SFC licensees per firm: All activities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2006-09-30 2007-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%
End
%
Licence
start
Licence
end
1 Manulife Investment Management (Hong Kong) Limited 7 1297 1304 6 1340 1346 -1 43 42 99.46 99.55
2 WM (HK) Limited 2 1375 1377 2 1313 1315 0 -62 -62 99.85 99.85 2014-10-24
3 Morgan Stanley Asia Limited 15 711 726 18 963 981 3 252 255 97.93 98.17 2006-04-07
4 Merrill Lynch (Asia Pacific) Limited 16 595 611 21 845 866 5 250 255 97.38 97.58
5 OnePlatform Asset Management Limited 3 457 460 6 779 785 3 322 325 99.35 99.24 2007-07-04
6 GOLDMAN SACHS (ASIA) L.L.C. 40 601 641 47 737 784 7 136 143 93.76 94.01
7 PHILLIP SECURITIES (HONG KONG) LIMITED 4 451 455 4 600 604 0 149 149 99.12 99.34
8 Citigroup Global Markets Asia Limited 15 488 503 19 556 575 4 68 72 97.02 96.70
9 Everbright Securities Investment Services (HK) Limited 11 453 464 11 470 481 0 17 17 97.63 97.71
10 LEHMAN BROTHERS ASIA LIMITED 13 271 284 15 466 481 2 195 197 95.42 96.88 2024-11-13
11 Sun Life Hong Kong Limited 2 410 412 2 417 419 0 7 7 99.51 99.52 2009-06-17
12 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 232 238 9 388 397 3 156 159 97.48 97.73 2011-04-04
13 Morgan Stanley Hong Kong Futures Limited 5 282 287 5 390 395 0 108 108 98.26 98.73 2012-03-19
14 Credit Suisse (Hong Kong) Limited 26 291 317 22 366 388 -4 75 71 91.80 94.33
15 PHILLIP COMMODITIES (H.K.) LIMITED 3 274 277 3 367 370 0 93 93 98.92 99.19 2003-12-09
16 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 315 326 16 350 366 5 35 40 96.63 95.63 2003-10-15 2014-01-21
17 Merrill Lynch Far East Limited 11 194 205 13 329 342 2 135 137 94.63 96.20
18 CES Commodities (HK) Limited 8 318 326 8 322 330 0 4 4 97.55 97.58
19 UBS SECURITIES ASIA LIMITED 7 217 224 10 317 327 3 100 103 96.88 96.94
20 ZURICH ADVISORY (HK) LIMITED 2 287 289 1 322 323 -1 35 34 99.31 99.69 2010-07-06
21 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 9 309 318 1 15 16 97.35 97.17 2003-09-30
22 MACQUARIE CAPITAL LIMITED 13 213 226 15 289 304 2 76 78 94.25 95.07
23 KGI ASIA LIMITED 12 232 244 12 283 295 0 51 51 95.08 95.93 2017-10-02
24 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 295 300 4 289 293 -1 -6 -7 98.33 98.63 2006-01-25 2019-11-04
25 Tung Shing Securities (Brokers) Limited 3 263 266 5 266 271 2 3 5 98.87 98.15 2017-02-12
26 CELESTIAL SECURITIES LIMITED 7 232 239 8 258 266 1 26 27 97.07 96.99 2004-03-13
27 HAITONG INTERNATIONAL FUTURES LIMITED 7 220 227 7 241 248 0 21 21 96.92 97.18
28 NOMURA INTERNATIONAL (HONG KONG) LIMITED 10 196 206 11 229 240 1 33 34 95.15 95.42
29 GOLDMAN SACHS FUTURES (ASIA) LIMITED 9 169 178 12 214 226 3 45 48 94.94 94.69 2016-10-10
30 KGI FUTURES (HONG KONG) LIMITED 8 180 188 9 217 226 1 37 38 95.74 96.02
31 UOB KAY HIAN (HONG KONG) LIMITED 3 191 194 3 218 221 0 27 27 98.45 98.64
32 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 213 218 4 208 212 -1 -5 -6 97.71 98.11
33 DEUTSCHE SECURITIES ASIA LIMITED 5 136 141 6 199 205 1 63 64 96.45 97.07 2004-01-08
34 BOCI SECURITIES LIMITED 7 133 140 10 177 187 3 44 47 95.00 94.65 2004-03-01
35 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 6 173 179 7 170 177 1 -3 -2 96.65 96.05 2007-07-04
36 CITIC Securities Brokerage (HK) Limited 6 156 162 8 168 176 2 12 14 96.30 95.45
37 BEAR STEARNS ASIA LIMITED 17 92 109 18 149 167 1 57 58 84.40 89.22 2005-11-29 2010-04-28
38 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 130 137 10 153 163 3 23 26 94.89 93.87
39 BARCLAYS CAPITAL ASIA LIMITED 12 115 127 11 151 162 -1 36 35 90.55 93.21 2005-01-12
40 HSBC BROKING SECURITIES (ASIA) LIMITED 9 138 147 9 151 160 0 13 13 93.88 94.38
41 FIL Investment Management (Hong Kong) Limited 7 136 143 8 147 155 1 11 12 95.10 94.84
42 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 105 113 6 146 152 -2 41 39 92.92 96.05 2003-12-02
43 CELESTIAL COMMODITIES LIMITED 5 133 138 5 146 151 0 13 13 96.38 96.69
44 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 6 143 149 0 17 17 95.45 95.97 2016-06-30
45 HSBC BROKING FUTURES (ASIA) LIMITED 3 134 137 3 145 148 0 11 11 97.81 97.97
46 CES Forex (HK) Limited 4 140 144 4 140 144 0 0 0 97.22 97.22
47 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 118 125 7 133 140 0 15 15 94.40 95.00 2016-06-30
48 DBS VICKERS (HONG KONG) LIMITED 5 119 124 5 127 132 0 8 8 95.97 96.21 2003-10-14
49 EAST ASIA SECURITIES COMPANY LIMITED 2 108 110 3 126 129 1 18 19 98.18 97.67
50 CLSA LIMITED 7 96 103 7 120 127 0 24 24 93.20 94.49
51 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 3 122 125 0 14 14 97.30 97.60
52 CENTALINE WEALTH MANAGEMENT LIMITED 2 96 98 3 113 116 1 17 18 97.96 97.41 2004-04-02
53 SG SECURITIES (HK) LIMITED 8 77 85 8 105 113 0 28 28 90.59 92.92 2003-12-16
54 PRUDENTIAL BROKERAGE LIMITED 3 91 94 3 109 112 0 18 18 96.81 97.32
55 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 7 103 110 2 43 45 92.31 93.64
56 Macquarie Corporate (Hong Kong) Limited 6 69 75 6 104 110 0 35 35 92.00 94.55 2017-10-10
57 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 4 101 105 0 10 10 95.79 96.19
58 Lion Global Financial Limited 3 74 77 5 100 105 2 26 28 96.10 95.24
59 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 2 99 101 3 102 105 1 3 4 98.02 97.14
60 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 3 101 104 0 -30 -30 97.76 97.12 2009-03-20
61 CITIC Securities Futures (HK) Limited 4 87 91 6 94 100 2 7 9 95.60 94.00
62 CLSA RESEARCH LIMITED 2 39 41 2 98 100 0 59 59 95.12 98.00 2014-06-18
63 Morgan Stanley Hong Kong Securities Limited 4 62 66 4 96 100 0 34 34 93.94 96.00
64 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 68 75 7 92 99 0 24 24 90.67 92.93
65 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 110 116 6 92 98 0 -18 -18 94.83 93.88 2011-04-07
66 CHIEF SECURITIES LIMITED 4 70 74 4 92 96 0 22 22 94.59 95.83 2006-04-20
67 BOCOM International Holdings Company Limited 9 74 83 10 85 95 1 11 12 89.16 89.47 2005-08-24 2010-03-09
68 YF Life Investors Limited 3 63 66 3 92 95 0 29 29 95.45 96.84 2004-08-30 2013-03-22
69 FTL Wealth Management (HK) Limited 2 70 72 2 92 94 0 22 22 97.22 97.87 2005-06-28 2011-05-20
70 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 89 93 3 91 94 -1 2 1 95.70 96.81
71 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 80 85 5 87 92 0 7 7 94.12 94.57
72 FIL Investment Advisors 6 72 78 6 86 92 0 14 14 92.31 93.48
73 GET NICE SECURITIES LIMITED 6 88 94 6 86 92 0 -2 -2 93.62 93.48
74 China International Capital Corporation (International) Limited 7 66 73 9 82 91 2 16 18 90.41 90.11 2009-05-06
75 Credit Suisse Futures (Hong Kong) Limited 3 51 54 6 82 88 3 31 34 94.44 93.18 2009-04-07
76 Credit Suisse Securities (Hong Kong) Limited 8 64 72 8 80 88 0 16 16 88.89 90.91
77 Credit Agricole Securities (Asia) Limited 8 69 77 9 78 87 1 9 10 89.61 89.66
78 FULBRIGHT SECURITIES LIMITED 5 65 70 5 82 87 0 17 17 92.86 94.25
79 JPMorgan Funds (Asia) Limited 5 64 69 7 80 87 2 16 18 92.75 91.95
80 BOCOM International Securities Limited 0 0 0 6 80 86 6 80 86 - 93.02 2007-09-10
81 CORPORATE BROKERS LIMITED 3 79 82 3 83 86 0 4 4 96.34 96.51
82 FT Securities Limited 3 76 79 4 80 84 1 4 5 96.20 95.24 2005-09-22
83 JPMorgan Asset Management (Asia Pacific) Limited 7 57 64 9 74 83 2 17 19 89.06 89.16 2006-02-16
84 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 48 53 9 73 82 4 25 29 90.57 89.02 2005-02-15
85 RHB SECURITIES HONG KONG LIMITED 2 45 47 5 77 82 3 32 35 95.74 93.90 2006-11-17 2022-10-06
86 HSBC Global Asset Management (Hong Kong) Limited 11 62 73 9 72 81 -2 10 8 84.93 88.89 2006-03-29
87 EMPEROR SECURITIES LIMITED (HK) 6 63 69 6 73 79 0 10 10 91.30 92.41
88 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 25 31 5 73 78 -1 48 47 80.65 93.59 2024-11-13
89 Yuanta Asia Investment (Hong Kong) Limited 10 66 76 10 68 78 0 2 2 86.84 87.18 2003-08-13
90 SOUTH CHINA SECURITIES LIMITED 4 80 84 3 74 77 -1 -6 -7 95.24 96.10
91 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 50 54 4 72 76 0 22 22 92.59 94.74 2003-10-31
92 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 4 72 76 -1 7 6 92.86 94.74
93 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 19 24 9 67 76 4 48 52 79.17 88.16 2017-10-02
94 Daiwa Capital Markets Hong Kong Limited 8 49 57 9 66 75 1 17 18 85.96 88.00
95 Tung Shing Futures (Brokers) Limited 2 65 67 2 73 75 0 8 8 97.01 97.33 2017-02-12
96 MACQUARIE EQUITIES (ASIA) LIMITED 3 52 55 5 68 73 2 16 18 94.55 93.15 2012-05-02
97 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 7 66 73 0 -2 -2 90.67 90.41
98 VC BROKERAGE LIMITED 3 69 72 3 70 73 0 1 1 95.83 95.89
99 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 44 47 5 66 71 2 22 24 93.62 92.96
100 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 3 68 71 0 7 7 95.31 95.77
101 EMPEROR FUTURES LIMITED 5 66 71 5 64 69 0 -2 -2 92.96 92.75
102 HSBC LIFE (INTERNATIONAL) LIMITED 2 64 66 3 66 69 1 2 3 96.97 95.65 2012-05-07
103 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 54 67 15 54 69 2 0 2 80.60 78.26 2004-05-31
104 Nomura Asia Investment (Hong Kong) Limited 3 57 60 3 66 69 0 9 9 95.00 95.65 2010-06-30
105 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 33 35 2 67 69 0 34 34 94.29 97.10
106 BOCI COMMODITIES & FUTURES LIMITED 3 69 72 3 65 68 0 -4 -4 95.83 95.59 2004-11-17
107 CINDA INTERNATIONAL FUTURES LIMITED 5 74 79 5 63 68 0 -11 -11 93.67 92.65
108 SHUN LOONG SECURITIES COMPANY LIMITED 5 86 91 4 64 68 -1 -22 -23 94.51 94.12
109 Newedge Broker Limited 4 39 43 4 63 67 0 24 24 90.70 94.03 2010-01-08
110 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 70 72 3 63 66 1 -7 -6 97.22 95.45 2010-12-17
111 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 34 37 5 59 64 2 25 27 91.89 92.19 2012-04-02
112 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 3 60 63 0 10 10 94.34 95.24
113 FWD Financial Planning Limited (HK) 3 34 37 3 58 61 0 24 24 91.89 95.08
114 SOUTH CHINA COMMODITIES LIMITED 3 64 67 2 59 61 -1 -5 -6 95.52 96.72
115 ABCI Securities Company Limited 8 35 43 7 52 59 -1 17 16 81.40 88.14 2005-11-15
116 Quam Securities Limited 7 93 100 7 52 59 0 -41 -41 93.00 88.14 2004-10-15
117 Standard Chartered Securities (Hong Kong) Limited 7 39 46 8 51 59 1 12 13 84.78 86.44
118 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 45 52 7 50 57 0 5 5 86.54 87.72 2018-12-31
119 UBS SECURITIES HONG KONG LIMITED 6 25 31 6 51 57 0 26 26 80.65 89.47 2016-12-18
120 T G HOLBORN (HK) LIMITED 3 59 62 3 53 56 0 -6 -6 95.16 94.64 2014-04-29
121 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 36 47 9 46 55 -2 10 8 76.60 83.64 2005-06-06
122 LUEN FAT SECURITIES COMPANY LIMITED 5 49 54 5 50 55 0 1 1 90.74 90.91
123 SANFULL SECURITIES LIMITED 5 44 49 6 49 55 1 5 6 89.80 89.09
124 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 8 46 54 1 -1 0 87.04 85.19 2017-06-06
125 CHIEF COMMODITIES LIMITED 5 40 45 5 49 54 0 9 9 88.89 90.74 2006-05-17
126 Evergrande Securities (Hong Kong) Limited 4 29 33 3 51 54 -1 22 21 87.88 94.44
127 SINOPAC SECURITIES (ASIA) LIMITED 9 39 48 9 45 54 0 6 6 81.25 83.33 2017-02-12
128 BOCI ASIA LIMITED 8 30 38 11 42 53 3 12 15 78.95 79.25
129 CASH Wealth Management Limited 4 29 33 4 49 53 0 20 20 87.88 92.45
130 FWD Life Insurance Company (Bermuda) Limited 2 46 48 3 49 52 1 3 4 95.83 94.23 2022-12-16
131 KINGSTON SECURITIES LIMITED 3 42 45 3 49 52 0 7 7 93.33 94.23
132 Nerico Brothers Limited (HK) 4 14 18 6 46 52 2 32 34 77.78 88.46 2004-11-30
133 iBest Consultants Limited 2 35 37 2 49 51 0 14 14 94.59 96.08 2019-08-15
134 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 44 47 3 48 51 0 4 4 93.62 94.12 2013-01-03
135 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 21 23 4 46 50 2 25 27 91.30 92.00
136 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 35 39 4 46 50 0 11 11 89.74 92.00
137 MIZUHO SECURITIES ASIA LIMITED 6 34 40 8 42 50 2 8 10 85.00 84.00 2007-02-26
138 Funderstone Securities Limited 4 47 51 3 46 49 -1 -1 -2 92.16 93.88
139 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 38 45 6 43 49 -1 5 4 84.44 87.76
140 Huarong International Securities Limited 5 40 45 5 43 48 0 3 3 88.89 89.58 2004-10-25
141 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 38 42 5 43 48 1 5 6 90.48 89.58 2004-10-14
142 CHOW SANG SANG SECURITIES LIMITED 2 43 45 3 44 47 1 1 2 95.56 93.62
143 FIRST SHANGHAI SECURITIES LIMITED 6 38 44 5 42 47 -1 4 3 86.36 89.36
144 INVESCO HONG KONG LIMITED 5 36 41 7 40 47 2 4 6 87.80 85.11
145 Allianz Global Investors Hong Kong Limited 5 37 42 6 40 46 1 3 4 88.10 86.96 2015-05-31
146 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 40 44 4 42 46 0 2 2 90.91 91.30 2013-04-17
147 VC INTERNATIONAL TRADING LIMITED 4 43 47 4 42 46 0 -1 -1 91.49 91.30 2022-10-27
148 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 45 47 2 43 45 0 -2 -2 95.74 95.56 2004-12-16
149 Mason Securities Limited 4 31 35 5 40 45 1 9 10 88.57 88.89
150 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 48 51 4 41 45 1 -7 -6 94.12 91.11 2003-09-24 2011-04-19
151 BlackRock (Hong Kong) Limited (d2017-01-20) 5 28 33 11 32 43 6 4 10 84.85 74.42 2015-05-15
152 Citadel Asia Limited 3 29 32 3 40 43 0 11 11 90.63 93.02 2005-10-21
153 Funderstone Futures Limited 2 42 44 2 41 43 0 -1 -1 95.45 95.35
154 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 4 39 43 -1 14 13 83.33 90.70 2013-11-27
155 PEGASUS FUND MANAGERS LIMITED 2 30 32 2 41 43 0 11 11 93.75 95.35
156 Rakuten Securities Hong Kong Limited 3 42 45 2 41 43 -1 -1 -2 93.33 95.35
157 Rich Union Securities (H.K.) Limited 5 7 12 4 39 43 -1 32 31 58.33 90.70
158 Rothschild & Co Hong Kong Limited 3 35 38 4 39 43 1 4 5 92.11 90.70 2005-04-27
159 Julius Baer (Hong Kong) Limited 3 17 20 3 39 42 0 22 22 85.00 92.86 2006-09-14 2012-05-10
160 Taiping Securities (HK) Co Limited 4 32 36 4 38 42 0 6 6 88.89 90.48
161 CHONG HING SECURITIES LIMITED 4 22 26 4 37 41 0 15 15 84.62 90.24
162 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 10 31 41 2 4 6 77.14 75.61 2016-10-10
