	PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	2	6	8	75.00
809	PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	4	4	8	50.00
810	Prudence Investment Management (Hong Kong) Limited	3	5	8	62.50	2009-06-08
811	QMIS Securities Limited	3	5	8	62.50	2009-07-24
812	Realord Asia Pacific Securities Limited	3	5	8	62.50	2010-11-24
813	Redwood Peak Limited	2	6	8	75.00	2007-10-05
814	RHB CAPITAL HONG KONG LIMITED	4	4	8	50.00
815	SDHG International Asset Management Limited	6	2	8	25.00	2008-12-02
816	Sensible Asset Management Limited	3	5	8	62.50	2005-06-18
817	Seres Asset Management Limited	3	5	8	62.50	2010-04-14
818	SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	3	5	8	62.50
819	SPS COMMODITIES LIMITED	2	6	8	75.00
820	Standard & Poor's Investment Advisory Services (HK) Limited	2	6	8	75.00	2010-09-21
821	STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	4	4	8	50.00	2005-07-07
822	T G SECURITIES LIMITED	3	5	8	62.50	2005-12-19
823	TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	2	6	8	75.00	2010-04-27
824	Tensant Securities Limited	2	6	8	75.00	2004-08-25
825	THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	3	5	8	62.50	2008-04-11
826	TIANDA SECURITIES LIMITED	2	6	8	75.00	2011-01-18
827	TRUTH SECURITIES LIMITED	4	4	8	50.00
828	TUNG TAK SECURITIES (H.K.) COMPANY LIMITED	2	6	8	75.00
829	UIC FINANCIAL ADVISORS LIMITED	4	4	8	50.00	2010-04-13
830	VEDA CAPITAL LIMITED (HK)	4	4	8	50.00	2005-12-28
831	Wanhai Securities (HK) Limited	3	5	8	62.50
832	WELLCHAMP CAPITAL LIMITED	4	4	8	50.00
833	WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED	2	6	8	75.00
834	WING ON SECURITIES LIMITED	2	6	8	75.00
835	A ONE INVESTMENT COMPANY LIMITED	5	2	7	28.57
836	ABAX GLOBAL CAPITAL (HONG KONG) LIMITED	2	5	7	71.43	2007-05-04
837	AFFINITY EQUITY PARTNERS (HK) LIMITED	2	5	7	71.43	2004-07-07
838	AJ Securities Limited	2	5	7	71.43
839	Allard Partners Limited	2	5	7	71.43
840	AP Asset Management (HK) Limited	3	4	7	57.14	2004-07-07
841	Ares Management Asia (Hong Kong) Limited	3	4	7	57.14	2009-05-25
842	ASIA INVESTMENT MANAGEMENT LIMITED	5	2	7	28.57
843	ASIA PACIFIC INVESTMENT ADVISORS LIMITED	3	4	7	57.14
844	BAN HIN SECURITIES COMPANY LIMITED	4	3	7	42.86
845	BaoQiao Partners Capital Limited	3	4	7	57.14	2008-03-05
846	BaoQiao Partners Securities (HK) Limited	2	5	7	71.43
847	Blossomhill Investment Limited	4	3	7	42.86	2010-03-04
848	BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED	4	3	7	42.86	2006-11-01
849	C.P. SECURITIES INTERNATIONAL LIMITED	2	5	7	71.43
850	CC SIF Advisory Limited	3	4	7	57.14	2006-07-25
851	CHEE TAK SECURITIES LIMITED	2	5	7	71.43
852	China Best International Futures Co., Limited	3	4	7	57.14	2011-03-10
853	China Hong Kong Capital Asset Management Company Limited	3	4	7	57.14
854	China Integrity Investment Limited	3	4	7	57.14	2009-09-18
855	China Reserve Securities Limited	4	3	7	42.86
856	CHINAWIDE SECURITIES LIMITED	3	4	7	57.14	2010-11-09
857	COMGEST FAR EAST LIMITED	2	5	7	71.43
858	DONVEX CAPITAL LIMITED	3	4	7	57.14	2009-01-29
859	Evercore Asia Limited	4	3	7	42.86	2011-03-04
860	FAIRWIN BROKING LIMITED	2	5	7	71.43
861	Finet Securities Limited	3	4	7	57.14
862	FORTUNE FINANCIAL CAPITAL LIMITED	2	5	7	71.43	2009-03-12
863	FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED	2	5	7	71.43	2005-03-03
864	Gain Capital - Forex.com Hong Kong Limited	2	5	7	71.43	2009-07-22
865	GOLDRIDE SECURITIES LIMITED	2	5	7	71.43
866	Gong Ping Securities Limited	2	5	7	71.43	2010-12-08
867	Grace Financial Limited (HK)	3	4	7	57.14	2008-02-13
868	Guochuang Securities Financial Holding Group Co., Limited	2	5	7	71.43
869	GUODU SECURITIES (HONG KONG) LIMITED	3	4	7	57.14	2009-03-20
870	GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED	3	4	7	57.14	2007-11-28
871	Horizon Asset International (HK) Limited	3	4	7	57.14	2008-09-03
872	HSBC Family Office Services Limited	3	4	7	57.14	2006-01-03
873	HSBC SECURITIES (ASIA) LIMITED	3	4	7	57.14
874	Imagi Brokerage Limited	3	4	7	57.14
875	IMPERIUM INTERNATIONAL SECURITIES LIMITED	2	5	7	71.43	2010-10-06
876	INTERNATIONAL COMMERCE CORPORATION	2	5	7	71.43	2006-02-13
877	ITAU ASIA LIMITED	2	5	7	71.43	2006-10-31
878	KB Securities Hong Kong Limited	2	5	7	71.43
879	Kerogen Capital (Asia) Limited	3	4	7	57.14	2010-02-01
880	KGI CAPITAL ASIA LIMITED	6	1	7	14.29
881	King Sun Securities Limited	2	5	7	71.43
882	KPMG CORPORATE FINANCE LIMITED	4	3	7	42.86
883	LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED	2	5	7	71.43	2011-04-28
884	MacroValue Investors Limited	2	5	7	71.43	2008-03-17
885	MAGIC COMPASS FUTURES LIMITED	2	5	7	71.43
886	MAN HON YEUNG SECURITIES LIMITED	3	4	7	57.14
887	MEIJI YASUDA ASIA LIMITED	4	3	7	42.86
888	MESSIS CAPITAL LIMITED	5	2	7	28.57
889	MY.Alpha Management HK Advisors Limited	2	5	7	71.43	2007-10-31
890	NEW SPRING CAPITAL LIMITED	2	5	7	71.43	2011-06-17
891	Nine Masts Capital Limited	3	4	7	57.14	2010-05-11
892	Oasis Management (Hong Kong)	3	4	7	57.14	2004-09-14
893	OLD PEAK LIMITED (HK)	4	3	7	42.86	2005-08-26
894	ORTUS CAPITAL MANAGEMENT LIMITED	2	5	7	71.43	2003-08-29
895	PANTHEON VENTURES (HK) LLP	2	5	7	71.43	2010-06-30
896	PARTNERS CAPITAL INTERNATIONAL LIMITED	5	2	7	28.57
897	PGIM (Hong Kong) Limited	2	5	7	71.43
898	PICO ZEMAN SECURITIES (HK) LIMITED	2	5	7	71.43	2010-07-12
899	PLATINUM BROKING COMPANY LIMITED	3	4	7	57.14	2011-02-21
900	Quam Asset Management Limited (b1983-06-28)	4	3	7	42.86
901	RICH PLEASURE SECURITIES LIMITED	2	5	7	71.43
902	ROSA SECURITIES LIMITED	3	4	7	57.14
903	SDICS International Asset Management (Hong Kong) Limited	2	5	7	71.43	2010-08-19
904	SDICS International Corporate Finance (Hong Kong) Limited	3	4	7	57.14	2010-09-01
905	SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	3	4	7	57.14	2008-11-07
906	SOO PEI SHAO & COMPANY LIMITED	3	4	7	57.14	2005-03-31
907	SUNRISE SECURITIES LIMITED	3	4	7	57.14	2005-03-21
908	TAI FUNG SECURITIES LIMITED	2	5	7	71.43
909	TAI NING STOCK COMPANY LIMITED	2	5	7	71.43
910	Towers Watson Investment Services Hong Kong Limited	3	4	7	57.14	2007-05-14
911	TRIVEST ADVISORS LIMITED	3	4	7	57.14	2010-04-08
912	TUNG TAI SECURITIES COMPANY LIMITED	3	4	7	57.14
913	VALUABLE CAPITAL LIMITED	2	5	7	71.43	2010-07-14
914	VISION FINANCE INTERNATIONAL COMPANY LIMITED	4	3	7	42.86	2007-11-29
915	WEALTH MANAGEMENT GROUP LIMITED	3	4	7	57.14	2007-02-02
916	WINLAND WEALTH MANAGEMENT LIMITED	3	4	7	57.14
917	WOCOM FOREIGN EXCHANGE CO. LIMITED	2	5	7	71.43
918	Yuanta Financial (Hong Kong) Limited	4	3	7	42.86	2010-02-03
919	Aevitas Securities Limited	2	4	6	66.67
920	Aletheia Analyst Network Limited	2	4	6	66.67	2008-06-03
921	AMBITION SECURITIES CO. LIMITED	2	4	6	66.67	2010-12-28
922	ARCH Capital Management Co. Limited	2	4	6	66.67	2009-02-19
923	Arta Asset Management Limited	3	3	6	50.00	2008-07-10
924	Asia Alternatives Advisor Hong Kong Limited	2	4	6	66.67	2011-03-15
925	Asset Management One Hong Kong Limited	2	4	6	66.67	2010-03-10
926	Averest Capital Limited	3	3	6	50.00
927	Belvest Investment Services Limited	2	4	6	66.67
928	BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	3	3	6	50.00	2004-10-26
929	BLUE POOL CAPITAL LIMITED	3	3	6	50.00	2004-11-10
930	BMI Securities Limited	2	4	6	66.67	2011-03-14
931	BNP PARIBAS DEALING SERVICES ASIA LIMITED	3	3	6	50.00	2010-11-03
932	BNY Mellon Investment Management Hong Kong Limited	3	3	6	50.00	2008-06-06
933	BOCHK Asset Management Limited	4	2	6	33.33	2010-12-15
934	Cambridge Strategy (Asset Management) Asia Limited (The)	3	3	6	50.00	2010-09-13
935	CAPE ASSET MANAGEMENT LIMITED	3	3	6	50.00	2006-05-23
936	CC Real Estate Advisory Limited	2	4	6	66.67	2010-08-04
937	CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	3	3	6	50.00	2007-08-23
938	CHAMPUS ASSET MANAGEMENT LIMITED	3	3	6	50.00
939	Chepstow Capital Advisors Limited	3	3	6	50.00	2009-10-20
940	CHIEF CAPITAL LIMITED	3	3	6	50.00	2005-07-14
941	China Alpha Fund Management (HK) Limited	4	2	6	33.33	2010-05-31
942	CHINA EAGLE ASSET MANAGEMENT LIMITED	3	3	6	50.00	2009-07-06
943	CHINA EVERBRIGHT RESEARCH LIMITED	2	4	6	66.67
944	CHINA SKY SECURITIES LIMITED	2	4	6	66.67
945	CMB International Asset Management Limited	3	3	6	50.00	2010-05-26
946	CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED	2	4	6	66.67	2004-07-28
947	CTRISKS RATING LIMITED	3	3	6	50.00	2011-06-01
948	Daishin Securities Asia Limited	4	2	6	33.33	2008-11-24
949	Davidson Kempner Asia Limited	3	3	6	50.00	2010-05-04
950	DigitalBridge Management Asia Limited	3	3	6	50.00	2010-07-20
951	Edmond de Rothschild Asset Management (Hong Kong) Limited	2	4	6	66.67	2008-02-26
952	Emerald Hill Capital Partners Limited	3	3	6	50.00	2011-10-26
953	Emperor Asset Management Limited	2	4	6	66.67	2009-11-03
954	Encap (Global) Asset Management Limited	2	4	6	66.67	2009-03-30
955	EVOLUTION ASIA INVESTMENTS LIMITED	4	2	6	33.33	2007-08-24
956	EXS Capital Asia Limited	2	4	6	66.67	2008-06-12
957	FAIR EAGLE FUTURES COMPANY LIMITED	2	4	6	66.67
958	FB SECURITIES (HONG KONG) LIMITED	1	5	6	83.33
959	FCL ADVISORY LIMITED	2	4	6	66.67	2005-03-01
960	FE SECURITIES LIMITED	2	4	6	66.67
961	First Fidelity Capital (International) Limited	3	3	6	50.00	2006-04-19
962	FREDDY COMPANY LIMITED	2	4	6	66.67	2005-02-21
963	FRM HONG KONG LIMITED (d2014-05-18)	2	4	6	66.67	2008-05-14
964	Funderstone Asset Management (HK) Limited	3	3	6	50.00
965	GENERALI INVESTMENTS ASIA LIMITED	4	2	6	33.33	2006-02-08
966	Ginger Capital Advisory Limited	2	4	6	66.67	2011-06-01
967	GLG Partners Hong Kong Limited	2	4	6	66.67	2010-11-30
968	GLS SECURITIES LIMITED	3	3	6	50.00
969	GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED	4	2	6	33.33	2008-12-02
970	Gong Ping Futures Limited	2	4	6	66.67	2011-11-22
971	Great Lakes Hong Kong Limited	4	2	6	33.33	2010-04-26
972	Guo Tong Capital Management Company Limited	2	4	6	66.67	2010-05-24
973	HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	3	3	6	50.00	2007-09-21
974	ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	4	2	6	33.33	2009-11-16
975	iFAST Global Markets (HK) Limited	3	3	6	50.00	2008-02-12
976	iFAST Securities (HK) Limited	3	3	6	50.00
977	INCU CORPORATE FINANCE LIMITED	3	3	6	50.00
978	INTERCHINA SECURITIES LIMITED	2	4	6	66.67
979	IVORY CAPITAL PRIVATE LIMITED	2	4	6	66.67	2007-03-21
980	JT CAPITAL MANAGEMENT LIMITED	3	3	6	50.00	2010-10-13
981	Jupiter Asset Management (Asia Pacific) Limited	2	4	6	66.67
982	KKR CAPITAL MARKETS ASIA LIMITED	3	3	6	50.00	2009-10-22
983	KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	2	4	6	66.67	2008-07-02
984	LCA Solutions Limited	2	4	6	66.67	2010-07-30
985	Lighthorse Asset Management (HK) Limited	2	4	6	66.67	2009-09-04
986	Longitude Asia Limited	2	4	6	66.67
987	LT Securities Limited	3	3	6	50.00	2011-04-01
988	M SECURITIES LIMITED (HK)	2	4	6	66.67	2006-02-23
989	MARCO POLO PURE ASSET MANAGEMENT LIMITED	3	3	6	50.00	2008-04-01
990	Matrix Securities Limited	4	2	6	33.33
991	MEAG Hong Kong Limited	5	1	6	16.67
992	MEGA CAPITAL (ASIA) COMPANY LIMITED	3	3	6	50.00	2007-05-11
993	Merdeka Securities Limited	3	3	6	50.00
994	Metaverse Securities Limited (HK)	3	3	6	50.00	2010-12-17
995	Nikko Asset Management Hong Kong Limited	3	3	6	50.00
996	NUOXIN CAPITAL (HONG KONG) LIMITED	5	1	6	16.67	2006-08-24
997	ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	3	3	6	50.00	2010-08-18
998	orientiert International Markets Limited	2	4	6	66.67	2005-01-11
999	ORION INVESTMENT MANAGEMENT LIMITED	2	4	6	66.67	2009-11-06
1000	Oshidori Corporate Finance Limited	2	4	6	66.67
1001	PACAT Capital Management Limited	2	4	6	66.67	2010-07-12
1002	PacBridge Capital Partners (HK) Limited	2	4	6	66.67	2009-03-17
1003	Parry International Trading Limited	3	3	6	50.00	2010-08-26
1004	PEAK CAPITAL LIMITED (b2004-03-30)	2	4	6	66.67	2004-10-28
1005	PREFERRED INVESTMENT ADVISORS (H.K) LIMITED	4	2	6	33.33	2008-03-12
1006	Principal Investment & Retirement Services Limited	2	4	6	66.67	2011-08-17
1007	PUREHEART CAPITAL ASIA LIMITED	2	4	6	66.67	2007-03-08
1008	QMIS Asset Management Limited	5	1	6	16.67	2009-08-13
1009	QUEST STOCKBROKERS (HK) LIMITED	3	3	6	50.00
1010	RAYS Capital Partners Limited	3	3	6	50.00	2011-05-19
1011	RICHMOND ASSET MANAGEMENT LIMITED (HK)	3	3	6	50.00
1012	S. W. WOO AND COMPANY LIMITED	3	3	6	50.00
1013	Saxo Capital Markets HK Limited	3	3	6	50.00	2011-01-19
1014	SEAGA INTERNATIONAL LIMITED	5	1	6	16.67	2005-02-05
1015	SEI INVESTMENTS (ASIA) LIMITED	2	4	6	66.67	2005-03-02
1016	SELINA & CO. LIMITED (HK)	2	4	6	66.67
1017	SHINING CAPITAL MANAGEMENT HONG KONG LIMITED	2	4	6	66.67	2011-01-18
1018	SINO CAPITAL SECURITIES LIMITED	2	4	6	66.67
1019	SIU ON SECURITIES LIMITED	3	3	6	50.00
1020	SOFAER GLOBAL RESEARCH (HK) LIMITED	3	3	6	50.00
1021	SPLENDOR GLOBAL INVESTMENTS LIMITED	2	4	6	66.67
1022	Standard Advisory Asia Limited	3	3	6	50.00	2007-03-09
1023	STARLING GROUP SECURITIES LIMITED	2	4	6	66.67	2008-11-05
1024	STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED	4	2	6	33.33	2005-06-20
1025	SUNNY WORLD INVESTMENT LIMITED	2	4	6	66.67
1026	SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED	4	2	6	33.33	2007-02-01
1027	SYZ Asset Management (Asia) Limited	2	4	6	66.67	2004-07-27
1028	TAI FUNG KUENTAI SECURITIES COMPANY LIMITED	2	4	6	66.67
1029	TANG KEE SECURITIES LIMITED	3	3	6	50.00
1030	TC Capital International Limited	3	3	6	50.00	2010-08-11
1031	TIAN YUAN FINANCE LIMITED	4	2	6	33.33
1032	Tora Trading Services Limited (HK)	3	3	6	50.00	2008-11-14
1033	TRISKELE CAPITAL MANAGEMENT LIMITED	2	4	6	66.67	2007-04-11
1034	UBS SDIC Asset Management (Hong Kong) Company Limited	2	4	6	66.67	2011-10-11
1035	UNICORN SECURITIES COMPANY LIMITED	2	4	6	66.67
1036	Vision Asset Management (HK) Limited	3	3	6	50.00	2009-06-04
1037	WINGS SECURITIES (HK) LIMITED	2	4	6	66.67
1038	WINSOME STOCK COMPANY LIMITED	2	4	6	66.67
1039	WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	2	4	6	66.67	2003-05-23
1040	Xeram and Company (Asia) Limited	3	3	6	50.00	2003-12-19
1041	YF FUTURES COMPANY LIMITED	2	4	6	66.67
1042	YU MING INVESTMENT MANAGEMENT LIMITED	3	3	6	50.00
1043	Yuexiu REIT Asset Management Limited	2	4	6	66.67	2005-12-08
1044	Absolute Investment Management (HK) Limited	3	2	5	40.00