163 RBS Asia Corporate Finance Limited 6 32 38 7 34 41 1 2 3 84.21 82.93 2014-08-15
164 WOCOM SECURITIES LIMITED 5 29 34 5 36 41 0 7 7 85.29 87.80
165 AllianceBernstein Hong Kong Limited 4 27 31 8 32 40 4 5 9 87.10 80.00 2006-10-05
166 CHRISTFUND SECURITIES LIMITED 4 34 38 3 37 40 -1 3 2 89.47 92.50
167 CORPORATE COMMODITIES LIMITED 3 38 41 3 37 40 0 -1 -1 92.68 92.50
168 CVP Securities Limited 4 40 44 4 36 40 0 -4 -4 90.91 90.00 2004-07-09
169 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 7 33 40 0 4 4 80.56 82.50
170 KGI SECURITIES (HONG KONG) LIMITED 9 27 36 9 31 40 0 4 4 75.00 77.50 2017-10-02
171 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 41 42 2 38 40 1 -3 -2 97.62 95.00
172 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 2 36 38 0 1 1 94.59 94.74 2004-01-20
173 ENLIGHTEN SECURITIES LIMITED 2 22 24 3 35 38 1 13 14 91.67 92.11
174 RHB FUTURES HONG KONG LIMITED 3 21 24 6 32 38 3 11 14 87.50 84.21 2005-09-28 2022-10-06
175 SHUN LOONG FUTURES LIMITED 4 48 52 3 35 38 -1 -13 -14 92.31 92.11 2014-12-15
176 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 0 0 0 4 33 37 4 33 37 - 89.19 2007-01-12 2015-05-31
177 Beevest Securities Limited 5 28 33 7 30 37 2 2 4 84.85 81.08 2005-03-07
178 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 36 37 0 36 36 0.00 97.30 2013-05-13
179 CSC SECURITIES (HK) LIMITED 7 16 23 5 32 37 -2 16 14 69.57 86.49 2003-12-29
180 DWS Investments Hong Kong Limited 5 21 26 4 33 37 -1 12 11 80.77 89.19
181 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 24 27 6 31 37 3 7 10 88.89 83.78 2007-04-18 2017-10-02
182 Halbis Capital Management (Hong Kong) Limited 5 28 33 8 29 37 3 1 4 84.85 78.38 2005-06-23 2012-05-11
183 UNITED SIMSEN FOREX DEALERS LIMITED 4 32 36 3 34 37 -1 2 1 88.89 91.89 2017-06-06
184 GET NICE FUTURES COMPANY LIMITED 3 32 35 3 33 36 0 1 1 91.43 91.67
185 NATIXIS ASIA LIMITED 2 18 20 3 33 36 1 15 16 90.00 91.67 2004-10-19
186 PineBridge Investments Asia Limited 3 28 31 3 33 36 0 5 5 90.32 91.67
187 UBS DERIVATIVES HONG KONG LIMITED 3 22 25 3 32 35 0 10 10 88.00 91.43 2016-12-18
188 VALUE PARTNERS LIMITED 6 20 26 6 29 35 0 9 9 76.92 82.86
189 ETRADE SECURITIES (HONG KONG) LIMITED 9 22 31 8 26 34 -1 4 3 70.97 76.47 2004-03-19 2019-05-10
190 MUSHK Limited 5 12 17 8 26 34 3 14 17 70.59 76.47 2011-06-01
191 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 2 31 33 0 4 4 93.10 93.94
192 CHOW SANG SANG FUTURES LIMITED 2 32 34 3 30 33 1 -2 -1 94.12 90.91 2021-12-29
193 Evergrande Futures (Hong Kong) Limited 3 19 22 2 31 33 -1 12 11 86.36 93.94 2003-11-21
194 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 18 21 7 26 33 4 8 12 85.71 78.79
195 MIB FUTURES (HONG KONG) LIMITED 2 33 35 3 30 33 1 -3 -2 94.29 90.91
196 OnePlatform Securities Limited 2 33 35 2 31 33 0 -2 -2 94.29 93.94
197 PARIBAS ASIA EQUITY LIMITED 3 26 29 3 30 33 0 4 4 89.66 90.91 2012-07-31
198 UPBEST SECURITIES COMPANY LIMITED 4 30 34 5 28 33 1 -2 -1 88.24 84.85
199 CGS International Securities Hong Kong Limited 5 18 23 5 27 32 0 9 9 78.26 84.38
200 Eastspring Investments (Hong Kong) Limited 3 20 23 4 28 32 1 8 9 86.96 87.50 2006-08-08
201 ICEA CAPITAL LIMITED 6 32 38 6 26 32 0 -6 -6 84.21 81.25 2009-10-08
202 SBI China Capital Securities Limited 4 27 31 5 27 32 1 0 1 87.10 84.38 2012-10-08
203 UBS Asset Management (Hong Kong) Limited 7 25 32 7 25 32 0 0 0 78.13 78.13
204 WIN WONG SECURITIES LIMITED 2 26 28 2 30 32 0 4 4 92.86 93.75
205 ZHONGRONG PT SECURITIES LIMITED 5 25 30 5 27 32 0 2 2 83.33 84.38
206 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 7 10 3 28 31 0 21 21 70.00 90.32
207 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 4 27 31 0 3 3 85.71 87.10
208 GAM HONG KONG LIMITED 4 23 27 4 27 31 0 4 4 85.19 87.10
209 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 5 26 31 0 1 1 83.33 83.87
210 Prime Cdex Securities Limited 5 27 32 4 27 31 -1 0 -1 84.38 87.10
211 AXA Financial Planning (Hong Kong) Limited 5 29 34 3 27 30 -2 -2 -4 85.29 90.00 2019-02-18
212 DELTA ASIA SECURITIES LIMITED 2 35 37 3 27 30 1 -8 -7 94.59 90.00
213 GLOBAL INVESTMENT ADVISORS LIMITED 3 27 30 3 27 30 0 0 0 90.00 90.00 2005-01-27
214 Mason Futures Limited (HK) 3 25 28 4 26 30 1 1 2 89.29 86.67
215 ONE CHINA SECURITIES LIMITED 2 24 26 3 27 30 1 3 4 92.31 90.00 2004-03-01
216 Success Futures and Foreign Exchange Limited 4 12 16 4 26 30 0 14 14 75.00 86.67 2005-12-06 2019-08-30
217 WOCOM LIMITED (HK) 4 24 28 4 26 30 0 2 2 85.71 86.67
218 BANK CONSORTIUM TRUST COMPANY LIMITED 2 23 25 2 27 29 0 4 4 92.00 93.10 2011-11-22
219 BOCI RESEARCH LIMITED 2 23 25 3 26 29 1 3 4 92.00 89.66
220 DBS ASIA CAPITAL LIMITED 5 20 25 6 23 29 1 3 4 80.00 79.31
221 FIRST SHANGHAI FUTURES LIMITED 3 24 27 3 26 29 0 2 2 88.89 89.66
222 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 3 26 29 0 -3 -3 90.63 89.66 2022-08-24
223 SPARX Asia Investment Advisors Limited 3 17 20 5 24 29 2 7 9 85.00 82.76 2004-04-20
224 TSE'S SECURITIES LIMITED 2 43 45 1 28 29 -1 -15 -16 95.56 96.55
225 Amundi Hong Kong Limited 6 22 28 5 23 28 -1 1 0 78.57 82.14
226 ASSET MANAGEMENT GROUP LIMITED 2 14 16 2 26 28 0 12 12 87.50 92.86 2006-01-17
227 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 16 18 3 25 28 1 9 10 88.89 89.29 2004-07-15
228 CSC FUTURES (HK) LIMITED 3 14 17 2 26 28 -1 12 11 82.35 92.86
229 First Sentier Investors (Hong Kong) Limited 6 17 23 7 21 28 1 4 5 73.91 75.00
230 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 15 22 5 23 28 -2 8 6 68.18 82.14
231 KAISER FUTURES LIMITED 3 29 32 3 25 28 0 -4 -4 90.63 89.29
232 STOCKWELL SECURITIES LIMITED 3 21 24 3 25 28 0 4 4 87.50 89.29
233 Success Securities Limited 2 24 26 2 26 28 0 2 2 92.31 92.86
234 FULBRIGHT FUTURES LIMITED 2 23 25 2 25 27 0 2 2 92.00 92.59 2005-12-05
235 Ge Shang Investment (Hong Kong) Limited 2 18 20 3 24 27 1 6 7 90.00 88.89
236 INSTINET PACIFIC LIMITED 4 18 22 5 22 27 1 4 5 81.82 81.48
237 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 24 28 6 21 27 2 -3 -1 85.71 77.78 2022-09-28
238 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 3 24 27 0 2 2 88.00 88.89 2020-07-13
239 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 3 24 27 0 -1 -1 89.29 88.89
240 AMUNDI ASSET MANAGEMENT 7 19 26 6 20 26 -1 1 0 73.08 76.92 2004-07-01 2008-01-01
241 CCB INTERNATIONAL SECURITIES LIMITED 4 2 6 5 21 26 1 19 20 33.33 80.77 2005-08-19
242 Fosun International Securities Limited 5 24 29 5 21 26 0 -3 -3 82.76 80.77
243 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 22 24 2 24 26 0 2 2 91.67 92.31
244 LEHIN SECURITIES LIMITED 3 22 25 3 23 26 0 1 1 88.00 88.46
245 oOo Securities (HK) Group Limited 2 23 25 2 24 26 0 1 1 92.00 92.31 2004-12-03
246 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 3 22 25 0 3 3 86.36 88.00 2012-07-31
247 Everbright Securities Digital Finance (HK) Limited 3 19 22 3 22 25 0 3 3 86.36 88.00
248 HANG SENG SECURITIES LIMITED 4 17 21 5 20 25 1 3 4 80.95 80.00
249 HPEF Capital Partners Limited 4 23 27 5 20 25 1 -3 -2 85.19 80.00 2022-06-01
250 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 15 19 3 22 25 -1 7 6 78.95 88.00 2006-09-12
251 Legg Mason Asset Management Hong Kong Limited 5 15 20 3 22 25 -2 7 5 75.00 88.00 2005-10-31 2022-06-30
252 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 15 18 5 20 25 2 5 7 83.33 80.00 2005-07-05
253 PEACE TOWN FOREX LIMITED 4 28 32 4 21 25 0 -7 -7 87.50 84.00 2010-12-30
254 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 0 0 0 3 22 25 3 22 25 - 88.00 2007-03-09
255 VICTORY SECURITIES COMPANY LIMITED 4 18 22 4 21 25 0 3 3 81.82 84.00 2007-02-16
256 CCB INTERNATIONAL CAPITAL LIMITED 6 11 17 4 20 24 -2 9 7 64.71 83.33 2004-05-27
257 GAYANG SECURITIES LIMITED 2 18 20 2 22 24 0 4 4 90.00 91.67
258 HANTEC SECURITIES CO., LIMITED 4 26 30 2 22 24 -2 -4 -6 86.67 91.67
259 KAM FAI SECURITIES CO., LIMITED 4 18 22 4 20 24 0 2 2 81.82 83.33
260 SDIC Securities International Financial Holdings Limited 2 25 27 2 22 24 0 -3 -3 92.59 91.67 2014-12-03
261 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 5 7 2 22 24 0 17 17 71.43 91.67
262 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 20 26 6 18 24 0 -2 -2 76.92 75.00
263 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 18 22 3 20 23 -1 2 1 81.82 86.96 2012-06-04
264 Glory Sun Securities Limited 3 14 17 3 20 23 0 6 6 82.35 86.96
265 KAISER SECURITIES LIMITED 3 25 28 2 21 23 -1 -4 -5 89.29 91.30
266 PIPER JAFFRAY ASIA FUTURES LIMITED 3 20 23 3 20 23 0 0 0 86.96 86.96 2004-02-13 2013-01-24
267 WINFULL SECURITIES LIMITED 3 20 23 3 20 23 0 0 0 86.96 86.96
268 CHEER UNION SECURITIES LIMITED 3 18 21 3 19 22 0 1 1 85.71 86.36
269 CLSA FUTURES LIMITED 4 20 24 4 18 22 0 -2 -2 83.33 81.82 2016-06-02
270 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 16 19 3 19 22 0 3 3 84.21 86.36 2023-10-25
271 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 4 18 22 0 2 2 80.00 81.82
272 ADMIS Hong Kong Limited 3 17 20 3 18 21 0 1 1 85.00 85.71
273 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 7 14 21 0 4 4 58.82 66.67 2003-08-29
274 DL BROKERAGE LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71
275 EWARTON SECURITIES LIMITED 3 16 19 3 18 21 0 2 2 84.21 85.71
276 HENYEP SECURITIES LIMITED 3 18 21 3 18 21 0 0 0 85.71 85.71
277 IBTS ASIA (HK) LIMITED 2 7 9 3 18 21 1 11 12 77.78 85.71 2005-11-17 2024-09-20
278 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 15 17 2 19 21 0 4 4 88.24 90.48 2013-03-19
279 Polaris Capital (Asia) Limited 4 9 13 8 13 21 4 4 8 69.23 61.90 2011-09-07
280 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 11 15 8 13 21 4 2 6 73.33 61.90 2007-06-20 2024-03-27
281 SPS SECURITIES LIMITED 5 13 18 5 16 21 0 3 3 72.22 76.19
282 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 3 18 21 0 3 3 83.33 85.71
283 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 4 17 21 0 -1 -1 81.82 80.95 2020-12-21
284 YICKO SECURITIES LIMITED 4 17 21 4 17 21 0 0 0 80.95 80.95
285 AP Asset Management (HK) Limited 3 12 15 6 14 20 3 2 5 80.00 70.00 2004-07-07 2021-04-21
286 AuVantage Consultancy Limited 2 18 20 2 18 20 0 0 0 90.00 90.00 2023-06-14
287 CAIIS Limited 2 16 18 3 17 20 1 1 2 88.89 85.00 2006-05-23 2018-09-04
288 CAPITAL RESEARCH COMPANY 4 14 18 5 15 20 1 1 2 77.78 75.00 2004-11-10 2014-12-19
289 GUOTAI JUNAN CAPITAL LIMITED 5 12 17 5 15 20 0 3 3 70.59 75.00
290 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 3 17 20 0 10 10 70.00 85.00 2024-11-13
291 Macquarie Asia Securities Limited 3 8 11 2 18 20 -1 10 9 72.73 90.00 2005-07-26 2017-10-10
292 Planetree Securities Limited 4 15 19 4 16 20 0 1 1 78.95 80.00
293 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 12 15 3 17 20 0 5 5 80.00 85.00
294 SAIL ADVISORS LIMITED 3 13 16 4 16 20 1 3 4 81.25 80.00 2004-05-17
295 SHUN LOONG FOREX COMPANY LIMITED 4 27 31 3 17 20 -1 -10 -11 87.10 85.00 2013-05-07
296 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 5 15 20 0 0 0 75.00 75.00
297 Winner International Securities Limited 4 17 21 4 16 20 0 -1 -1 80.95 80.00
298 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 2 17 19 0 3 3 87.50 89.47
299 BERICH BROKERAGE LIMITED 4 16 20 4 15 19 0 -1 -1 80.00 78.95 2024-01-30
300 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 14 16 1 18 19 -1 4 3 87.50 94.74 2018-12-31
301 BUSINESS SECURITIES LIMITED 3 18 21 2 17 19 -1 -1 -2 85.71 89.47
302 CBH Asia Limited 2 14 16 4 15 19 2 1 3 87.50 78.95
303 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47
304 GAOYU SECURITIES LIMITED 4 14 18 4 15 19 0 1 1 77.78 78.95
305 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 3 16 19 1 11 12 71.43 84.21
306 ICAP Securities Hong Kong Limited 3 14 17 3 16 19 0 2 2 82.35 84.21 2005-10-06 2018-09-30
307 IPP Financial Advisers Limited 0 0 0 3 16 19 3 16 19 - 84.21 2006-12-21
308 MF Global Hong Kong Limited 4 13 17 7 12 19 3 -1 2 76.47 63.16 2005-08-26
309 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 3 16 19 0 -4 -4 86.96 84.21 2022-02-14
310 OKASAN INTERNATIONAL (ASIA) LIMITED 4 15 19 5 14 19 1 -1 0 78.95 73.68 2007-05-17
311 PATTERSON FINANCIAL SERVICES LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2009-05-13
312 PIPER JAFFRAY ASIA LIMITED 4 13 17 5 14 19 1 1 2 76.47 73.68 2013-01-24
313 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 17 21 3 16 19 -1 -1 -2 80.95 84.21
314 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 5 14 19 2 10 12 57.14 73.68 2007-08-14 2011-02-18
315 ABN AMRO Clearing (Futures) Hong Kong Limited 4 8 12 5 13 18 1 5 6 66.67 72.22 2011-06-28
316 CELETIO INVESTMENTS LIMITED 3 15 18 3 15 18 0 0 0 83.33 83.33
317 CMB International Global Markets Limited 4 14 18 5 13 18 1 -1 0 77.78 72.22
318 CTBC Asia Limited 6 10 16 5 13 18 -1 3 2 62.50 72.22 2004-01-14
319 FOX-PITT, KELTON (ASIA) LIMITED 7 9 16 8 10 18 1 1 2 56.25 55.56 2010-05-18
320 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 3 15 18 0 -1 -1 84.21 83.33 2024-11-18
321 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 3 15 18 0 8 8 70.00 83.33
322 HUNG SING SECURITIES LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89
323 Nikko Asset Management Hong Kong Limited 1 6 7 3 15 18 2 9 11 85.71 83.33
324 Northern Trust Company of Hong Kong Limited (The) 4 22 26 6 12 18 2 -10 -8 84.62 66.67
325 Oasis Management (Hong Kong) 2 9 11 2 16 18 0 7 7 81.82 88.89 2004-09-14
326 PineBridge Investments Hong Kong Limited 4 12 16 4 14 18 0 2 2 75.00 77.78
327 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 3 15 18 0 0 0 83.33 83.33
328 REALINK FINANCIAL TRADE LIMITED 3 14 17 4 14 18 1 0 1 82.35 77.78 2003-09-25
329 SBI China Capital Commodities Limited 3 16 19 4 14 18 1 -2 -1 84.21 77.78 2013-07-16
330 TIMES SECURITIES COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89 2023-05-30
331 VENHOUSE WEALTH MANAGEMENT LIMITED 3 11 14 3 15 18 0 4 4 78.57 83.33 2004-05-19
332 YU ON SECURITIES COMPANY LIMITED 2 17 19 2 16 18 0 -1 -1 89.47 88.89 2013-12-06
333 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 0 0 0 4 13 17 4 13 17 - 76.47 2007-05-04
334 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 4 7 11 3 14 17 -1 7 6 63.64 82.35 2004-07-28 2013-02-27
335 CSI Corporate Finance (HK) Limited 6 13 19 7 10 17 1 -3 -2 68.42 58.82 2007-08-01 2019-03-29
336 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 3 14 17 0 1 1 81.25 82.35 2008-06-20
337 ELSTONE SECURITIES LIMITED 4 12 16 4 13 17 0 1 1 75.00 76.47
338 ENLIGHTEN FUTURES LIMITED 3 11 14 2 15 17 -1 4 3 78.57 88.24
339 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 3 14 17 0 4 4 76.92 82.35 2004-11-29
340 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 5 12 17 0 1 1 68.75 70.59
341 HING WAI ALLIED SECURITIES LIMITED 4 12 16 4 13 17 0 1 1 75.00 76.47
342 HSBC FUTURES (SINGAPORE) PTE LTD 2 14 16 3 14 17 1 0 1 87.50 82.35 2007-04-20 2012-08-08
343 ICEA CAPITAL ASIA LIMITED 3 0 3 5 12 17 2 12 14 0.00 70.59 2005-12-21 2008-10-30
344 KINGSTON FUTURES LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24
345 MANULIFE (INTERNATIONAL) LIMITED 2 20 22 2 15 17 0 -5 -5 90.91 88.24 2011-06-17
346 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35
347 OCBC Securities Brokerage (Hong Kong) Limited 5 11 16 5 12 17 0 1 1 68.75 70.59
348 PEACE TOWN FUTURES LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59 2012-09-27
349 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 2 15 17 0 -2 -2 89.47 88.24
350 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 2 15 17 0 4 4 84.62 88.24
351 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 3 14 17 0 -1 -1 83.33 82.35
352 Well Link International Securities Limited 3 25 28 2 15 17 -1 -10 -11 89.29 88.24
353 WINTECH SECURITIES LIMITED 3 11 14 4 13 17 1 2 3 78.57 76.47 2024-07-25
354 YUEXING SECURITIES COMPANY LIMITED 4 13 17 3 14 17 -1 1 0 76.47 82.35
355 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 7 10 3 13 16 0 6 6 70.00 81.25 2013-04-02
356 BEA Union Investment Management Limited 5 12 17 4 12 16 -1 0 -1 70.59 75.00
357 Belvest Investment Services Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
358 CC Finance Limited 4 14 18 3 13 16 -1 -1 -2 77.78 81.25 2006-04-20
359 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 3 13 16 0 6 6 70.00 81.25 2005-11-29
360 CITIC Securities (Hong Kong) Limited 5 15 20 4 12 16 -1 -3 -4 75.00 75.00
361 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 3 13 16 -1 11 10 33.33 81.25 2012-12-13
362 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 10 16 7 9 16 1 -1 0 62.50 56.25
363 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 7 9 16 1 0 1 60.00 56.25
364 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 2 14 16 0 2 2 85.71 87.50
365 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 2 14 16 0 0 0 87.50 87.50 2003-07-08 2023-05-19
366 KWAI HUNG SECURITIES COMPANY LIMITED 4 13 17 3 13 16 -1 0 -1 76.47 81.25
367 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 8 10 3 13 16 1 5 6 80.00 81.25
368 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 8 11 5 11 16 2 3 5 72.73 68.75 2007-05-11 2014-08-05
369 Optima Capital Limited 3 3 6 4 12 16 1 9 10 50.00 75.00
370 Shacom Securities Limited 2 15 17 2 14 16 0 -1 -1 88.24 87.50
371 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 0 0 0 2 14 16 2 14 16 - 87.50 2007-08-17 2014-11-28
372 SUN GROWTH SECURITIES LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2022-02-11
373 AIG Financial Products (International) Limited 0 0 0 4 11 15 4 11 15 - 73.33 2006-11-17 2009-12-24
374 ANGUS MOORE LIMITED 2 9 11 2 13 15 0 4 4 81.82 86.67 2011-07-05
375 AXA Investment Managers Asia Limited 4 8 12 4 11 15 0 3 3 66.67 73.33 2005-07-21
376 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 4 11 15 0 -1 -1 75.00 73.33 2019-07-05
377 BREVAN HOWARD (HONG KONG) LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00 2004-07-12
378 Bright Fund Management Limited 3 8 11 3 12 15 0 4 4 72.73 80.00 2023-12-19
379 CEPA ALLIANCE SECURITIES LIMITED 2 10 12 4 11 15 2 1 3 83.33 73.33
380 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 5 10 15 0 -2 -2 70.59 66.67
381 China Tonghai (IA) Limited 4 13 17 3 12 15 -1 -1 -2 76.47 80.00 2017-11-29
382 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 5 10 15 0 -2 -2 70.59 66.67
383 Citigroup Venture Capital International Asia Limited 4 11 15 4 11 15 0 0 0 73.33 73.33 2005-05-24 2014-04-15
384 HANG TAI SECURITIES LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67
385 Legg Mason International Equities (Hong Kong) Limited 4 17 21 3 12 15 -1 -5 -6 80.95 80.00 2015-08-28
386 LEI SHING HONG SECURITIES LIMITED 2 12 14 2 13 15 0 1 1 85.71 86.67
387 LOMBARD ODIER (HONG KONG) LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00
388 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00 2013-10-15
389 Open Securities Limited 3 9 12 4 11 15 1 2 3 75.00 73.33
390 PO SANG SECURITIES LIMITED 2 13 15 2 13 15 0 0 0 86.67 86.67 2022-05-31
391 Shang International Finance Limited 6 13 19 4 11 15 -2 -2 -4 68.42 73.33 2024-01-26
392 Sino-Rich Securities & Futures Limited 3 14 17 3 12 15 0 -2 -2 82.35 80.00 2005-09-17
393 Virtu ITG Hong Kong Limited 4 8 12 5 10 15 1 2 3 66.67 66.67
394 ABN AMRO Clearing Hong Kong Limited 4 9 13 4 10 14 0 1 1 69.23 71.43
395 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 4 10 14 0 0 0 71.43 71.43
396 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 2 4 4 10 14 2 8 10 50.00 71.43 2005-06-24 2009-10-19
397 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71
398 GFI (HK) SECURITIES L.L.C. 2 11 13 2 12 14 0 1 1 84.62 85.71 2007-06-18
399 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71 2005-03-24
400 Joy Silver Limited 3 3 6 5 9 14 2 6 8 50.00 64.29 2014-03-17
401 LAMTEX SECURITIES LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2020-08-27
402 LIM ADVISORS LIMITED 5 7 12 5 9 14 0 2 2 58.33 64.29
403 MCP Asset Management Company Limited 2 5 7 5 9 14 3 4 7 71.43 64.29 2005-08-23
404 METRO CAPITAL SECURITIES LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57 2023-06-13
405 Newedge Broker Hong Kong Limited 4 13 17 4 10 14 0 -3 -3 76.47 71.43 2006-02-08 2016-10-31
406 ONSHINE SECURITIES LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57
407 ORIENT SECURITIES LIMITED 2 9 11 2 12 14 0 3 3 81.82 85.71
408 PROMISING SECURITIES COMPANY LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57 2004-01-02
409 RPS INVESTMENT LIMITED 4 7 11 4 10 14 0 3 3 63.64 71.43 2014-12-09
410 SBI China Capital Financial Services Limited 2 11 13 3 11 14 1 0 1 84.62 78.57
411 SINO CAPITAL SECURITIES LIMITED 3 27 30 2 12 14 -1 -15 -16 90.00 85.71
412 TAT LEE SECURITIES COMPANY LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
413 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 2 12 14 0 3 3 81.82 85.71 2005-05-31 2017-05-16
414 UOB ASIA (HONG KONG) LIMITED 4 8 12 5 9 14 1 1 2 66.67 64.29 2011-07-27
415 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 3 11 14 1 2 3 81.82 78.57
416 Vision Capital Investment Management Limited 3 9 12 3 11 14 0 2 2 75.00 78.57 2003-12-17
417 Well Link Securities Limited 2 8 10 2 12 14 0 4 4 80.00 85.71 2005-11-11
418 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 2 12 14 0 -1 -1 86.67 85.71
419 AIF CAPITAL LIMITED 4 7 11 6 7 13 2 0 2 63.64 53.85
420 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 9 8 17 8 5 13 -1 -3 -4 47.06 38.46
421 CHINA PACIFIC SECURITIES LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
422 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 3 10 13 0 5 5 62.50 76.92
423 CLSA Premium International (HK) Limited 4 10 14 5 8 13 1 -2 -1 71.43 61.54 2004-10-20 2023-10-19
424 D. B. ZWIRN ASIA PARTNERS LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62 2005-09-27 2009-05-06
425 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62 2007-11-21
426 EAST ASIA FUTURES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
427 EVER-LONG SECURITIES COMPANY LIMITED 3 14 17 3 10 13 0 -4 -4 82.35 76.92
428 GETTA SECURITIES LIMITED 2 7 9 4 9 13 2 2 4 77.78 69.23 2004-12-23
429 GF Securities (Hong Kong) Brokerage Limited 0 0 0 5 8 13 5 8 13 - 61.54 2007-01-31
430 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 4 9 13 -1 -1 -2 66.67 69.23 2005-11-15
431 HING WONG SECURITIES LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92
432 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2022-10-06
433 Income Partners Asset Management (HK) Limited 3 7 10 4 9 13 1 2 3 70.00 69.23
434 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 5 8 13 3 -2 1 83.33 61.54 2016-03-31
435 LUEN SING SECURITIES LIMITED 4 10 14 4 9 13 0 -1 -1 71.43 69.23 2016-03-31
436 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
437 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 3 10 13 1 3 4 77.78 76.92 2005-07-28
438 MANGO FINANCIAL LIMITED 3 13 16 2 11 13 -1 -2 -3 81.25 84.62
439 MoneyMore Securities Limited 2 12 14 2 11 13 0 -1 -1 85.71 84.62
440 Nomura Asset Management Hong Kong Limited 3 8 11 3 10 13 0 2 2 72.73 76.92
441 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 3 10 13 1 0 1 83.33 76.92
442 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 3 10 13 0 1 1 75.00 76.92 2011-10-20
443 PRIME SECURITIES LIMITED (HK) 3 7 10 3 10 13 0 3 3 70.00 76.92
444 SHUN HENG SECURITIES LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
445 TARZAN STOCK & SHARES LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
446 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 9 13 0 -1 -1 71.43 69.23
447 Turiya Advisors Asia Limited 2 5 7 2 11 13 0 6 6 71.43 84.62 2005-04-26
448 WFM Asia (HK) Limited 3 9 12 3 10 13 0 1 1 75.00 76.92
449 Wisetrade Securities Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
450 AM Squared Limited 2 3 5 2 10 12 0 7 7 60.00 83.33 2005-06-30
451 BGC SECURITIES (HONG KONG) LLC 2 5 7 4 8 12 2 3 5 71.43 66.67 2007-08-29
452 BULLISH SECURITIES LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33
453 CHINA EVERBRIGHT CAPITAL LIMITED 5 8 13 7 5 12 2 -3 -1 61.54 41.67 2005-05-09
454 China Gather Wealth Financial Company Limited 4 7 11 5 7 12 1 0 1 63.64 58.33 2005-04-01
455 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33
456 Citi Insurance Brokers (Hong Kong) Limited 0 0 0 3 9 12 3 9 12 - 75.00 2006-10-04 2011-04-06
457 DELTA ASIA FINANCIAL FUTURES LIMITED 2 12 14 2 10 12 0 -2 -2 85.71 83.33
458 Everbright Securities Global (HK) Limited 2 7 9 3 9 12 1 2 3 77.78 75.00 2024-06-20
459 FIRST STATE (HONG KONG) LLC 6 9 15 4 8 12 -2 -1 -3 60.00 66.67 2008-05-16
460 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 2 10 12 -1 4 3 66.67 83.33 2013-03-19
461 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 0 0 0 3 9 12 3 9 12 - 75.00 2007-01-30
462 HBK HONG KONG LIMITED 2 3 5 2 10 12 0 7 7 60.00 83.33 2005-04-18 2009-05-12
463 Huajin Corporate Finance (International) Limited 5 5 10 4 8 12 -1 3 2 50.00 66.67
464 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
465 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
466 KPMG CORPORATE FINANCE LIMITED 6 6 12 5 7 12 -1 1 0 50.00 58.33
467 LEI SHING HONG FINANCE LIMITED 2 8 10 2 10 12 0 2 2 80.00 83.33 2015-06-26
468 Minerva Holding Financial Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
469 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 0 0 0 2 10 12 2 10 12 - 83.33 2007-01-09
470 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 14 18 3 9 12 -1 -5 -6 77.78 75.00 2017-06-28
471 ROOFER SECURITIES LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00
472 SEEKERS MARKETS LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
473 SMBC Nikko Securities (Hong Kong) Limited 3 7 10 4 8 12 1 1 2 70.00 66.67
474 St. James's Place (Hong Kong) Limited 2 9 11 3 9 12 1 0 1 81.82 75.00
475 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 4 6 3 9 12 1 5 6 66.67 75.00 2006-02-08 2009-05-20
476 TAIFAIR SECURITIES LIMITED 4 9 13 4 8 12 0 -1 -1 69.23 66.67
477 TOPMORE COMMODITIES LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67 2014-06-11
478 Wellington Management Hong Kong Limited (b2003-01-02) 4 9 13 4 8 12 0 -1 -1 69.23 66.67 2003-09-18
479 WING FAT SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-10-06
480 WING YEE SECURITIES COMPANY LIMITED 3 14 17 4 8 12 1 -6 -5 82.35 66.67
481 WINGS SECURITIES (HK) LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33
482 WINTONE SECURITIES LIMITED 2 5 7 2 10 12 0 5 5 71.43 83.33 2004-02-16 2022-12-13
483 ASSET DYNAMIC MANAGEMENT LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82
484 AUDREY CHOW SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
485 CAPITAL GLOBAL MANAGEMENT LIMITED 4 4 8 3 8 11 -1 4 3 50.00 72.73 2005-09-17
486 CHINA POINT STOCK BROKERS LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2024-10-31
487 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 2 9 11 -1 -2 -3 78.57 81.82 2016-10-25
488 EVERHOT SECURITIES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2019-12-11
489 FIRST WORLDSEC SECURITIES LIMITED 4 2 6 3 8 11 -1 6 5 33.33 72.73
490 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 4 7 11 2 2 4 71.43 63.64
491 GAVEKAL CAPITAL LIMITED 2 3 5 3 8 11 1 5 6 60.00 72.73 2003-06-09
492 GRANSING SECURITIES CO., LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
493 HENIK SECURITIES LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
494 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 4 7 11 0 1 1 60.00 63.64 2004-12-22 2009-08-31
495 ICBC (ASIA) SECURITIES LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
496 KGI CAPITAL (HONG KONG) LIMITED 4 5 9 6 5 11 2 0 2 55.56 45.45 2005-07-08 2010-10-11
497 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
498 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
499 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 5 8 5 6 11 2 1 3 62.50 54.55
500 OCP Asia (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-09-03
501 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 5 8 6 5 11 3 0 3 62.50 45.45
502 SINO GRADE SECURITIES LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
503 SOUTH CHINA RESEARCH LIMITED 2 12 14 1 10 11 -1 -2 -3 85.71 90.91