1045	Acru Asset Management Limited	3	2	5	40.00	2004-08-25
1046	Aliantis Capital Limited	2	3	5	60.00	2007-10-10
1047	ALPHA SECURITIES COMPANY LIMITED	3	2	5	40.00
1048	Altis Partners (Asia) Limited	3	2	5	40.00	2010-10-22
1049	Anuenue Capital International Limited	2	3	5	60.00	2005-08-30
1050	Arta Global Futures Limited	3	2	5	40.00
1051	ASSURED ASSET MANAGEMENT LIMITED (HK)	2	3	5	60.00
1052	BALI SECURITIES CO. LIMITED	4	1	5	20.00
1053	BHI Investment Advisors (Asia) Limited (d2017-03-13)	4	1	5	20.00	2011-01-04
1054	Black Marble Securities Limited	2	3	5	60.00
1055	BOA INTERNATIONAL SECURITIES LIMITED	2	3	5	60.00	2009-03-30
1056	BOND TRUST LIMITED	3	2	5	40.00	2004-08-04
1057	Campbell Lutyens Asia Pacific Limited	2	3	5	60.00	2011-07-08
1058	CBRE Clarion Securities HKG Limited	2	3	5	60.00	2008-01-04
1059	CCB Securities Limited	2	3	5	60.00
1060	CENTAURUS CAPITAL (HONG KONG) LIMITED	3	2	5	40.00	2008-10-31
1061	CES International Commodities (HK) Limited	2	3	5	60.00
1062	CHAN NGOK MING SECURITIES LIMITED	2	3	5	60.00
1063	CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	2	3	5	60.00	2009-08-28
1064	CHUNG LEE SECURITIES COMPANY LIMITED	3	2	5	40.00
1065	CICC US Securities (Hong Kong) Limited	3	2	5	40.00	2011-05-25
1066	CIFM Asset Management (Hong Kong) Limited	3	2	5	40.00	2011-07-20
1067	CINDA INTERNATIONAL RESEARCH LIMITED	3	2	5	40.00	2010-07-26
1068	Citadel Securities (Hong Kong) Limited	3	2	5	40.00	2009-04-09
1069	CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED	3	2	5	40.00
1070	CTW SECURITIES LIMITED	2	3	5	60.00
1071	CUBE CAPITAL HK LIMITED	3	2	5	40.00	2007-10-17
1072	Cynosure Asset Management Hong Kong Limited	5	0	5	0.00
1073	Diamond Dragon Advisors Limited	2	3	5	60.00	2010-06-22
1074	DORIC CAPITAL CORPORATION	2	3	5	60.00	2003-11-13
1075	DTC Investment Management (HK) Limited	3	2	5	40.00	2008-11-20
1076	ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED	2	3	5	60.00	2006-10-31
1077	EnTrustPermal (Hong Kong) Limited	2	3	5	60.00	2006-03-09
1078	ENZARD LIMITED	2	3	5	60.00	2004-05-21
1079	ESR Asset Management (Prosperity) Limited	3	2	5	40.00	2005-11-30
1080	EVENSTAR ADVISORS LIMITED	2	3	5	60.00	2007-04-19
1081	F. R. ZIMMERN LIMITED	2	3	5	60.00
1082	Friedmann Pacific Asset Management (Hong Kong) Limited	2	3	5	60.00
1083	FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	3	2	5	40.00	2011-11-15
1084	FULBRIGHT CAPITAL LIMITED	3	2	5	40.00	2011-06-14
1085	GIGA (HONG KONG) LIMITED	2	3	5	60.00
1086	Goldbridge Securities Limited	2	3	5	60.00
1087	GOLDEN HILL INVESTMENT COMPANY LIMITED	2	3	5	60.00
1088	Goldin Financial Limited	2	3	5	60.00	2009-06-01
1089	Gottex Fund Management (Hong Kong) Limited	3	2	5	40.00	2005-11-04
1090	Grand Cartel Securities Company Limited	2	3	5	60.00
1091	GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED	3	2	5	40.00	2005-08-12
1092	GUOTAI JUNAN FUND MANAGEMENT LIMITED	2	3	5	60.00	2008-05-29
1093	HANSBERGER GLOBAL INVESTORS (HK) LIMITED	2	3	5	60.00
1094	HANTEC FUTURES LIMITED	3	2	5	40.00	2008-12-19
1095	HARMONY ASSET MANAGEMENT LIMITED	3	2	5	40.00
1096	HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED	2	3	5	60.00
1097	HFS ASSET MANAGEMENT LIMITED	2	3	5	60.00
1098	HOI SANG SECURITIES LIMITED	2	3	5	60.00
1099	HOORAY SECURITIES LIMITED	3	2	5	40.00
1100	HT CAPITAL MANAGEMENT LIMITED	4	1	5	20.00
1101	HUNG SING FUTURES LIMITED	2	3	5	60.00
1102	iBest Securities Company Limited	2	3	5	60.00
1103	INTERCONTINENT SECURITIES COMPANY LIMITED	2	3	5	60.00	2005-03-30
1104	INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED	3	2	5	40.00
1105	J.W. Childs Asia Equities (Hong Kong) Limited	2	3	5	60.00	2007-07-16
1106	JEFFERIES BACHE (HONG KONG) LIMITED	2	3	5	60.00
1107	KAISEN ASSET MANAGEMENT LIMITED	3	2	5	40.00	2009-11-13
1108	KAM LUEN SECURITIES LIMITED	3	2	5	40.00
1109	Kam Wah Investments Limited	2	3	5	60.00
1110	KINGSWAY SW ASSET MANAGEMENT LIMITED	4	1	5	20.00
1111	Korea Investment Management Asia Limited	2	3	5	60.00	2009-08-21
1112	Link Asset Management Limited (HK)	5	0	5	0.00	2005-11-08
1113	Liquidnet Asia Limited	3	2	5	40.00	2007-08-15
1114	LIS Investment Services Limited	2	3	5	60.00	2008-01-09
1115	M3 Capital Partners (HK) Limited	2	3	5	60.00	2008-10-17
1116	MAGIC COMPASS SECURITIES LIMITED	3	2	5	40.00	2011-10-12
1117	MARS SECURITIES COMPANY LIMITED	2	3	5	60.00
1118	MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED	3	2	5	40.00	2004-09-22
1119	MEGABASE SECURITIES LIMITED	2	3	5	60.00
1120	MORTON SECURITIES LIMITED	3	2	5	40.00
1121	NATIONAL ASSET MANAGEMENT LIMITED (HK)	2	3	5	60.00	2007-09-06
1122	Nuada Limited	4	1	5	20.00	2004-01-15
1123	OMNIX CAPITAL LIMITED	3	2	5	40.00	2009-03-19
1124	OPTIVER TRADING HONG KONG LIMITED	4	1	5	20.00	2007-12-03
1125	OVERLOOK INVESTMENTS LIMITED	2	3	5	60.00
1126	Pivotal Investments Limited (d2014-03-10)	2	3	5	60.00	2010-06-02
1127	Progeny (Hong Kong) Limited	2	3	5	60.00	2010-07-09
1128	RaffAello Securities (HK) Limited	3	2	5	40.00	2005-03-30
1129	RAMON INVESTMENT COMPANY LIMITED	3	2	5	40.00
1130	RHB ASSET MANAGEMENT LIMITED	3	2	5	40.00	2008-05-08
1131	Rich Bay Securities Limited	2	3	5	60.00	2005-03-31
1132	RICHLAND WORLDWIDE LIMITED	2	3	5	60.00	2004-04-15
1133	Riverwest Advisors Limited	3	2	5	40.00	2009-07-02
1134	ROCTEC FUTURES TRADING COMPANY LIMITED	2	3	5	60.00
1135	ROCTEC SECURITIES COMPANY LIMITED	2	3	5	60.00
1136	SALISBURY SECURITIES LIMITED	2	3	5	60.00	2005-03-31
1137	SCOTIATRUST (ASIA) LIMITED	4	1	5	20.00	2011-09-07
1138	SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED	2	3	5	60.00	2007-08-17
1139	SIIC ASSET MANAGEMENT COMPANY LIMITED	4	1	5	20.00
1140	SILVERHORN INVESTMENT ADVISORS LIMITED	2	3	5	60.00	2011-02-28
1141	SILVERSTONE INVESTMENTS LIMITED (HK)	3	2	5	40.00
1142	STARLING GROUP FUTURES LIMITED	2	3	5	60.00	2008-11-05
1143	SUN'S FUTURE LIMITED	2	3	5	60.00
1144	TAIFAIR FUTURES LIMITED	3	2	5	40.00
1145	TAK FUNG SHARES INVESTMENT COMPANY LIMITED	3	2	5	40.00
1146	Tenacity Partners Limited	2	3	5	60.00	2010-08-13
1147	TFI Asset Management Limited	2	3	5	60.00	2009-06-18
1148	TRG MANAGEMENT HONG KONG LIMITED	2	3	5	60.00	2008-01-07
1149	TUFTON OCEANIC FAR EAST LIMITED	3	2	5	40.00	2009-11-19
1150	TUNG SHUN SECURITIES LIMITED	3	2	5	40.00	2005-01-03
1151	UPBEST ASSETS MANAGEMENT LIMITED	2	3	5	60.00
1152	Value Partners Private Equity Limited	2	3	5	60.00
1153	VC International Asset Management Limited	3	2	5	40.00
1154	Viking Global Hong Kong Limited	4	1	5	20.00	2010-09-17
1155	VP Wealth Management (Hong Kong) Limited	2	3	5	60.00	2007-09-11
1156	WAH SANG SECURITIES LIMITED	3	2	5	40.00
1157	WAH THAI SECURITIES LIMITED	3	2	5	40.00
1158	WAI FAT SECURITIES LIMITED	2	3	5	60.00
1159	Waton Securities International Limited	2	3	5	60.00
1160	WILBY SECURITIES LIMITED	2	3	5	60.00
1161	YARDLEY SECURITIES LIMITED	2	3	5	60.00
1162	3V Capital Limited	3	1	4	25.00	2005-07-18
1163	ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED	2	2	4	50.00
1164	ADS Securities Hong Kong Limited	2	2	4	50.00	2011-08-09
1165	ALETHEIA TECHNOLOGIES LIMITED	3	1	4	25.00	2010-07-30
1166	AlTi Wealth Management (Hong Kong) Limited	2	2	4	50.00	2004-05-11
1167	AM Squared Limited	2	2	4	50.00	2005-06-30
1168	American Century Investment Management (Asia Pacific) Limited	2	2	4	50.00	2010-03-26
1169	ANGLO CHINESE SECURITIES, LIMITED (HK)	3	1	4	25.00
1170	Areion Asset Management Company Limited	2	2	4	50.00	2010-08-24
1171	Arete Research Asia Limited	2	2	4	50.00	2010-01-11
1172	ASIA INVESTMENT RESEARCH LIMITED	3	1	4	25.00
1173	ASSET DYNAMIC MANAGEMENT LIMITED	3	1	4	25.00
1174	Atherton Asset Management Limited	3	1	4	25.00	2008-09-10
1175	Austen Capital Management Limited	2	2	4	50.00	2010-06-30
1176	Avia Asset Management Limited	2	2	4	50.00
1177	AXIOM INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00
1178	Barings Investment Advisers (Hong Kong) Limited	3	1	4	25.00	2009-05-08
1179	BEAR BRIGHT LIMITED	2	2	4	50.00
1180	Bentley Capital Limited (HK)	4	0	4	0.00
1181	BENTLEY REID & COMPANY LIMITED	4	0	4	0.00
1182	BERICH FUTURES (H.K.) COMPANY LIMITED	3	1	4	25.00
1183	BETA INTERNATIONAL SECURITIES LIMITED	2	2	4	50.00
1184	BLACK CRANE INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00	2009-09-28
1185	BLOOMYEARS LIMITED	2	2	4	50.00
1186	BOSHENG CAPITAL MANAGEMENT (HK) LIMITED	2	2	4	50.00	2010-10-06
1187	BOWEN ASIA LIMITED	3	1	4	25.00
1188	BUENA VISTA FUND MANAGEMENT (HK) LIMITED	2	2	4	50.00	2007-01-18
1189	CARDINALASIA CONSULTING LIMITED	3	1	4	25.00	2003-06-27
1190	CBRE Investment Management (Asia) Limited	2	2	4	50.00
1191	CENTALINE SECURITIES LIMITED	4	0	4	0.00	2011-10-07
1192	CHAOS INTERNATIONAL FINANCIAL LIMITED	2	2	4	50.00
1193	CHEETAH ADVISORS LIMITED	2	2	4	50.00
1194	CHINA ASSETS INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00
1195	CHINA DEMETER SECURITIES LIMITED	2	2	4	50.00	2010-10-18
1196	China Everbright Investment Management Limited	3	1	4	25.00	2007-07-03
1197	CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED	2	2	4	50.00	2010-09-08
1198	CHINA INTERNATIONAL CAPITAL LIMITED	3	1	4	25.00
1199	CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	2	2	4	50.00	2006-05-23
1200	ChinaRock Capital Management Limited	3	1	4	25.00	2007-07-04
1201	CHUANGS & CO. LIMITED	3	1	4	25.00
1202	CLC SECURITIES LIMITED	2	2	4	50.00	2008-06-16
1203	COL Securities (HK) Limited	3	1	4	25.00
1204	Complus Asset Management Limited	2	2	4	50.00	2011-05-25
1205	CORE PACIFIC-YAMAICHI CAPITAL LIMITED	3	1	4	25.00
1206	Core Securities Company Limited (The)	3	1	4	25.00	2010-11-19
1207	CPIC Investment Management (H.K.) Company Limited	2	2	4	50.00	2011-02-07
1208	CREATIVE ASSET MANAGEMENT LIMITED (HK)	2	2	4	50.00	2008-07-09
1209	CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	2	2	4	50.00
1210	Eagle Asset Management (CP) Limited	3	1	4	25.00	2006-04-28
1211	Edmond de Rothschild Securities (Hong Kong) Limited	3	1	4	25.00	2011-10-20
1212	EFG Asset Management (HK) Limited	2	2	4	50.00	2008-06-06
1213	Elements Advisors Limited	2	2	4	50.00	2010-06-08
1214	F.T.M.F. DISTRIBUTION LIMITED	2	2	4	50.00	2008-08-15
1215	FAIR EAGLE FINANCE CREDIT LIMITED	2	2	4	50.00
1216	Fiera Capital (Asia) Hong Kong Limited	3	1	4	25.00	2010-08-23
1217	FIRST EASTERN INVESTMENTS LIMITED	3	1	4	25.00
1218	FORTUNE HILL ASSET MANAGEMENT LIMITED	2	2	4	50.00	2011-11-07
1219	FTN Financial Asia Limited	3	1	4	25.00	2008-06-02
1220	GAINWELL SECURITIES COMPANY LIMITED	2	2	4	50.00	2004-08-21
1221	GOLD FUND SECURITIES COMPANY LIMITED	2	2	4	50.00
1222	GOODCAPE SECURITIES LIMITED	3	1	4	25.00	2005-12-06
1223	GREATER CHINA STRATEGIC CAPITAL LIMITED	3	1	4	25.00
1224	Gruss Capital Management Limited	2	2	4	50.00	2008-10-27
1225	HAMPTON SECURITIES (ASIA) LIMITED	2	2	4	50.00	2007-04-10
1226	HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED	3	1	4	25.00	2006-11-30
1227	HERCULES CAPITAL LIMITED (b2002-05-21)	2	2	4	50.00
1228	HIP HING SECURITIES LIMITED	2	2	4	50.00
1229	HKFAEx Group Limited	2	2	4	50.00	2007-02-15
1230	HONG KONG ASSET MANAGEMENT LIMITED	3	1	4	25.00	2005-11-21
1231	Hong Kong Securities (International) Company Limited	2	2	4	50.00	2009-07-23
1232	HONG KONG WAN KIU INVESTMENT COMPANY LIMITED	2	2	4	50.00	2005-03-29
1233	HOU TAK SECURITIES LIMITED	2	2	4	50.00
1234	HSZ (HONG KONG) LIMITED	2	2	4	50.00
1235	HuaAn Asset Management (Hong Kong) Limited	2	2	4	50.00	2010-12-01
1236	IMPERIAL CAPITAL LIMITED (HK)	3	1	4	25.00	2005-05-12
1237	Ingensoma Trading Group Limited	3	1	4	25.00	2008-10-30
1238	INSUBEST FINANCIAL & MPF PLANNING LIMITED	2	2	4	50.00
1239	INV Partners Limited	3	1	4	25.00	2009-11-24
1240	KBC FINANCIAL PRODUCTS HONG KONG LIMITED	2	2	4	50.00
1241	KCG FUND MANAGEMENT LIMITED	3	1	4	25.00	2007-05-04
1242	KEC Capital Company Limited	2	2	4	50.00	2010-10-04
1243	KIN FUNG STOCK COMPANY LIMITED	3	1	4	25.00	2005-03-31
1244	KINGDOM INVESTMENT MANAGERS LIMITED	4	0	4	0.00	2008-12-02
1245	Kriya Capital Limited	3	1	4	25.00	2010-01-08
1246	LBN Advisers Limited	3	1	4	25.00	2007-09-13
1247	LLOYD BAUGHAN LIMITED	2	2	4	50.00	2006-01-19
1248	LONGREACH GROUP LIMITED (THE)	2	2	4	50.00	2006-08-01
1249	LUEN FAT FUTURES (H.K.) LIMITED	2	2	4	50.00	2010-02-09
1250	LUMINARY CAPITAL LIMITED	3	1	4	25.00	2007-11-14
1251	MAGUSTA FUTURES LIMITED	2	2	4	50.00
1252	MASON INVESTMENT MANAGEMENT LIMITED	3	1	4	25.00
1253	MEGABASE FUTURES CO. LIMITED	2	2	4	50.00
1254	MFS International (Hong Kong) Limited	2	2	4	50.00	2009-07-29
1255	MING HON SECURITIES LIMITED	3	1	4	25.00
1256	MIS SERVICES LIMITED (d2019-06-01)	3	1	4	25.00
1257	MONTGOMERY SECURITIES LIMITED (HK)	3	1	4	25.00
1258	MORRIS ZENDER FUND MANAGEMENT LIMITED	2	2	4	50.00	2004-09-21
1259	Nittan Securities Asia Limited	2	2	4	50.00
1260	NORTH SEA SECURITIES LIMITED	2	2	4	50.00
1261	Oberweis Asset Management (Asia) Limited	4	0	4	0.00	2008-03-06
1262	OCBC SECURITIES (HONG KONG) LIMITED	3	1	4	25.00	2008-03-20
1263	Owl Creek Hong Kong Limited	3	1	4	25.00	2011-05-20
1264	PACIFIC GROUP LIMITED (THE)	3	1	4	25.00
1265	PACIFIC HAWK (HK) LIMITED	3	1	4	25.00	2010-09-14
1266	PAOCHU INVESTMENT ADVISORY LIMITED	2	2	4	50.00	2009-10-09
1267	PASAY STOCK AND SHARES LIMITED	2	2	4	50.00
1268	PINE FIELD CAPITAL PARTNERS (HK) LIMITED	3	1	4	25.00	2007-05-02
1269	PRIME COURAGE SECURITIES COMPANY LIMITED	2	2	4	50.00	2011-09-19
1270	Prince Capital Management Limited	2	2	4	50.00	2008-04-28
1271	Proton Capital Limited	3	1	4	25.00	2007-10-16
1272	R.J. O'Brien & Associates HK Limited	2	2	4	50.00	2007-10-29
1273	RC Futures Advisory Limited	3	1	4	25.00	2010-05-19
1274	Ruisen Port Securities Limited	4	0	4	0.00	2011-01-05
1275	SERICA PARTNERS LIMITED	2	2	4	50.00	2008-12-04
1276	Shangding International Asset Management Company Limited	2	2	4	50.00	2010-09-08
1277	SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	3	1	4	25.00
1278	SHUN LOONG SECURITIES COMPANY LIMITED	2	2	4	50.00
1279	Sigma Capital Management Limited	2	2	4	50.00	2008-03-12
1280	Sinovation Capital Asset Management Company Limited	3	1	4	25.00	2009-10-21
1281	SMBC Capital Markets (Asia) Limited	3	1	4	25.00	2010-07-14
1282	SOO PUI CHEN SECURITIES LIMITED	2	2	4	50.00	2005-03-21
1283	SOUTH CHINA CAPITAL LIMITED	2	2	4	50.00