504 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 2 9 11 -1 1 0 72.73 81.82 2010-12-31
505 TAI YIP STOCK COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
506 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
507 TOYO SECURITIES ASIA LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82
508 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82 2017-09-29
509 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 4 7 11 0 1 1 60.00 63.64 2004-06-04
510 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
511 WING FUNG SECURITIES LIMITED 2 5 7 4 7 11 2 2 4 71.43 63.64
512 YF SECURITIES COMPANY LIMITED 4 6 10 3 8 11 -1 2 1 60.00 72.73
513 AD Capital Management (Hong Kong) Limited 3 4 7 3 7 10 0 3 3 57.14 70.00 2004-09-08
514 BlackRock Asset Management North Asia Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2003-12-16
515 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 0 0 0 3 7 10 3 7 10 - 70.00 2006-11-01 2012-05-24
516 Bradbury Securities Limited 2 7 9 3 7 10 1 0 1 77.78 70.00
517 BUSINESS FUTURES LIMITED 3 6 9 2 8 10 -1 2 1 66.67 80.00 2023-11-29
518 Capital International, Inc. 2 7 9 2 8 10 0 1 1 77.78 80.00 2007-07-03
519 CHRISTFUND FUTURES LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00
520 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 6 4 10 2 -2 0 60.00 40.00
521 CMC Markets Asia Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2005-05-04 2009-07-28
522 CSC ASIA LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2013-04-08
523 FE SECURITIES LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00
524 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2007-01-19 2008-09-11
525 GF Capital (Hong Kong) Limited 0 0 0 5 5 10 5 5 10 - 50.00 2007-01-31
526 GIGA (HONG KONG) LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
527 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00
528 HAMON ASSET MANAGEMENT LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
529 HAMON INVESTMENT MANAGEMENT LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
530 HANG TUNG SECURITIES LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2019-09-16
531 Hao Tian International Securities Limited 2 8 10 3 7 10 1 -1 0 80.00 70.00
532 HARRIS FRASER (INTERNATIONAL) LIMITED 2 12 14 3 7 10 1 -5 -4 85.71 70.00
533 Hong Kong Stock Link Securities Limited 3 7 10 3 7 10 0 0 0 70.00 70.00
534 HSBC BROKING (CHINA) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2014-06-13
535 HUA NAN SECURITIES (HK) LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00 2023-06-19
536 iBest Securities Company Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2019-08-15
537 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 3 5 4 6 10 2 3 5 60.00 60.00
538 Interactive Brokers LLC 2 5 7 2 8 10 0 3 3 71.43 80.00 2007-03-19 2017-12-11
539 KCG SECURITIES ASIA LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00 2004-11-25
540 KGI CAPITAL ASIA LIMITED 3 6 9 6 4 10 3 -2 1 66.67 40.00
541 King Sun Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
542 KINGSWAY CAPITAL LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00
543 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 4 6 10 2 3 5 60.00 60.00
544 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2003-06-06
545 MAGIC COMPASS FUTURES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2013-07-26
546 MCP Holdings Limited (HK) 3 5 8 3 7 10 0 2 2 62.50 70.00 2011-06-29
547 Neutral Financial Holding Company Limited 2 5 7 3 7 10 1 2 3 71.43 70.00
548 NEW TREND FUTURES LIMITED 4 18 22 4 6 10 0 -12 -12 81.82 60.00 2012-07-10
549 Penjing Asset Management (HK) Limited 2 5 7 2 8 10 0 3 3 71.43 80.00 2005-03-24 2017-07-28
550 Planetree Futures Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00
551 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 4 10 5 5 10 -1 1 0 40.00 50.00 2024-03-11
552 Quam Capital Limited (b1994-08-04) 4 6 10 5 5 10 1 -1 0 60.00 50.00
553 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 4 6 10 0 4 4 33.33 60.00 2005-03-02 2023-02-20
554 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 4 12 16 3 7 10 -1 -5 -6 75.00 70.00
555 SINOMAX SECURITIES LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
556 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
557 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 9 12 4 6 10 1 -3 -2 75.00 60.00 2011-03-25
558 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 9 12 4 6 10 1 -3 -2 75.00 60.00 2005-07-07 2018-11-20
559 T G SECURITIES LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00 2005-12-19
560 TANG PING KONG LIMITED 3 10 13 3 7 10 0 -3 -3 76.92 70.00 2022-10-03
561 Templewater Hong Kong Limited 2 4 6 4 6 10 2 2 4 66.67 60.00
562 WING ON SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
563 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2003-05-23 2022-07-19
564 Yuanta Securities (Hong Kong) Company Limited 4 6 10 4 6 10 0 0 0 60.00 60.00 2006-07-08
565 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 3 5 2 7 9 0 4 4 60.00 77.78 2015-09-07
566 AIF Securities Limited 4 0 4 4 5 9 0 5 5 0.00 55.56 2004-11-02
567 ARGYLE STREET MANAGEMENT LIMITED 5 4 9 4 5 9 -1 1 0 44.44 55.56
568 Asia Pacific Securities Limited 3 27 30 3 6 9 0 -21 -21 90.00 66.67
569 BaoQiao Partners Securities (HK) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
570 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2021-02-09
571 CELESTIAL CAPITAL LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2022-05-27
572 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 5 4 9 2 2 4 40.00 44.44
573 CES International Commodities (HK) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2015-12-11
574 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 2 7 9 -2 3 1 50.00 77.78
575 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
576 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67 2006-07-03
577 COHEN & STEERS ASIA LIMITED 3 4 7 4 5 9 1 1 2 57.14 55.56 2005-07-29
578 CVC Asia Pacific Limited 3 4 7 4 5 9 1 1 2 57.14 55.56
579 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2005-03-08 2022-03-16
580 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 7 2 9 4 -1 3 50.00 22.22 2007-08-24 2020-01-24
581 FB SECURITIES (HONG KONG) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
582 FIRST SECURITIES (HK) LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
583 Fubon Fund Management (Hong Kong) Limited 2 1 3 4 5 9 2 4 6 33.33 55.56
584 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 3 9 5 4 9 -1 1 0 33.33 44.44 2020-12-09
585 GEOMATRIX (H.K.) LIMITED 3 3 6 4 5 9 1 2 3 50.00 55.56
586 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
587 HANG SENG FUTURES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2017-11-17
588 Henyep Capital Management Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-12-20 2011-03-14
589 HERMES SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
590 HGNH International Futures Co., Limited 0 0 0 3 6 9 3 6 9 - 66.67 2007-06-26
591 Hongkong Bay Securities Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-02-20
592 HPEF Venture Partners Limited 4 7 11 4 5 9 0 -2 -2 63.64 55.56 2018-06-08
593 HSBC SECURITIES (ASIA) LIMITED 3 4 7 4 5 9 1 1 2 57.14 55.56 2020-06-15
594 Huayu Securities Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78
595 ICEA SECURITIES ASIA LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2009-09-29
596 K.K.M. SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-05-23
597 KBC Alternative Investment Management HK Limited 0 0 0 3 6 9 3 6 9 - 66.67 2006-12-22 2009-01-23
598 KMT SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
599 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2007-03-20
600 LEE'S SECURITIES COMPANY LIMITED 4 5 9 3 6 9 -1 1 0 55.56 66.67 2005-01-03
601 LUEN HING SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2017-04-18
602 LXL Investment Management (Hong Kong) Limited 2 7 9 3 6 9 1 -1 0 77.78 66.67 2005-10-13 2010-04-21
603 MARSHALL WACE ASIA LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2006-10-27
604 Nezu Asia Capital Management Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2004-10-29 2023-11-01
605 OLD PEAK LIMITED (HK) 3 3 6 4 5 9 1 2 3 50.00 55.56 2005-08-26 2023-06-20
606 ORIENTAL PATRON ASIA LIMITED 4 9 13 3 6 9 -1 -3 -4 69.23 66.67
607 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2010-07-07
608 Public Financial Securities Limited 2 6 8 2 7 9 0 1 1 75.00 77.78
609 SDHG International Securities Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
610 SELINA & CO. LIMITED (HK) 2 7 9 2 7 9 0 0 0 77.78 77.78
611 SG Asset Finance (Hong Kong) Limited 5 4 9 6 3 9 1 -1 0 44.44 33.33 2003-10-02 2016-09-27
612 SOUTH CHINA CAPITAL LIMITED 3 4 7 4 5 9 1 1 2 57.14 55.56
613 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2013-05-29
614 SPS COMMODITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2023-12-18
615 STANHILL (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2013-05-23
616 TC Investment Management (Asia) Limited 2 5 7 3 6 9 1 1 2 71.43 66.67 2008-02-14
617 Tyche Group Limited 3 9 12 2 7 9 -1 -2 -3 75.00 77.78 2014-12-05
618 VC CAPITAL LIMITED 4 7 11 4 5 9 0 -2 -2 63.64 55.56
619 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2016-04-19
620 YING WAH SECURITIES COMPANY LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2023-05-05
621 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 5 4 9 0 -1 -1 50.00 44.44
622 Aberdeen International Investment Management Limited 4 2 6 3 5 8 -1 3 2 33.33 62.50 2005-07-27 2009-11-27
623 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-07-07
624 AISANCE ASSET MANAGEMENT LIMITED 4 7 11 4 4 8 0 -3 -3 63.64 50.00 2005-06-16
625 AJ Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
626 Anli Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
627 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
628 BEAR STEARNS HONG KONG LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2009-05-14
629 BOKHARY SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
630 Boom Securities (H.K.) Limited 4 3 7 3 5 8 -1 2 1 42.86 62.50
631 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
632 CASH ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2005-03-30
633 CHELSEA SECURITIES LIMITED (HK) 4 5 9 5 3 8 1 -2 -1 55.56 37.50
634 CHINA XIN YONGAN FUTURES COMPANY LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2007-04-20
635 CS Wealth Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
636 Deltroit (Hong Kong) Limited 2 2 4 2 6 8 0 4 4 50.00 75.00 2005-04-11
637 DORIC CAPITAL CORPORATION 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2003-11-13
638 EMPEROR CORPORATE FINANCE LIMITED 8 3 11 4 4 8 -4 1 -3 27.27 50.00 2006-05-30
639 Eton Park Asia Limited 0 0 0 2 6 8 2 6 8 - 75.00 2006-11-13 2017-12-13
640 ETRADE SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2007-11-21
641 FIRST SHANGHAI CAPITAL LIMITED 5 4 9 3 5 8 -2 1 -1 44.44 62.50
642 FORTUNE (HK) SECURITIES LIMITED 1 2 3 3 5 8 2 3 5 66.67 62.50
643 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-11-12 2011-11-15
644 GF FUTURES (HONG KONG) CO., LIMITED 0 0 0 2 6 8 2 6 8 - 75.00 2007-02-16
645 Goldyard Capital Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2019-11-21
646 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
647 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
648 HSBC Family Office Services Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2006-01-03 2012-07-13
649 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 3 5 8 1 -2 -1 77.78 62.50 2004-02-10 2015-07-22
650 iFAST Financial (HK) Limited 0 0 0 3 5 8 3 5 8 - 62.50 2007-03-30
651 Imagi Brokerage Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
652 IMC Asia Pacific Limited 0 0 0 3 5 8 3 5 8 - 62.50 2007-03-12
653 INTERCHINA SECURITIES LIMITED 2 10 12 2 6 8 0 -4 -4 83.33 75.00 2016-12-16
654 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
655 ITAU ASIA LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2006-10-31 2017-05-04
656 Janus Henderson Investors Hong Kong Limited 2 7 9 3 5 8 1 -2 -1 77.78 62.50
657 KB Securities Hong Kong Limited 2 3 5 3 5 8 1 2 3 60.00 62.50
658 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
659 MAN LUNG HONG SECURITIES LIMITED 2 11 13 0 8 8 -2 -3 -5 84.62 100.00
660 METRO CAPITAL FUTURES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2018-07-10
661 OCBC Futures Investment (Hong Kong) Limited 2 5 7 3 5 8 1 0 1 71.43 62.50
662 Oshidori Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
663 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50
664 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2006-07-03 2022-12-21
665 PLATINUM BROKING COMPANY LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
666 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 1 7 8 -2 0 -2 70.00 87.50
667 Quam Asset Management Limited (b1983-06-28) 3 4 7 3 5 8 0 1 1 57.14 62.50
668 Rabo Brokerage HK Limited 0 0 0 3 5 8 3 5 8 - 62.50 2007-09-12 2014-01-16
669 REDFORD SECURITIES LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50 2005-03-31
670 Rifa Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
671 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2005-04-18 2009-05-20
672 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 1 7 8 -2 2 0 62.50 87.50
673 SINOPAC FUTURES (ASIA) LIMITED 7 4 11 3 5 8 -4 1 -3 36.36 62.50 2014-09-25
674 SJS Markets Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2005-03-02
675 SOO PEI SHAO & COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-31 2015-04-16
676 Standard Advisory Asia Limited 0 0 0 3 5 8 3 5 8 - 62.50 2007-03-09 2013-09-04
677 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50 2006-06-30
678 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
679 Value Partners Private Equity Limited 3 3 6 4 4 8 1 1 2 50.00 50.00
680 VISION FINANCE (CAPITAL) LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50 2008-01-16
681 Wanhai Securities (HK) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
682 Win Securities Limited 4 3 7 3 5 8 -1 2 1 42.86 62.50