1284	South West Capital Limited (d2013-12-11)	3	1	4	25.00	2011-06-30
1285	SPDB International Holdings Limited	4	0	4	0.00
1286	Springboard Capital Limited	2	2	4	50.00	2010-07-02
1287	SSC MANDARIN FINANCIAL SERVICES LIMITED	2	2	4	50.00	2004-02-05
1288	Stellar Securities Limited	2	2	4	50.00
1289	Sucden Financial (HK) Limited	2	2	4	50.00	2009-04-28
1290	Swiss-Asia Asset Management (HK) Limited	2	2	4	50.00	2010-06-02
1291	Synergy Fund Management Group Limited	2	2	4	50.00	2010-05-26
1292	SZEHOPE SECURITIES COMPANY LIMITED	2	2	4	50.00	2005-03-31
1293	TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED	2	2	4	50.00	2009-10-27
1294	Tokio Marine Investment Services, Limited	4	0	4	0.00
1295	TR Advisors Limited	2	2	4	50.00	2008-12-02
1296	True Partner Advisor Hong Kong Limited	2	2	4	50.00	2010-09-30
1297	UNITED GAIN INVESTMENT LIMITED	2	2	4	50.00	2003-08-07
1298	United Securities Limited (HK)	2	2	4	50.00
1299	UPBEST INVESTMENT COMPANY LIMITED	4	0	4	0.00
1300	Vantum Futures Limited	2	2	4	50.00
1301	VBG Capital Limited	3	1	4	25.00	2008-11-11
1302	VICTORY ENTERPRISES (INVESTMENT) LIMITED	2	2	4	50.00
1303	VisionGain Capital Limited	3	1	4	25.00	2007-11-14
1304	VL ASSET MANAGEMENT LIMITED	2	2	4	50.00	2009-04-15
1305	VTB Capital Hong Kong Limited	3	1	4	25.00	2011-06-30
1306	WHARTON INVESTMENT ADVISORS LIMITED	3	1	4	25.00
1307	Winco Securities Company Limited	2	2	4	50.00	2010-03-01
1308	WOCOM INVESTMENT MANAGEMENT LIMITED	2	2	4	50.00
1309	WORLDWIDE BROKERAGE LIMITED	3	1	4	25.00
1310	YUE XIU ASSET MANAGEMENT LIMITED	2	2	4	50.00	2011-04-12
1311	ALPHA FUTURES COMPANY LIMITED	2	1	3	33.33
1312	Amber Hill Asset Management Limited	3	0	3	0.00	2011-07-13
1313	Amherst Pierpont International Limited	2	1	3	33.33	2009-06-17
1314	AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED	2	1	3	33.33	2011-08-03
1315	Anglo Chinese Research, Limited	3	0	3	0.00	2009-01-19
1316	AQUITAINE INVESTMENT ADVISORS LIMITED	2	1	3	33.33
1317	Asia Frontier Investments Limited	3	0	3	0.00	2009-04-28
1318	ASIA PACIFIC CAPITAL (HK) LIMITED	3	0	3	0.00	2004-01-02
1319	Aspect Capital Asia Limited	2	1	3	33.33	2008-06-10
1320	BIG BAY SECURITIES (HK) LIMITED	2	1	3	33.33	2011-07-07
1321	BlueBay Hong Kong Limited	2	1	3	33.33	2011-12-13
1322	BLUEFIN HK LIMITED	2	1	3	33.33	2010-06-30
1323	BOA Soteria Asset Management Limited	2	1	3	33.33	2008-04-14
1324	BOOMWELL INVESTMENTS LIMITED	3	0	3	0.00
1325	Brilliant Norton Securities Company Limited	2	1	3	33.33	2011-12-01
1326	C.P. FINANCIAL MANAGEMENT LIMITED	2	1	3	33.33	2008-05-09
1327	CAIDAO CAPITAL LIMITED	3	0	3	0.00	2008-07-15
1328	Canaccord Genuity (Hong Kong) Limited	2	1	3	33.33	2011-05-04
1329	CAPITAL FOR BUSINESS LIMITED (VG)	3	0	3	0.00
1330	CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED	2	1	3	33.33	2008-08-19
1331	Capstone Financial (HK) Limited	3	0	3	0.00	2010-03-12
1332	Celera Markets Limited	2	1	3	33.33	2008-08-12
1333	CENTURION CORPORATE FINANCE LIMITED	3	0	3	0.00
1334	Cephei Capital Management (Hong Kong) Limited	2	1	3	33.33	2007-07-19
1335	CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED	2	1	3	33.33	2011-06-24
1336	CHIMAERA FINANCIAL GROUP LIMITED	3	0	3	0.00
1337	China Angel Fund Management (HK) Company Limited	3	0	3	0.00	2011-10-24
1338	China Enterprise Securities Company Limited	2	1	3	33.33	2011-01-27
1339	China Galaxy International Futures (Hong Kong) Co., Limited	2	1	3	33.33	2011-12-14
1340	CHINA GUARD INVESTMENTS LIMITED	2	1	3	33.33
1341	CHINA HANYA ASSET MANAGEMENT LIMITED	3	0	3	0.00	2008-04-22
1342	China Renaissance Broking Services (Hong Kong) Limited	2	1	3	33.33
1343	CHINA SECURITIES HOLDINGS LIMITED	2	1	3	33.33
1344	CHINA TIMES SECURITIES LIMITED	3	0	3	0.00	2011-02-21
1345	China Value Investment Limited (HK)	2	1	3	33.33	2008-07-15
1346	CIAM Capital Management Limited	3	0	3	0.00	2011-01-24
1347	Claren Road Asia Limited	2	1	3	33.33	2009-03-30
1348	CN CAPITAL MANAGEMENT LIMITED	2	1	3	33.33	2010-06-01
1349	CNI GLOBAL CAPITAL LIMITED	2	1	3	33.33
1350	ConvergEx Asia Pacific Limited	2	1	3	33.33	2010-12-03
1351	CORNUCOPIA CAPITAL PARTNERS LIMITED	2	1	3	33.33	2007-07-19
1352	CORRINGTON SECURITIES & INVESTMENT LIMITED	2	1	3	33.33
1353	Creat Capital Company Limited	2	1	3	33.33	2010-07-26
1354	CUPOLA CAPITAL LIMITED	3	0	3	0.00
1355	D. YAU AND COMPANY LIMITED	2	1	3	33.33	2004-08-13
1356	D.J. SECURITIES LIMITED	2	1	3	33.33
1357	DA INTERNATIONAL FINANCIAL SERVICE LIMITED	2	1	3	33.33	2011-09-02
1358	DALTON CAPITAL (HONG KONG) LIMITED	2	1	3	33.33	2005-07-18
1359	Delta Asia Wealth Management Limited	2	1	3	33.33
1360	DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED	2	1	3	33.33	2010-03-05
1361	EAA SECURITIES LIMITED	2	1	3	33.33
1362	EAM Investment Advisors Limited	2	1	3	33.33	2009-11-16
1363	EAST CAPITAL ASIA LIMITED	2	1	3	33.33	2007-04-04
1364	Eastern Marathon Investment Management (Hong Kong) Company Limited	3	0	3	0.00	2008-05-21
1365	Elixir Capital Management Limited	2	1	3	33.33	2009-02-18
1366	EMSO Partners HK Limited	2	1	3	33.33	2007-04-04
1367	Enhanced Securities Limited	3	0	3	0.00	2011-08-02
1368	EXCELSIOR CAPITAL ASIA (HK) LIMITED	2	1	3	33.33
1369	FAIR CAPITAL MANAGEMENT LIMITED	2	1	3	33.33	2007-06-27
1370	First Prosperous Asset Management Company Limited	2	1	3	33.33	2007-09-06
1371	First Reserve Asia Limited	2	1	3	33.33	2011-10-28
1372	Fortune Asset Management Limited (HK)	2	1	3	33.33	2009-12-16
1373	Foundation Asset Management (HK) Limited	2	1	3	33.33	2007-03-22
1374	Frontier Asia Capital Hong Kong Limited	2	1	3	33.33	2008-08-11
1375	FTFT International Securities and Futures Limited	2	1	3	33.33	2010-08-23
1376	FU HENG INVESTMENT MANAGEMENT LIMITED	2	1	3	33.33
1377	Fubon Fund Management (Hong Kong) Limited	2	1	3	33.33
1378	GATEWAY CAPITAL (HONG KONG) LIMITED	2	1	3	33.33	2009-06-16
1379	GCAM Limited	2	1	3	33.33	2004-10-19
1380	GCIS LIMITED	2	1	3	33.33	2007-05-16
1381	GEOMATRIX (H.K.) LIMITED	1	2	3	66.67
1382	GET NICE CAPITAL LIMITED	2	1	3	33.33
1383	GF International Investment Management Limited	3	0	3	0.00	2011-09-08
1384	GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED	1	2	3	66.67
1385	Goldyard Capital Limited	2	1	3	33.33
1386	Greater China Securities Limited (b1999-04-26)	2	1	3	33.33
1387	Grit Securities Limited	2	1	3	33.33
1388	GSI FINANCE GROUP LIMITED	2	1	3	33.33	2011-03-18
1389	HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	3	0	3	0.00	2008-07-24
1390	HFZ CAPITAL MANAGEMENT LIMITED	2	1	3	33.33	2008-04-08
1391	HOORAY CAPITAL LIMITED	2	1	3	33.33
1392	HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED	2	1	3	33.33
1393	HSBC Corporate Finance (Hong Kong) Limited	3	0	3	0.00
1394	HTC Securities Company Limited	2	1	3	33.33	2010-09-03
1395	HUA YU INVESTMENT MANAGEMENT LIMITED	3	0	3	0.00
1396	Hui Xian Asset Management Limited	3	0	3	0.00	2011-04-08
1397	ICBC Credit Suisse Asset Management (International) Company Limited	3	0	3	0.00	2011-11-18
1398	IMARKETS LIMITED	2	1	3	33.33
1399	IMPAC ASSET MANAGEMENT (HK) LIMITED	2	1	3	33.33
1400	Impax Asset Management (Hong Kong) Limited	2	1	3	33.33	2011-08-23
1401	Imperium International Asset Management Limited	3	0	3	0.00	2008-12-02
1402	INFINITI INVESTMENT MANAGEMENT LIMITED	3	0	3	0.00	2006-02-07
1403	Innoform-Ashfield Capital Limited	2	1	3	33.33	2007-08-07
1404	InnoFusion Capital Management Limited	2	1	3	33.33	2005-09-15
1405	INTERCHINA FUTURES LIMITED	2	1	3	33.33
1406	IREALITY INVESTMENTS LIMITED	2	1	3	33.33	2007-12-21
1407	ISOMETRIC INVESTMENT ADVISORS LIMITED	3	0	3	0.00	2009-11-16
1408	iVenture Investment Management Limited	2	1	3	33.33
1409	JW Capital Limited (HK)	3	0	3	0.00	2011-12-19
1410	KAI WO ASSET MANAGEMENT LIMITED	2	1	3	33.33	2008-07-04
1411	Kaiser KT Capital Limited	3	0	3	0.00
1412	KARL THOMSON FINANCE LIMITED	2	1	3	33.33
1413	KARL THOMSON FINANCIAL ADVISORY LIMITED	2	1	3	33.33
1414	KGI Asset Management Limited	2	1	3	33.33
1415	Kima Capital Management Limited	2	1	3	33.33	2011-03-24
1416	KINGKEY SECURITIES GROUP LIMITED	2	1	3	33.33	2011-07-27
1417	Kirin Asset Management Limited	1	2	3	66.67	2007-06-12
1418	KTF CAPITAL MANAGEMENT LIMITED	3	0	3	0.00	2011-10-31
1419	Landmark Asset Management Limited (HK)	3	0	3	0.00	2008-01-10
1420	Lexicon Partners (Asia) Limited	2	1	3	33.33	2007-03-21
1421	LINZ GLOBAL (HK) LIMITED	3	0	3	0.00	2010-09-28
1422	Liquid Capital Markets Hong Kong Limited	2	1	3	33.33	2009-10-29
1423	LYNAS CAPITAL LIMITED	2	1	3	33.33	2004-08-12
1424	MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	2	1	3	33.33	2011-06-27
1425	MIGHTY BROKERAGE (ASIA) LIMITED	2	1	3	33.33	2011-11-22
1426	Milma & Co. Limited	2	1	3	33.33	2008-09-24
1427	MLI LIMITED (d2018-03-29)	2	1	3	33.33
1428	Moore Capital Asia Limited	2	1	3	33.33	2010-06-11
1429	NAN FUNG INVESTMENT ADVISER LIMITED	2	1	3	33.33	2011-10-19
1430	NEW GALA SECURITIES COMPANY LIMITED	2	1	3	33.33	2004-02-02
1431	NORMAN KONG SECURITIES COMPANY LIMITED	3	0	3	0.00	2004-07-15
1432	OASIS INVESTMENT MANAGEMENT LIMITED	2	1	3	33.33
1433	Odysseus Capital Asia Limited	2	1	3	33.33	2009-10-29
1434	Ohra Capital Partners Limited	2	1	3	33.33	2010-08-27
1435	ONG PACIFIC CAPITAL LIMITED	2	1	3	33.33
1436	Oracle Capital Limited	2	1	3	33.33	2009-08-17
1437	Pacific Advantage Capital Limited	3	0	3	0.00	2010-10-25
1438	PAMA GROUP (HONG KONG) LIMITED	2	1	3	33.33
1439	Pamirs Capital (H.K.) Limited	2	1	3	33.33	2010-09-10
1440	Partner Fund Management (Asia), Limited	2	1	3	33.33	2011-07-08
1441	Partners Asset Management (HK) Limited	2	1	3	33.33	2007-04-03
1442	Partners Capital Asia Limited	3	0	3	0.00	2011-08-04
1443	Paulson Asia Limited	2	1	3	33.33	2011-02-21
1444	Phalanx Capital Management Hong Kong Limited	2	1	3	33.33	2009-02-06
1445	Pharo Management (HK) Limited	2	1	3	33.33	2010-09-24
1446	PHILIPPA HUCKLE GROUP LIMITED (THE)	3	0	3	0.00	2006-01-13
1447	PHOENIX CAPITAL ASIA LIMITED	3	0	3	0.00
1448	Ping An of China Capital (Hong Kong) Company Limited	2	1	3	33.33	2010-12-07
1449	QH CAPITAL LIMITED	2	1	3	33.33	2009-07-22
1450	QUANTSMILE (HK) LIMITED	3	0	3	0.00	2007-04-02
1451	REALCHAMP ASSET MANAGEMENT LIMITED	2	1	3	33.33
1452	Regal Portfolio Management Limited (HK)	3	0	3	0.00	2007-03-05
1453	RESIDENTS SECURITIES LIMITED	2	1	3	33.33
1454	RG ASSET MANAGEMENT COMPANY LIMITED	3	0	3	0.00	2004-11-08
1455	ROCIM Limited	3	0	3	0.00	2007-06-29
1456	ROCTEC INVESTMENT LIMITED	2	1	3	33.33	2005-09-16
1457	Ruffer (Asia) Limited	2	1	3	33.33	2008-06-05
1458	SCM Strategic Capital Management Asia Limited	3	0	3	0.00	2010-02-11
1459	SEABRIGHT ASSET MANAGEMENT LIMITED	3	0	3	0.00	2003-07-23
1460	SECURIS CAPITAL LIMITED	2	1	3	33.33	2005-08-29
1461	Select Investment Services Limited (HK)	3	0	3	0.00	2011-09-16
1462	SEQUENCE ASSET MANAGEMENT LIMITED	2	1	3	33.33	2011-09-01
1463	SHACOM FUTURES LIMITED	2	1	3	33.33
1464	SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED	2	1	3	33.33
1465	SHENG YUAN ASSET MANAGEMENT LIMITED	2	1	3	33.33	2011-06-14
1466	SHENG YUAN CAPITAL (HONG KONG) LIMITED	3	0	3	0.00	2011-12-05
1467	Sheng Yuan Sino Asset Management Limited	2	1	3	33.33	2005-09-09
1468	Shinhan Asset Management (Hong Kong) Limited	3	0	3	0.00	2011-01-27
1469	Shinhan Investment Asia Limited	2	1	3	33.33	2007-10-15
1470	Silver Spring Capital Management Limited	3	0	3	0.00	2009-10-30
1471	SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	3	0	3	0.00
1472	Springs Capital (Hong Kong) Limited	2	1	3	33.33	2011-04-14
1473	STI Asset Management Limited	3	0	3	0.00	2008-10-22
1474	STJ Advisors (Asia) Limited	3	0	3	0.00	2011-11-17
1475	SUN CAPITAL SECURITIES LIMITED	3	0	3	0.00	2005-03-31
1476	SUN YI COMPANY LIMITED	2	1	3	33.33	2008-01-31
1477	SUSQUEHANNA HONG KONG LIMITED	2	1	3	33.33	2008-11-03
1478	TACHIBANA SECURITIES (HONG KONG) LIMITED	3	0	3	0.00
1479	TAI YIP COMMODITIES & FUTURES LIMITED	2	1	3	33.33
1480	TAIREN CAPITAL LIMITED	3	0	3	0.00	2008-07-08
1481	Tempo Asset Management (Hong Kong) Co., Limited	2	1	3	33.33	2011-08-12
1482	TIBRA TRADING HONG KONG LIMITED	2	1	3	33.33	2007-06-25
1483	Trafalgar Capital Management (HK) Limited	3	0	3	0.00	2010-02-01
1484	TRANSPAC CAPITAL LIMITED	2	1	3	33.33
1485	TransPacific Group (Asia) Limited	3	0	3	0.00	2011-05-20
1486	TUNG WUI SECURITIES CO., LIMITED	2	1	3	33.33
1487	TVG CAPITAL PARTNERS LIMITED	2	1	3	33.33	2009-03-26
1488	Two Fish Capital HK Limited	2	1	3	33.33	2010-08-17
1489	UBS INTERNATIONAL HONG KONG LIMITED	2	1	3	33.33	2005-04-29
1490	UNITED WORLD ONLINE LIMITED	3	0	3	0.00	2004-11-02
1491	Veritas Asset Management (Asia) Limited	3	0	3	0.00	2011-12-29
1492	Vestmore Capital Management Limited	2	1	3	33.33	2010-01-12
1493	VICKTOR CAPITAL (ASIA) LIMITED	2	1	3	33.33	2009-12-14
1494	VICTORIA CAPITAL LIMITED (HK)	2	1	3	33.33
1495	Volant Trading Hong Kong Limited	3	0	3	0.00	2011-12-09
1496	WADER SECURITIES COMPANY LIMITED	3	0	3	0.00
1497	WAI MAN STOCK & SHARES COMPANY LIMITED	2	1	3	33.33
1498	Wolver Hill Asset Management Asia Limited	2	1	3	33.33	2009-03-10
1499	YEE FAT SECURITIES COMPANY LIMITED	2	1	3	33.33
1500	Yieldful Securities Limited	2	1	3	33.33	2005-03-24
1501	ZhongHua Finance Capital Co., Limited	2	1	3	33.33	2005-05-26
1502	A. H. INTERNATIONAL LIMITED	2	0	2	0.00	2006-03-22
1503	Aardvark Fund Management Limited	2	0	2	0.00	2009-09-24
1504	AASTOCKS.COM LIMITED	2	0	2	0.00
1505	ABRIDGE ENTERPRISES COMPANY LIMITED	2	0	2	0.00	2007-04-10
1506	ACM ASIA LIMITED	2	0	2	0.00
1507	ADM SECURITIES LIMITED	2	0	2	0.00
1508	Aetas Global Markets Limited	2	0	2	0.00	2005-10-26
1509	Affiliated Managers Group (Hong Kong) Limited	2	0	2	0.00	2010-12-07
1510	AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED	2	0	2	0.00
1511	AIR GEO SERVICES LIMITED	2	0	2	0.00	2007-08-21
1512	AIU International Securities Limited	2	0	2	0.00	2011-12-28
1513	Alpha Nova Capital Management Limited	2	0	2	0.00
1514	Altitude Principle Advisory Limited	2	0	2	0.00	2011-03-16
1515	Andante Capital Partners Limited	2	0	2	0.00	2008-11-11
1516	Ant Global Partners (HK) Limited	2	0	2	0.00	2011-12-06
1517	Anuenue Advisors Limited	2	0	2	0.00	2005-10-06
1518	APICES ADVISORY LIMITED	2	0	2	0.00	2010-01-11
1519	Apollo Asset Management Limited (HK)	2	0	2	0.00	2010-09-16
1520	ARGUS CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-11-25