683 WING FUNG FUTURES LIMITED 1 1 2 3 5 8 2 4 6 50.00 62.50 2006-04-21
684 WINNINGTON CAPITAL LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50
685 A ONE INVESTMENT COMPANY LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2013-12-05
686 abrdn Hong Kong Limited 3 2 5 4 3 7 1 1 2 40.00 42.86
687 Aetos Capital Management (Asia) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2006-12-28 2008-08-13
688 Allard Partners Limited 2 4 6 3 4 7 1 0 1 66.67 57.14
689 ALPS CAPITAL MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
690 AMPLE CAPITAL LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2007-01-02
691 Anuenue Capital International Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2005-08-30
692 Anuenue Securities Limited 4 6 10 2 5 7 -2 -1 -3 60.00 71.43
693 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2004-10-26
694 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 4 3 7 1 0 1 50.00 42.86
695 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2006-05-23 2024-03-13
696 CHEE TAK SECURITIES LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
697 Cheyne Capital Management (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2006-11-07 2009-03-16
698 China Hong Kong Capital Asset Management Company Limited 3 6 9 3 4 7 0 -2 -2 66.67 57.14
699 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43 2005-09-21
700 CHINA SYSTEM SECURITIES LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-07-07
701 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 5 7 0 4 4 33.33 71.43 2004-05-06
702 Countrywide Capital Markets Asia (H.K.) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2006-12-13 2008-09-08
703 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 2 5 7 0 0 0 71.43 71.43 2013-07-03
704 DNB Asset Management (Asia) Limited 2 6 8 4 3 7 2 -3 -1 75.00 42.86 2016-07-26
705 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
706 FAIRWIN BROKING LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
707 Finet Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
708 First Fidelity Capital (International) Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2006-04-19
709 FLAG Squadron Asia Limited 0 0 0 4 3 7 4 3 7 - 42.86 2006-10-24 2016-06-02
710 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-03-03
711 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86 2004-11-18 2009-05-29
712 GLS SECURITIES LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2024-08-12
713 GOLDRIDE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
714 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2018-08-15
715 I-ACCESS INVESTORS LIMITED 3 2 5 5 2 7 2 0 2 40.00 28.57 2005-07-13
716 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2004-08-30 2014-10-13
717 KILMOREY SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2023-08-17
718 M SECURITIES LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2006-02-23 2020-09-21
719 MAN HON YEUNG SECURITIES LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
720 Matrix Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
721 Metaverse Securities Limited (HK) 5 0 5 3 4 7 -2 4 2 0.00 57.14
722 Mirae Asset Securities (HK) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2007-01-11 2017-03-01
723 Network Financial Services Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2007-11-27
724 Oaktree Capital (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2006-07-12
725 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2003-08-29
726 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 4 7 5 2 7 2 -2 0 57.14 28.57 2004-04-07
727 Pictet Asset Management (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2006-10-26
728 PIMCO Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-05-17
729 Polygon Investment Partners HK Limited 0 0 0 2 5 7 2 5 7 - 71.43 2006-10-27 2009-10-12
730 REXCAPITAL FUTURES LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2007-12-12
731 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2004-11-08 2013-11-25
732 RHB CAPITAL HONG KONG LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2020-11-17
733 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
734 ROSA SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2023-08-17
735 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-10-03 2010-05-13
736 Sensible Asset Management Limited 4 1 5 4 3 7 0 2 2 20.00 42.86 2005-06-18
737 SFGHK Limited 0 0 0 3 4 7 3 4 7 - 57.14 2007-06-12
738 Standard Commodities (Asia) Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2008-05-16
739 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 5 2 7 0 1 1 16.67 28.57 2005-06-20
740 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2019-09-30
741 SUN'S FUTURE LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2013-01-03
742 SUNRISE SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-03-21
743 Superfund Financial (Hong Kong) Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14
744 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
745 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2007-03-07 2012-06-28
746 VISION FINANCE (SECURITIES) LIMITED 4 2 6 6 1 7 2 -1 1 33.33 14.29 2007-05-08
747 Yunfeng Financial Markets Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14
748 Zijing Capital Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2003-05-07
749 3V Capital Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2005-07-18 2013-08-27
750 Aetas Global Markets Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2005-10-26
751 Aevitas Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
752 ALPHA SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
753 AlTi Wealth Management (Hong Kong) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2004-05-11
754 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
755 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-08-04
756 Astrum Capital Management Limited (HK) 3 0 3 4 2 6 1 2 3 0.00 33.33 2005-07-08
757 AT Asset Management (Asia-Pacific) Limited 0 0 0 3 3 6 3 3 6 - 50.00 2006-10-06 2009-04-03
758 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 3 4 2 4 6 1 1 2 75.00 66.67
759 BLOOMYEARS LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
760 BOWEN ASIA LIMITED 5 2 7 5 1 6 0 -1 -1 28.57 16.67 2014-10-20
761 Broadway Wealth Management Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2013-01-03
762 CC SIF Advisory Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2006-07-25
763 CCB Securities Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
764 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2005-08-05
765 CHAN NGOK MING SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2024-03-14
766 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
767 China Reserve Securities Limited 3 2 5 4 2 6 1 0 1 40.00 33.33
768 CMB International Capital Holdings Corporation Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2003-12-17 2011-08-10
769 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-07-18 2018-03-22
770 DEEPHAVEN ASIA LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-04-13 2009-09-04
771 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 3 5 4 2 6 2 -1 1 60.00 33.33 2004-08-18 2010-02-11
772 Execution Noble (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-10-10 2015-04-10
773 FCL ADVISORY LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-03-01
774 FDB Financial Group Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00
775 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-12-16
776 Goldbridge Securities Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
777 Greater China Securities Limited (b1999-04-26) 2 3 5 2 4 6 0 1 1 60.00 66.67
778 GT Asset & Portfolio Management Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2004-11-04
779 GT CAPITAL LIMITED 1 6 7 2 4 6 1 -2 -1 85.71 66.67
780 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 4 2 6 2 2 4 0.00 33.33 2007-09-21
781 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-06-01 2011-09-22
782 HT CAPITAL MANAGEMENT LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33 2015-08-20
783 ICBC Asset Management (Global) Company Limited 5 2 7 4 2 6 -1 0 -1 28.57 33.33
784 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
785 INCU CORPORATE FINANCE LIMITED 1 2 3 3 3 6 2 1 3 66.67 50.00
786 Instinet Alpha Trading Limited 5 8 13 4 2 6 -1 -6 -7 61.54 33.33 2010-11-19
787 KAM LUEN SECURITIES LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
788 KIN FUNG STOCK COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-03-31
789 KWOK HING SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
790 Mackenzie Investments Asia Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
791 MARS SECURITIES COMPANY LIMITED 1 5 6 2 4 6 1 -1 0 83.33 66.67
792 MIRABAUD (ASIA) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2003-05-13 2018-10-16
793 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2023-05-15
794 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2004-09-21
795 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00
796 Nittan Securities Asia Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
797 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2011-01-24
798 PERRY CAPITAL (ASIA) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2006-09-12 2012-01-27
799 Public Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
800 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2006-02-24
801 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2023-01-03
802 RAMON INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
803 Rich Bay Securities Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-31 2024-01-16
804 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2022-06-30
805 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-11-01
806 S. W. WOO AND COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
807 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
808 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-05-18 2017-11-21
809 SIU ON SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
810 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-05-08 2019-09-30
811 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-12-28
812 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
813 TAI FUNG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
814 TANG KEE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-06-26
815 THING ON SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
816 Tokio Marine Investment Services, Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2014-03-28
817 TRUTH SECURITIES LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2022-06-28
818 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
819 UBP ASSET MANAGEMENT ASIA LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2007-01-11
820 United Securities Limited (HK) 1 5 6 2 4 6 1 -1 0 83.33 66.67
821 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33
822 WAH SANG SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
823 WEALTH MANAGEMENT GROUP LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-02-02
824 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2015-02-09
825 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
826 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
827 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2004-09-07
828 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 2 3 5 0 0 0 60.00 60.00
829 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
830 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00
831 Averest Capital Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
832 BEAR BRIGHT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
833 Black Marble Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
834 BLUE POOL CAPITAL LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2004-11-10 2015-12-01
835 BMI FUNDS MANAGEMENT LIMITED 5 8 13 3 2 5 -2 -6 -8 61.54 40.00
836 BOCOM International (Asia) Limited 0 0 0 4 1 5 4 1 5 - 20.00 2007-09-21
837 CBRE Investment Management (Asia) Limited 2 1 3 1 4 5 -1 3 2 33.33 80.00 2023-07-21
838 CES Capital International (Hong Kong) Co., Limited 2 3 5 4 1 5 2 -2 0 60.00 20.00 2023-02-23
839 CF GLOBAL (HK) LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2006-11-22
840 CHEONG LEE SECURITIES LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2005-11-24
841 CHIEF CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2005-07-14 2013-07-15
842 China Integrity Investment Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2014-03-19
843 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2006-12-08
844 CHINA SKY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
845 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-05-23
846 CICC US Securities, Inc. 0 0 0 2 3 5 2 3 5 - 60.00 2007-08-03 2011-12-12
847 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2005-03-08 2011-04-14
848 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
849 CUPOLA CAPITAL LIMITED 2 2 4 4 1 5 2 -1 1 50.00 20.00 2022-05-06
850 DAH SING SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
851 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2023-02-02
852 Double Haven Capital (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2007-02-16 2021-06-11
853 EnTrustPermal (Hong Kong) Limited 4 0 4 4 1 5 0 1 1 0.00 20.00 2006-03-09 2021-03-26
854 EQT Partners Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2023-09-06
855 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
856 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
857 FORE ASIA, LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2004-08-18 2008-05-30
858 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2015-09-07
859 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-08-21 2018-11-09
860 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2015-02-12
861 Grand Cartel Securities Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-21
862 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
863 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
864 HOI SANG SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2020-06-22
865 HOORAY SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
866 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 5 0 5 -1 0 -1 0.00 0.00
867 HSZ (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
868 HUNG SING FUTURES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2020-06-29
869 Interactive Brokers Hong Kong Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2004-01-07
870 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-30
871 Jupiter Asset Management (Asia Pacific) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2024-05-31
872 Kam Wah Investments Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-07-03
873 Kirin Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-06-12 2022-11-24
874 LAI PO HUNG & COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
875 Libertas Capital Asia Limited 0 0 0 4 1 5 4 1 5 - 20.00 2007-06-21 2015-02-13
876 Longitude Asia Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00
877 MAGUSTA FUTURES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2013-02-26
878 MASON LAROCHE (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2012-03-19
879 MEAG Hong Kong Limited 3 0 3 1 4 5 -2 4 2 0.00 80.00
880 MEGABASE SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
881 MERCER INVESTMENTS (HK) LIMITED 3 0 3 2 3 5 -1 3 2 0.00 60.00 2005-08-04
882 MONEY CONCEPTS (ASIA) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-06-12 2012-09-18
883 MORTON SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
884 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00
885 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
886 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-02-18
887 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
888 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00
889 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 2 3 5 0 2 2 33.33 60.00 2004-10-28
890 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 5 0 5 5 0 5 - 0.00 2007-03-01
891 Pinpoint Investment Advisor Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-12-27 2011-10-03
892 PO LEE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
893 Point72 Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-11-14
894 RaffAello Securities (HK) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2005-03-30
895 REXCAPITAL (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2011-06-14
896 RICHLAND CAPITAL MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-25 2016-05-24
897 RICHLAND WORLDWIDE LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2004-04-15
898 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-06-24 2011-09-08
899 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
900 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
901 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2003-09-04 2016-05-24
902 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2010-01-18
903 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2007-05-15 2012-01-12
904 SOFAER GLOBAL RESEARCH (HK) LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2019-08-15
905 STANDARD & POOR'S, LLC 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2010-12-21
906 TAIFAIR FUTURES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
907 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
908 Tensant Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-08-25
909 Tiger Securities Asset Management Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-12-29
910 Tremont Capital Management (Asia), Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2006-09-29 2009-10-14
911 TUNG SHUN SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-01-03 2022-03-17
912 UNITED WORLD ONLINE LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2004-11-02 2014-01-20
913 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
914 Waton Securities International Limited 2 4 6 1 4 5 -1 0 -1 66.67 80.00
915 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-12-16
916 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
917 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
918 YF FUTURES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
919 YU MING INVESTMENT MANAGEMENT LIMITED 4 4 8 2 3 5 -2 -1 -3 50.00 60.00
920 YUE XIU FUTURES COMPANY LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2024-07-30
921 Absolute Investment Management (HK) Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00
922 Acru Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-08-25 2018-07-24
923 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-22 2010-04-30
924 ALPHA FUTURES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
925 ALTUS CAPITAL LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
926 Arta Global Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
927 Asia Pacific Financial Capital Limited 3 8 11 3 1 4 0 -7 -7 72.73 25.00
928 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
929 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-06-24 2023-09-07
930 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
931 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
932 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-01-18
933 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2019-07-29
934 ChapmanCraig Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
935 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
936 China Best International Futures Co., Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
937 China Finance Holdings Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2020-07-23
938 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2014-05-21
939 CHINA SECURITIES HOLDINGS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2020-05-25
940 Chinese Strategic Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-09-07 2020-07-16
941 CHUANGS & CO. LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-12-30
942 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-11-09
943 COL Securities (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
944 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
945 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 3 8 4 0 4 -1 -3 -4 37.50 0.00
946 CTW SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-12-30
947 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2017-02-28
948 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-01-06 2010-04-21
949 EAA SECURITIES LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
950 Eagle Asset Management (CP) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2006-04-28
951 Eclipse Options (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-31
952 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2006-10-31 2020-09-03
953 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
954 Everbright-Efund Fund Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-06 2009-11-10
955 FAIR CAPITAL MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-06-27 2020-09-22
956 FREDDY COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-21
957 Fubon Capital (HK) Limited 5 7 12 3 1 4 -2 -6 -8 58.33 25.00 2012-01-13
958 GALILEO CAPITAL LIMITED (d2009-12-31) 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-03-25
959 GCAM Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2004-10-19 2022-03-09
960 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-07 2012-08-13
961 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
962 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-04-07
963 GOODCAPE SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-06 2016-12-15
964 Gottex Fund Management (Hong Kong) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-11-04 2014-12-11
965 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-08-12
966 Grit Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
967 HAMON ASIAN ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
968 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
969 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 2 2 4 -1 1 0 25.00 50.00 2019-01-30
970 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
971 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-29 2024-03-28
972 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00
973 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-04-04
974 IMARKETS LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
975 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-02-16 2008-06-04
976 Innoform-Ashfield Capital Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-08-07 2014-01-23
977 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-05-09
978 INTERCHINA FUTURES LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2013-03-12
979 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2006-02-13
980 IREALITY INVESTMENTS LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00
981 iTTa Capital Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2003-05-29 2013-06-11
982 IVORY CAPITAL PRIVATE LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-03-21
983 J.W. Childs Asia Equities (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-07-16 2020-12-11
984 JAFCO Investment (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-10-15
985 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2013-06-11
986 JINRUI FUTURES (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-07-27
987 JL Capital (Hong Kong) Pte Limited 0 0 0 3 1 4 3 1 4 - 25.00 2006-10-26 2009-05-26
988 Kaiser KT Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
989 KARL THOMSON FINANCE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
990 KAY YUE SECURITIES CO., LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-09-03
991 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-28
992 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2005-05-04 2011-11-01
993 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
994 LaSalle Investment Management Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-06-14 2020-02-20
995 Lexicon Partners (Asia) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-03-21 2012-08-10
996 Liquidnet Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-08-15
997 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-02-14 2021-02-01
998 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
999 Lynx Portfolio Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-03-09
1000 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-10-19
1001 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 2 4 4 0 4 2 -2 0 50.00 0.00 2004-09-22
1002 MEGABASE FUTURES CO. LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-09-10
1003 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
1004 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
1005 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 2 2 4 0 0 0 50.00 50.00 2017-04-06
1006 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
1007 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-10-03
1008 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-02-02
1009 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-07-15
1010 NORTH SEA SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-12-14
1011 Nuada Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2004-01-15
1012 Oshidori Corporate Finance Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
1013 OVERLOOK INVESTMENTS LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00
1014 PAK LEE STOCK COMPANY LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2008-06-11
1015 PANURGY LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2010-01-07
1016 PASAY STOCK AND SHARES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
1017 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 3 1 4 0 0 0 25.00 25.00 2006-01-13
1018 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
1019 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-02 2015-06-25
1020 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2007-03-08 2018-01-24
1021 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-15
1022 Regal Portfolio Management Limited (HK) 0 0 0 4 0 4 4 0 4 - 0.00 2006-12-13
1023 SBI China Capital Partners Limited 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2005-01-21 2008-09-01
1024 SEAGA INTERNATIONAL LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-02-05
1025 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-12-17
1026 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00
1027 Silk Road International Capital Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
1028 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-02-05 2015-03-27
1029 STOCKWELL COMMODITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2022-06-30
1030 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-02-01 2012-12-24
1031 T & F Equities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-11-23 2011-10-07
1032 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
1033 TARGET CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 2 4 2 2 4 - 50.00 2007-04-26
1034 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-03-24
1035 TIAN YUAN FINANCE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
1036 TIS SECURITIES (HK) LIMITED 5 11 16 4 0 4 -1 -11 -12 68.75 0.00 2005-01-21 2012-06-28
1037 Towers Watson Investment Services Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-05-14
1038 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2005-04-29 2013-04-22
1039 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
1040 Vantum Futures Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
1041 VC ASSET MANAGEMENT LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-01-13 2008-08-27
1042 VC International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
1043 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-09-08
1044 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
1045 WELLCHAMP CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