1521	ARISAIG PARTNERS (HK) LIMITED	2	0	2	0.00	2006-01-20
1522	Arrow Capital Limited (HK)	2	0	2	0.00	2008-03-07
1523	ASCENDANT ASSET MANAGEMENT (HK) LIMITED	2	0	2	0.00	2009-09-21
1524	Asean Investment Advisors Limited	2	0	2	0.00	2010-06-22
1525	ASIA MEZZANINE CAPITAL ADVISERS LIMITED	2	0	2	0.00	2011-06-17
1526	Asia Pacific Asset Management Limited	1	1	2	50.00	2010-05-20
1527	ASIA PACIFIC CAPITAL SECURITIES LIMITED	2	0	2	0.00	2005-03-29
1528	Asia Pacific Financial Capital Limited	1	1	2	50.00
1529	ASIAN CAPITAL PARTNERS (HK) LIMITED	2	0	2	0.00
1530	ASM ADVISORY LIMITED	1	1	2	50.00	2009-11-30
1531	ASSOCIATED ADVISERS LIMITED	2	0	2	0.00
1532	Atlantic Pacific Capital Asia Limited	2	0	2	0.00	2008-11-14
1533	AVANTA INVESTMENT MANAGEMENT LIMITED	2	0	2	0.00
1534	AXIAL CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2005-06-24
1535	Axis Capital Management Limited	2	0	2	0.00
1536	Azurewing Limited (HK)	2	0	2	0.00	2011-10-25
1537	BASIC ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-08-04
1538	BAYA CAPITAL LIMITED	2	0	2	0.00	2006-01-09
1539	Beijing Capital Partners Limited	2	0	2	0.00	2006-02-27
1540	Beyond Hong Kong Limited	2	0	2	0.00	2011-12-23
1541	Black Dragon Asset Management Limited	2	0	2	0.00	2011-07-27
1542	Bosen Asset Management Limited	2	0	2	0.00	2010-03-11
1543	BRIGHT SECURITIES LIMITED (THE)	2	0	2	0.00	2005-03-31
1544	Broadway Wealth Management Limited	2	0	2	0.00
1545	BROOKE CAPITAL LIMITED	2	0	2	0.00
1546	CANTERBURY CAPITAL LIMITED (HK)	2	0	2	0.00
1547	Capital Instinct Limited	2	0	2	0.00	2011-05-25
1548	CATHAYSIA ASSET MANAGEMENT LIMITED	2	0	2	0.00	2007-06-14
1549	Cavalry Management Group Asia, Limited	2	0	2	0.00	2010-04-30
1550	CCTIC International Limited	1	1	2	50.00	2010-06-28
1551	CENTRUM CAPITAL INTERNATIONAL LIMITED	2	0	2	0.00	2011-03-03
1552	CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED	2	0	2	0.00	2010-11-16
1553	CERES CAPITAL LIMITED	2	0	2	0.00
1554	CHAMPLUS ASSET MANAGEMENT LIMITED	2	0	2	0.00	2005-06-09
1555	Changjiang Asset Management (HK) Limited	2	0	2	0.00	2011-12-16
1556	Changjiang Securities Brokerage (HK) Limited	2	0	2	0.00	2011-12-13
1557	ChapmanCraig Limited	2	0	2	0.00
1558	CHARLES-LIM CAPITAL LIMITED	2	0	2	0.00	2010-03-31
1559	CHARLESWIN BULLION LIMITED	2	0	2	0.00	2011-11-07
1560	CHARTWELL CAPITAL LIMITED (HK)	2	0	2	0.00	2008-02-05
1561	CHEKIANG FIRST SECURITIES CO. LIMITED	2	0	2	0.00
1562	China Finance Holdings Limited	2	0	2	0.00
1563	CHINA RICH ASSET MANAGEMENT LIMITED	2	0	2	0.00
1564	China Silver Asset Management (Hong Kong) Limited	2	0	2	0.00	2009-12-02
1565	CHINA TONG BAO INSURANCE BROKERS LIMITED	2	0	2	0.00
1566	CHN International Group Limited	2	0	2	0.00	2010-02-22
1567	COMMENCE COMPANY LIMITED	2	0	2	0.00
1568	Cornucopiae Asset Management Limited	2	0	2	0.00	2011-08-02
1569	CORTEZ CAPITAL LIMITED (HK)	2	0	2	0.00	2006-03-22
1570	CSC ASIA LIMITED	2	0	2	0.00
1571	DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED	2	0	2	0.00	2009-04-29
1572	DLJ Real Estate Capital Partners (HK), Limited	2	0	2	0.00	2011-06-29
1573	DRAGON CAPITAL MANAGEMENT (HK) LIMITED	2	0	2	0.00	2008-01-28
1574	DRT MANAGEMENT LIMITED	2	0	2	0.00	2005-07-27
1575	Dymon Asia Capital (HK) Limited	2	0	2	0.00	2011-08-31
1576	EK INVESTMENT MANAGEMENT LIMITED	2	0	2	0.00
1577	ELECTRA PARTNERS ASIA LIMITED	2	0	2	0.00
1578	ELITE FINANCIAL SERVICES LIMITED (HK)	2	0	2	0.00
1579	EMERALD ORIENT INVESTMENT ADVISOR LIMITED	2	0	2	0.00	2011-04-13
1580	ENTROPY VENTURES (HK) LIMITED	2	0	2	0.00	2009-12-16
1581	ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED	2	0	2	0.00	2009-07-31
1582	Eurasian Management (Hong Kong) Limited	2	0	2	0.00	2008-10-02
1583	EUREKA CAPITAL PARTNERS (HK) LIMITED	2	0	2	0.00
1584	EVER-LONG RESEARCH LIMITED	2	0	2	0.00
1585	F&C Asset Management Asia Limited	1	1	2	50.00	2008-10-15
1586	FACTORIAL MANAGEMENT LIMITED	2	0	2	0.00	2011-12-30
1587	FERRELL ASSET MANAGEMENT (HK) LIMITED	2	0	2	0.00
1588	FINANCIAL SHIELD LIMITED (b2000-01-24)	2	0	2	0.00
1589	FIRST ASIA FINANCE GROUP LIMITED	2	0	2	0.00
1590	FULL WIN SECURITIES LIMITED	2	0	2	0.00
1591	FULLJET SECURITIES LIMITED	2	0	2	0.00
1592	Future Growth Asset Management Limited	2	0	2	0.00	2010-05-11
1593	GET NICE ASSET MANAGEMENT LIMITED	2	0	2	0.00	2005-12-16
1594	Ginseng Capital Advisors Limited	2	0	2	0.00	2009-07-28
1595	Global CTA Services Investment (HK) Limited	2	0	2	0.00	2008-11-26
1596	GO-TO-ASIA INVESTMENT LIMITED	2	0	2	0.00
1597	Golden Hen Investment Management Limited	2	0	2	0.00	2008-10-28
1598	GREAT BAY SECURITIES LIMITED	2	0	2	0.00
1599	Greenfield Asset Management Limited	2	0	2	0.00	2005-11-11
1600	Greentech Technology Asset Management Company Limited	2	0	2	0.00	2007-05-08
1601	GT ASSET MANAGEMENT LIMITED (d2015-03-13)	2	0	2	0.00	2006-04-27
1602	GUANGDONG (INTERNATIONAL) CAPITAL LIMITED	2	0	2	0.00
1603	Hana Asia Limited	2	0	2	0.00	2010-03-25
1604	Harbert Asian Fund Advisors, Limited	2	0	2	0.00	2011-08-24
1605	HARBOUR CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-09-22
1606	HF Asset Management Limited (HK)	2	0	2	0.00	2009-10-05
1607	HGNH International Asset Management Co., Limited	2	0	2	0.00	2011-10-24
1608	HGNH International Financial Corporation Limited	2	0	2	0.00	2011-12-09
1609	Highland Financial Group Limited	2	0	2	0.00	2011-03-22
1610	Hillhouse Investment Management Limited	2	0	2	0.00	2011-01-24
1611	HongShan Capital Advisors (Hong Kong) Limited	2	0	2	0.00	2008-01-02
1612	Huarong International Asset Management Limited	2	0	2	0.00	2011-03-14
1613	Huatai Asset Management (Hong Kong) Company Limited	2	0	2	0.00	2010-11-12
1614	Huizhi International Capital Holdings Co., Limited	2	0	2	0.00
1615	IMARKETS STRUCTURED PRODUCTS LIMITED	2	0	2	0.00	2003-12-24
1616	JAGUAR INVESTMENT SERVICES, LIMITED	2	0	2	0.00
1617	JAPAN ASIA ASSET MANAGEMENT LIMITED	2	0	2	0.00
1618	JNL Investments Limited (HK)	2	0	2	0.00	2011-10-21
1619	JOINCAP CAPITAL LIMITED	2	0	2	0.00
1620	JOLMO CAPITAL LIMITED	2	0	2	0.00	2005-03-31
1621	JQ Fund Management Limited	2	0	2	0.00	2008-08-05
1622	JVSakk Asia Limited	2	0	2	0.00
1623	KALIS INVESTMENTS LIMITED	2	0	2	0.00	2011-11-07
1624	KARFORD SECURITIES LIMITED	2	0	2	0.00
1625	KBR Fund Management Limited	2	0	2	0.00	2008-01-08
1626	KING FOOK COMMODITIES COMPANY LIMITED	2	0	2	0.00
1627	King Wai Asset Management Company Limited	2	0	2	0.00	2011-09-05
1628	Kingsbridge Limited (d2014-08-15)	2	0	2	0.00	2010-07-28
1629	KINGSTON ASSET MANAGEMENT LIMITED	2	0	2	0.00	2007-05-22
1630	Knight Capital Asia Limited	2	0	2	0.00	2008-10-23
1631	KO KUN STOCK COMPANY LIMITED	2	0	2	0.00	2005-03-18
1632	Koi Investment Partners International Limited	2	0	2	0.00	2010-11-05
1633	LAU & COMPANY LIMITED	2	0	2	0.00
1634	LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	2	0	2	0.00	2008-11-20
1635	LEGENDS ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-08-23
1636	LQ ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-01-20
1637	LUNAR CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-02-17
1638	MACQUARIE EQUITIES (ASIA) LIMITED	2	0	2	0.00
1639	MAINLAND SECURITIES LIMITED	2	0	2	0.00	2005-03-29