1046 WILBY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
1047 WMG Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-02-28 2014-01-06
1048 Xeram and Company (Asia) Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2003-12-19 2015-11-27
1049 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-21
1050 Yuexiu REIT Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-08
1051 313 Capital Management Limited 1 1 2 2 1 3 1 0 1 50.00 33.33
1052 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1053 ACM ASIA LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
1054 ACP Asset Management Limited (d2010-11-05) 0 0 0 2 1 3 2 1 3 - 33.33 2007-03-26 2010-03-26
1055 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-02-28 2011-04-12
1056 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-25
1057 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-05-24 2010-09-16
1058 AIR GEO SERVICES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-21 2012-12-14
1059 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2003-11-29
1060 ALLCO FINANCE (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-09-21 2008-03-19
1061 Alpha Financial Group Limited 2 0 2 1 2 3 -1 2 1 0.00 66.67 2005-10-31
1062 Alpha Nova Capital Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1063 ALPHA WEALTH MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2007-05-08
1064 Alphatraxx (H.K.) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-12-23 2012-02-14
1065 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-12-14
1066 Anuenue Advisors Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2005-10-06
1067 APAC CAPITAL ADVISORS LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-12-06 2010-12-10
1068 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
1069 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
1070 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33
1071 Axis Capital Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
1072 BALI SECURITIES CO. LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-04-27
1073 Beijing Capital Partners Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-02-27 2024-10-31
1074 Bentley Capital Limited (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
1075 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-03-17
1076 BOCOM International Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-09-13
1077 BOND TRUST LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-08-04
1078 BOOMWELL INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2019-12-17
1079 BOULTON CAPITAL ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-09-07 2011-03-23
1080 BROOKE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1081 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 2 1 3 1 -1 0 66.67 33.33 2020-06-18
1082 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
1083 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-12-22 2008-05-22
1084 Cephei Capital Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-07-19
1085 CERES CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2022-08-08
1086 Chanceton Capital Partners Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-11-10
1087 Children's Investment Fund Management (Asia) Limited (The) 0 0 0 2 1 3 2 1 3 - 33.33 2007-01-15 2010-03-10
1088 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
1089 China Enterprise Securities Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
1090 China Everbright Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-03
1091 CHINA GUARD INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1092 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
1093 ChinaRock Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-07-04 2021-01-19
1094 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
1095 CMT ADVISORS ASIA LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2006-03-31 2012-05-31
1096 CNCB (Hong Kong) Capital Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
1097 CNI GLOBAL CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
1098 CORNUCOPIA CAPITAL PARTNERS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-19 2015-04-20
1099 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2021-05-25
1100 Cynosure Asset Management Hong Kong Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-09-27
1101 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
1102 Delta Asia Wealth Management Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33
1103 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-10-16
1104 ESR Asset Management (Prosperity) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2005-11-30
1105 EVENSTAR ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-19
1106 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1107 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-21
1108 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2020-01-29
1109 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
1110 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 1 2 3 -1 2 1 0.00 66.67 2012-09-12
1111 FULL WIN SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1112 Funderstone Asset Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
1113 GCIS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-05-16
1114 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-02-08 2018-09-26
1115 GET NICE CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
1116 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2005-02-28 2011-03-08
1117 Goldin Equities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2022-11-28
1118 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1119 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1120 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-08
1121 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2006-04-27 2013-03-28
1122 HAMPTON SECURITIES (ASIA) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-10 2013-07-25
1123 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2006-11-30
1124 HOU TAK SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2020-01-24
1125 HOULIHAN LOKEY (EUROPE) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-05-15 2009-08-18
1126 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-03-21
1127 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
1128 IAM LEGACY LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-08-21
1129 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-07-22 2009-09-07
1130 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-05-12
1131 InnoFusion Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-15
1132 INTL Global Currencies (Asia) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-08-23 2008-09-24
1133 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
1134 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
1135 JOINCAP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1136 JOLMO CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-03-31 2021-08-31
1137 JVSakk Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
1138 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
1139 KB Investment & Securities Hong Kong Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-06-30 2011-02-15
1140 KCG FUND MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-05-04
1141 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 2 1 3 -1 -5 -6 66.67 33.33
1142 Link Asset Management Limited (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2005-11-08
1143 LLOYD BAUGHAN LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-19 2021-10-05
1144 LONGREACH GROUP LIMITED (THE) 3 0 3 2 1 3 -1 1 0 0.00 33.33 2006-08-01
1145 LYNAS CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-08-12 2019-03-07
1146 MEIJI YASUDA ASIA LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2019-10-17
1147 Merdeka Securities Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2024-07-19
1148 MESSIS CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1149 NATIONAL ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2007-09-06 2012-12-14
1150 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-02-13 2009-03-31
1151 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-10 2009-03-03
1152 NEWTONIAN CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-09-20 2019-08-05
1153 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-24 2021-09-07
1154 orientiert International Markets Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-01-11
1155 OSCAR BENSON LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-23
1156 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-02-15
1157 PACIFIC GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
1158 Pacific Sun Advisors Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-11-02
1159 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
1160 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
1161 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-03-09 2008-10-08
1162 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1163 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33 2008-01-08
1164 Providence Equity Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-23 2019-01-10
1165 PUREHEART CAPITAL ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-03-08
1166 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 0 3 3 -1 2 1 50.00 100.00 2024-03-25
1167 QUANTSMILE (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-04-02
1168 RAB CAPITAL (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-09-28 2011-10-10
1169 Ramius Asia Ltd 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-09-08 2010-08-31
1170 RBS Asia Futures Limited 0 6 6 0 3 3 0 -3 -3 100.00 100.00 2014-06-18
1171 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1172 Redford Asset Management Limited 1 1 2 2 1 3 1 0 1 50.00 33.33
1173 RESIDENTS SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-03-19
1174 ROCIM Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-06-29
1175 ROCTEC INVESTMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-09-16 2021-10-07
1176 RREEF China REIT Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-06-01 2022-01-21
1177 SALISBURY SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-31 2013-08-30
1178 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2003-10-30 2015-04-22
1179 SECURIS CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-08-29
1180 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
1181 Sheng Yuan Sino Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-09-09 2023-05-11
1182 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1183 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1184 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33
1185 SPDB International Holdings Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2015-12-30
1186 Stellar Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
1187 SUN CAPITAL SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-31
1188 SUN Partners Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-02-16 2010-08-06
1189 SYMPHONY AMP LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-05-21 2008-10-31
1190 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
1191 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-31
1192 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
1193 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-03
1194 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-02-16 2024-11-07
1195 TRANSPAC CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
1196 TRISKELE CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-11 2013-10-23
1197 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1198 TUNG WUI SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1199 TVG CAPITAL PARTNERS LIMITED 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2015-11-16
1200 UKFP (Asia) HK Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2010-03-24
1201 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
1202 VEDA CAPITAL LIMITED (HK) 2 1 3 3 0 3 1 -1 0 33.33 0.00 2005-12-28
1203 VISION FINANCE ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2006-11-14
1204 VMS Securities Limited 1 3 4 2 1 3 1 -2 -1 75.00 33.33
1205 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
1206 WAI FAT SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1207 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2005-03-02 2015-04-27
1208 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
1209 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
1210 YARDLEY SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
1211 Yieldful Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-24
1212 YU ON COMMODITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-05-20
1213 ZhongHua Finance Capital Co., Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-26 2021-02-22
1214 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
1215 1. AGLOBAL INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-12 2010-04-12
1216 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
1217 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1218 ABRIDGE ENTERPRISES COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-10
1219 ADM SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
1220 ALPHA CAPITAL LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-10-19
1221 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
1222 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
1223 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-01-02
1224 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-03-29
1225 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1226 Avia Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
1227 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2004-08-13
1228 BAYA CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-09 2014-10-24
1229 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
1230 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 2 0 2 0 -15 -15 88.24 0.00
1231 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
1232 BRIGHT SECURITIES LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31
1233 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
1234 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-24
1235 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-12-22
1236 CARDINALASIA CONSULTING LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-27 2024-02-22
1237 Carret Private Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-28
1238 CATHAYSIA ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-06-14
1239 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-23
1240 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
1241 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-17
1242 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
1243 CHEKIANG FIRST SECURITIES CO. LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2014-11-24
1244 CHI CAPITAL SECURITIES LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2004-09-07 2016-05-05
1245 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
1246 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
1247 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-16
1248 CITTA CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-10-24 2011-07-27
1249 CLAY FINLAY (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-29 2010-01-18
1250 COMMENCE COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1251 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
1252 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-02-10
1253 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1254 DRAKE & MORGAN LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-16
1255 DRT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-07-27 2022-06-08
1256 EAST CAPITAL ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-04 2020-07-13
1257 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
1258 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
1259 EMSO Partners HK Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-04 2013-07-29
1260 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
1261 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
1262 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1263 Everbright Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-24 2021-09-17
1264 Evo Capital Management Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-22
1265 FAYE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-16 2010-05-12
1266 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
1267 First Prosperous Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-06 2023-06-23
1268 Fleming Family & Partners (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-11-13 2009-09-14
1269 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
1270 Foundation Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-22
1271 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
1272 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-16
1273 GREAT BAY SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
1274 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1275 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11
1276 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1277 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-21 2011-12-06
1278 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
1279 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2004-07-07 2011-11-23
1280 HKFAEx Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-15
1281 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
1282 HOORAY CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1283 Horizon21 (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-01 2010-01-28
1284 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
1285 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
1286 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
1287 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-13 2012-05-10
1288 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2024-01-29
1289 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00
1290 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-02 2011-11-25
1291 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
1292 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
1293 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
1294 JAPAN ASIA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-09
1295 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-09 2008-07-31
1296 JFAC CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-16
1297 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
1298 JS CRESVALE CAPITAL LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
1299 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1300 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
1301 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-01-24
1302 KINGSTON ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-22 2021-03-19
1303 KO KUN STOCK COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-18 2020-08-06
1304 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
1305 LBN Advisers Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-13 2024-07-11
1306 LINK CAPITAL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-05 2009-06-26
1307 LLOYDS TSB PACIFIC LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-02-07
1308 Lombard Investments (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-19
1309 MAINHOPE INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-12-17
1310 MAINLAND SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29 2024-10-31
1311 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
1312 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 2 0 2 0 -4 -4 66.67 0.00 2005-03-22 2007-11-23
1313 Marbury Investment Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-13 2009-12-30
1314 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
1315 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
1316 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
1317 MFG Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-07-17
1318 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-08-16
1319 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-19
1320 North Asia Strategic Advisors 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-04 2014-04-17
1321 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1322 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
1323 ONG PACIFIC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-29
1324 OppenheimerFunds International Distributor Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2003-12-15 2009-11-09
1325 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-09-05
1326 PACIFIC HARBOR HOLDINGS, LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-07
1327 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1328 PARADIGM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17 2010-08-17
1329 PARRY CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-24
1330 Partners Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-03
1331 PAYDENPOTOMAC LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2006-07-04 2010-02-24
1332 PGIM (Hong Kong) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00
1333 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
1334 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
1335 POTOMAC CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-03-08
1336 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
1337 QUAM FUTURES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-23
1338 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1339 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2009-07-21
1340 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
1341 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2003-07-23 2014-10-14
1342 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
1343 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
1344 SKY WARD ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
1345 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
1346 SOO PUI CHEN SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-21
1347 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1348 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1349 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
1350 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
1351 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-04
1352 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
1353 T. M. MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-21
1354 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2020-07-22
1355 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
1356 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2024-02-09
1357 TIBRA TRADING HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-06-25 2020-11-27
1358 TISCO GLOBAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-07-24 2008-07-10
1359 TISCO SECURITIES HONG KONG LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2008-07-10
1360 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
1361 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-06 2014-07-24
1362 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
1363 VEGASOUL SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2007-11-02
1364 VICTORIA CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-04-01
1365 VORTEX CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-21 2022-06-10
1366 VP Wealth Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-11
1367 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-30
1368 WHEELOCK CHATFIELD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-05-13
1369 WING TAK SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-09-06
1370 WINNING SECURITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2019-08-02
1371 WORLDWIDE BROKERAGE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-12-21
1372 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
1373 YORICK ADVISORY PRIVATE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-10-23 2008-07-10
1374 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-06-10
1375 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-11
1376 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2006-08-10 2008-05-06
1377 Cowen Structured Products Hong Kong Limited 0 0 0 1 0 1 1 0 1 - 0.00 2006-10-20 2012-06-11
1378 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-06-30
1379 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
1380 Olympus Capital Asia Advisors Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2006-08-14 2009-10-16
1381 Open Asset Management Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00
1382 Quellos (Asia) Limited 0 0 0 1 0 1 1 0 1 - 0.00 2007-05-11 2007-11-01
1383 VERCAP Financial Services Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2023-03-15
1384 ASIA ABSOLUTE ADVISORS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-08-19 2007-01-25
1385 Beijing Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 -
1386 BGI Capital Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-24 2007-03-22
1387 BOCI Bullion Company Limited 3 3 6 0 0 0 -3 -3 -6 50.00 - 2007-01-29
1388 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-24
1389 CIBC Global Asset Management (Asia) Limited 3 4 7 0 0 0 -3 -4 -7 57.14 - 2007-01-22
1390 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-27
1391 ECM LIBRA SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-07-30 2007-05-11
1392 EQT Partners Hong Kong Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-13
1393 EQUITY PARTNERS ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-06-18
1394 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-01-18 2007-04-30
1395 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-25
1396 HDH ADVISORS (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-11-25 2006-12-20
1397 HENCO CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-07-11
1398 HFR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-06-15 2006-12-29
1399 Investec Asia Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-11-30 2006-11-30
1400 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-08
1401 LAZARD & CO., LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-09-20 2007-03-20
1402 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-05-02 2007-02-01
1403 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-02
1404 MF Global Securities HK Limited 4 9 13 0 0 0 -4 -9 -13 69.23 - 2005-08-26 2007-04-30
1405 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-12-11
1406 PBST (HK) Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-05-12 2007-09-27
1407 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2007-09-28
1408 QI CAPITAL (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-04-28 2007-08-20
1409 SA Capital Limited (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-04-27
1410 SCION CAPITAL MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2006-04-13 2007-01-09
1411 SCOTIATRUST (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2018-08-14
1412 SIU YIP COMMODITY LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2007-03-16
1413 STAR SECURITIES LIMITED (d2009-10-02) 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-07-10
1414 Sun Life Financial Asia Services Limited 2 15 17 0 0 0 -2 -15 -17 88.24 - 2007-04-02
1415 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 -
1416 Towers Watson Hong Kong Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2007-08-08
1417 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-30
1418 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-12-31 2007-03-14
1419 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-09-28
1420 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-19
1421 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2007-11-01
1422 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2007-01-19
Average 3.07 21.32 24.39 3.23 23.40 26.63 87.39 87.89

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