1640	MAP CAPITAL LIMITED (HK)	2	0	2	0.00	2008-01-16
1641	MAPLE LEAF CAPITAL (HK) LIMITED	2	0	2	0.00	2008-04-16
1642	MARC FABER LIMITED	2	0	2	0.00
1643	MASTERFORD INVESTMENT LIMITED	2	0	2	0.00
1644	NEW PACIFIC CAPITAL LIMITED	2	0	2	0.00	2010-09-17
1645	NEW TREND FUTURES LIMITED	2	0	2	0.00
1646	New Vision Asset Management Limited	2	0	2	0.00	2011-12-01
1647	NEWTONIAN CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2007-09-20
1648	NEXT MILE INVESTMENT LIMITED	2	0	2	0.00	2011-07-22
1649	North Asia Strategic Advisors	2	0	2	0.00	2007-04-04
1650	Ocean Capital Management Limited	2	0	2	0.00	2009-03-26
1651	OnePlatform Wealth Management Limited	2	0	2	0.00	2003-07-25
1652	Orchard Wealth Management Limited	2	0	2	0.00	2008-11-05
1653	ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED	2	0	2	0.00	2008-04-22
1654	OSCAR BENSON LIMITED (HK)	2	0	2	0.00
1655	Otkcab Limited	2	0	2	0.00	2011-10-07
1656	PACIFIC HARBOR HOLDINGS, LIMITED	2	0	2	0.00	2007-09-07
1657	Pacific Sun Advisors Limited	2	0	2	0.00
1658	PANGU CAPITAL LIMITED	2	0	2	0.00	2009-07-09
1659	Paul Capital Advisors Hong Kong Limited	2	0	2	0.00	2010-06-17
1660	PEMBERTON INVESTMENTS (HONG KONG) LIMITED	2	0	2	0.00	2010-04-08
1661	PERPETUUM WEALTH MANAGEMENT LIMITED	2	0	2	0.00	2010-09-21
1662	Petiole Management (Hong Kong) Limited	2	0	2	0.00	2011-05-19
1663	PHOENIX CAPITAL MANAGEMENT LIMITED	2	0	2	0.00	2010-03-02
1664	Pinehill Capital Limited	2	0	2	0.00	2010-09-24
1665	Polen Capital HK Limited	2	0	2	0.00
1666	POMONA CAPITAL ASIA LIMITED	2	0	2	0.00	2011-03-25
1667	Poplar Asset Management Limited	2	0	2	0.00	2011-12-13
1668	POTOMAC CAPITAL LIMITED (HK)	2	0	2	0.00	2004-03-08
1669	PRIMCO INTERNATIONAL INVESTMENTS LIMITED	2	0	2	0.00
1670	PRIVATE CAPITAL LIMITED	2	0	2	0.00
1671	PROBITAS HONG KONG LIMITED	2	0	2	0.00	2009-06-05
1672	Pulun International Asset Management Limited	2	0	2	0.00	2008-02-19
1673	QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	2	0	2	0.00
1674	REDFORD CORPORATE FINANCE LIMITED	2	0	2	0.00	2011-02-07
1675	Redwood Investment Management (Asia) Limited	2	0	2	0.00	2008-12-05
1676	RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED	2	0	2	0.00	2011-01-07
1677	ROTH Capital Partners (Hong Kong) Limited	2	0	2	0.00	2010-11-30
1678	Rothschild & Co Wealth Management Hong Kong Limited	2	0	2	0.00	2010-08-16
1679	RREEF China REIT Management Limited	2	0	2	0.00	2007-06-01
1680	Safari Asia Limited	1	1	2	50.00	2010-04-30
1681	SanJohn Capital Limited	2	0	2	0.00	2007-12-10
1682	SATTVA INVESTMENT ADVISORS LIMITED	2	0	2	0.00	2003-10-30
1683	SBI China Capital Asset Management Limited	2	0	2	0.00	2007-10-17
1684	SC Lowy Asset Management (HK) Limited	2	0	2	0.00	2010-03-12
1685	SEAVI Advent Ocean Private Equity Limited	2	0	2	0.00	2008-07-09
1686	SFGHK Limited	2	0	2	0.00	2007-06-12
1687	Silk Road International Capital Limited	2	0	2	0.00
1688	SIMPSON FINANCIAL LIMITED (HK)	2	0	2	0.00
1689	SINO-CEEF Capital Management Company Limited	2	0	2	0.00	2008-04-17
1690	SKY WARD ASIA LIMITED	2	0	2	0.00
1691	SKY WARD GLOBAL MANAGEMENT LIMITED	2	0	2	0.00
1692	Snow Lake Capital (HK) Limited	2	0	2	0.00	2011-07-21
1693	SoFi Securities (Hong Kong) Limited	2	0	2	0.00	2011-12-22
1694	SOPHIA ASSET MANAGEMENT LIMITED	2	0	2	0.00	2009-12-09
1695	SOUTH OCEAN MANAGEMENT LIMITED	2	0	2	0.00
1696	SPS INVESTMENT SERVICES LIMITED	2	0	2	0.00
1697	SSAL FINANCE & INVESTMENT LIMITED	2	0	2	0.00
1698	STAND RICH ASSET MANAGEMENT LIMITED	2	0	2	0.00	2011-11-08
1699	STANHILL (HONG KONG) LIMITED	2	0	2	0.00
1700	Steadview Capital Management HK Limited	2	0	2	0.00	2011-07-21
1701	Stifel Hong Kong Limited	2	0	2	0.00	2011-10-20
1702	SUN RAISE CAPITAL LIMITED	2	0	2	0.00
1703	SunAsia Investment Management Limited	2	0	2	0.00	2010-12-30
1704	Superfund Financial (Hong Kong) Limited	2	0	2	0.00
1705	Swiss China Capital Limited	2	0	2	0.00	2011-09-14
1706	Sylebra Capital Limited	2	0	2	0.00	2011-09-06
1707	T. M. MANAGEMENT LIMITED	2	0	2	0.00
1708	TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED	2	0	2	0.00	2007-02-16
1709	TC CAPITAL MANAGEMENT LIMITED (HK)	1	1	2	50.00	2011-10-24
1710	TELOS CAPITAL & RISK MANAGEMENT LIMITED	2	0	2	0.00
1711	Themes Investment Management Limited	2	0	2	0.00	2010-06-10
1712	THOMAS GLOBAL FINANCIAL SERVICES LIMITED	1	1	2	50.00
1713	TIRESIAS CAPITAL HONG KONG LIMITED	2	0	2	0.00	2010-03-11
1714	Tractus Asset Management Limited	2	0	2	0.00	2009-12-31
1715	TRADING CENTRAL ASIA LIMITED	2	0	2	0.00	2011-03-08
1716	TUNG TAI ASSET MANAGEMENT LIMITED	2	0	2	0.00
1717	TVC MANAGEMENT LIMITED	2	0	2	0.00
1718	UNION SECURITIES LIMITED (d2016-01-08)	2	0	2	0.00	2005-10-06
1719	VANHEEL MANAGEMENT LIMITED	2	0	2	0.00
1720	VC ASSET MANAGEMENT LIMITED	2	0	2	0.00	2010-06-25
1721	VERCAP Financial Services Limited	2	0	2	0.00
1722	VIOLET HILL PARTNERS LIMITED	2	0	2	0.00	2010-08-06
1723	Visdom Investment Management (Hong Kong) Limited	2	0	2	0.00	2011-09-26
1724	Voras Capital Management (HK) Limited	2	0	2	0.00	2008-07-31
1725	VORTEX CAPITAL LIMITED (HK)	2	0	2	0.00	2005-03-21
1726	WAKESTAR ADVISORS LIMITED	2	0	2	0.00	2010-12-15
1727	WANTHORPE ASSET MANAGEMENT LIMITED	2	0	2	0.00	2005-03-02
1728	WAVE RIDERS INVESTMENT MANAGEMENT LIMITED	2	0	2	0.00
1729	WELLAM INVESTMENT LIMITED	2	0	2	0.00
1730	WHEELOCK CHATFIELD LIMITED	2	0	2	0.00
1731	WIM ASSET MANAGEMENT (HK) LIMITED	2	0	2	0.00	2010-07-27
1732	WINNING SECURITIES COMPANY LIMITED	2	0	2	0.00	2005-03-31
1733	WMG Asia Limited	2	0	2	0.00	2007-02-28
1734	Yuki Asia Investments Co., Limited	2	0	2	0.00	2011-02-22
1735	Yunfeng Asset Management Limited	2	0	2	0.00	2011-05-18
1736	ZhongHua Finance Asset Management Co., Limited	2	0	2	0.00	2011-01-06
1737	Apus Investments Limited	1	0	1	0.00	2008-09-04
1738	Carret Private Capital Limited	1	0	1	0.00	2007-05-28
1739	CHI CAPITAL SECURITIES LIMITED	1	0	1	0.00	2004-09-07
1740	CMB International Insurance Consultancy Co., Limited	1	0	1	0.00	2010-11-01
1741	CMT ADVISORS ASIA LIMITED	1	0	1	0.00	2006-03-31
1742	GLOBAL CREDIT SECURITIES LIMITED	1	0	1	0.00
1743	Golden Jade Capital Limited	1	0	1	0.00	2008-07-23
1744	GRAND PARTNERS ASSET MANAGEMENT LIMITED	1	0	1	0.00
1745	HANG TUNG SECURITIES LIMITED	1	0	1	0.00
1746	KAY YUE SECURITIES CO., LIMITED	1	0	1	0.00
1747	Kilometre Capital Management Limited	0	1	1	100.00	2010-06-01
1748	LAI PO HUNG & COMPANY LIMITED	1	0	1	0.00
1749	MANDARIN VP (HK) LIMITED	1	0	1	0.00
1750	MONEY CONCEPTS (ASIA) LIMITED	1	0	1	0.00	2007-06-12
1751	Myo Capital Advisers Limited	1	0	1	0.00	2007-11-16
1752	NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED	1	0	1	0.00
1753	PARRY CAPITAL MANAGEMENT LIMITED	0	1	1	100.00	2007-09-24
1754	SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09)	1	0	1	0.00
1755	SHUN LOONG FOREX COMPANY LIMITED	1	0	1	0.00
1756	SHUN LOONG FUTURES LIMITED	1	0	1	0.00
1757	SIMPLEX CAPITAL ASIA LIMITED	1	0	1	0.00
1758	SKYWAY-PHAROS ASSET MANAGEMENT LIMITED	1	0	1	0.00	2011-07-22
1759	Spring Capital Asia, Limited	1	0	1	0.00	2008-08-21
1759	Average	3.40	21.70	25.11	86.44

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