SFC licensees per firm: Advising on corporate finance

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2021-04-30 2022-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 21 639 660 32 933 965 11 294 305 96.82 96.68 2008-08-20
2 Morgan Stanley Asia Limited 25 241 266 32 292 324 7 51 58 90.60 90.12
3 CITIC Securities (Hong Kong) Limited 11 135 146 17 260 277 6 125 131 92.47 93.86
4 Citigroup Global Markets Asia Limited 9 212 221 10 256 266 1 44 45 95.93 96.24
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 12 182 194 14 211 225 2 29 31 93.81 93.78
6 China Securities (International) Corporate Finance Company Limited 8 63 71 8 207 215 0 144 144 88.73 96.28 2013-04-08
7 Merrill Lynch (Asia Pacific) Limited 29 150 179 31 183 214 2 33 35 83.80 85.51
8 Merrill Lynch Far East Limited 27 152 179 26 188 214 -1 36 35 84.92 87.85 2025-01-16
9 Credit Suisse (Hong Kong) Limited 17 142 159 15 185 200 -2 43 41 89.31 92.50 2024-01-30
10 UBS SECURITIES HONG KONG LIMITED 13 173 186 14 180 194 1 7 8 93.01 92.78 2016-12-19
11 GOLDMAN SACHS (ASIA) L.L.C. 12 103 115 16 155 171 4 52 56 89.57 90.64
12 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 17 73 90 23 138 161 6 65 71 81.11 85.71 2014-08-05
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 144 152 6 145 151 -2 1 -1 94.74 96.03
14 HSBC Corporate Finance (Hong Kong) Limited 8 126 134 9 133 142 1 7 8 94.03 93.66 2012-03-09
15 CMB International Capital Limited 15 93 108 21 113 134 6 20 26 86.11 84.33 2010-09-07
16 HAITONG INTERNATIONAL CAPITAL LIMITED 8 68 76 10 87 97 2 19 21 89.47 89.69
17 CCB INTERNATIONAL CAPITAL LIMITED 17 69 86 14 70 84 -3 1 -2 80.23 83.33 2004-05-27
18 BOCI ASIA LIMITED 12 78 90 13 67 80 1 -11 -10 86.67 83.75
19 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 67 74 10 68 78 3 1 4 90.54 87.18 2013-03-28
20 GUOTAI JUNAN CAPITAL LIMITED 12 49 61 13 62 75 1 13 14 80.33 82.67
21 ICBC INTERNATIONAL CAPITAL LIMITED 16 48 64 16 53 69 0 5 5 75.00 76.81 2008-05-27
22 DEUTSCHE SECURITIES ASIA LIMITED 3 43 46 4 62 66 1 19 20 93.48 93.94 2012-03-02
23 BARCLAYS CAPITAL ASIA LIMITED 5 54 59 5 57 62 0 3 3 91.53 91.94
24 MIZUHO SECURITIES ASIA LIMITED 7 53 60 5 52 57 -2 -1 -3 88.33 91.23
25 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 5 49 54 1 12 13 90.24 90.74
26 ABCI CAPITAL LIMITED 12 38 50 11 40 51 -1 2 1 76.00 78.43 2011-03-17
27 BOCOM International (Asia) Limited 9 32 41 8 37 45 -1 5 4 78.05 82.22 2007-09-21
28 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 8 34 42 5 30 35 -3 -4 -7 80.95 85.71 2014-01-07
29 China Renaissance Securities (Hong Kong) Limited 8 23 31 7 27 34 -1 4 3 74.19 79.41 2012-10-24
30 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 10 16 26 9 24 33 -1 8 7 61.54 72.73
31 SPDB International Capital Limited 8 24 32 9 24 33 1 0 1 75.00 72.73 2015-10-13
32 GF Capital (Hong Kong) Limited 8 21 29 8 24 32 0 3 3 72.41 75.00 2007-01-31
33 Somerley Capital Limited 12 22 34 10 22 32 -2 0 -2 64.71 68.75 2013-10-02
34 DBS ASIA CAPITAL LIMITED 8 15 23 7 19 26 -1 4 3 65.22 73.08
35 MOELIS & COMPANY ASIA LIMITED 3 17 20 3 23 26 0 6 6 85.00 88.46 2009-12-11
36 Jefferies Hong Kong Limited 3 21 24 4 21 25 1 0 1 87.50 84.00 2010-01-04
37 MUFG Securities Asia Limited 4 21 25 4 21 25 0 0 0 84.00 84.00 2010-12-31
38 SDICS International Corporate Finance (Hong Kong) Limited 8 13 21 7 18 25 -1 5 4 61.90 72.00 2010-09-01
39 China Galaxy International Securities (Hong Kong) Co., Limited 8 23 31 7 17 24 -1 -6 -7 74.19 70.83 2012-07-23
40 Rothschild & Co Hong Kong Limited 3 22 25 2 22 24 -1 0 -1 88.00 91.67 2005-04-27
41 CEB International Capital Corporation Limited 8 16 24 7 16 23 -1 0 -1 66.67 69.57 2015-12-22
42 Lego Corporate Finance Limited 8 22 30 8 15 23 0 -7 -7 73.33 65.22 2016-01-13
43 AMPLE CAPITAL LIMITED 10 21 31 8 14 22 -2 -7 -9 67.74 63.64
44 CNCB (Hong Kong) Capital Limited 5 16 21 5 17 22 0 1 1 76.19 77.27 2010-10-27
45 Dongxing Securities (Hong Kong) Company Limited 8 15 23 8 13 21 0 -2 -2 65.22 61.90 2013-12-23
46 Houlihan Lokey (China) Limited 4 17 21 4 17 21 0 0 0 80.95 80.95 2008-10-09
47 Ping An of China Capital (Hong Kong) Company Limited 6 12 18 7 13 20 1 1 2 66.67 65.00 2010-12-07
48 MACQUARIE CAPITAL LIMITED 6 10 16 6 13 19 0 3 3 62.50 68.42
49 Alliance Capital Partners Limited (HK) 7 16 23 6 12 18 -1 -4 -5 69.57 66.67 2014-01-24
50 CHINA EVERBRIGHT CAPITAL LIMITED 4 15 19 4 14 18 0 -1 -1 78.95 77.78
51 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 3 11 14 4 14 18 1 3 4 78.57 77.78 2013-01-09
52 CMBC International Capital Limited 3 12 15 3 14 17 0 2 2 80.00 82.35 2017-03-17
53 Daiwa Capital Markets Hong Kong Limited 7 9 16 7 10 17 0 1 1 56.25 58.82
54 Evercore Asia Limited 4 12 16 6 11 17 2 -1 1 75.00 64.71 2011-03-04
55 Fosun International Securities Limited 3 11 14 3 14 17 0 3 3 78.57 82.35 2024-04-17
56 INNOVAX CAPITAL LIMITED 10 13 23 10 7 17 0 -6 -6 56.52 41.18 2015-02-25
57 SMBC Nikko Securities (Hong Kong) Limited 5 12 17 7 10 17 2 -2 0 70.59 58.82 2012-07-20
58 VBG Capital Limited 4 9 13 3 14 17 -1 5 4 69.23 82.35 2009-04-20
59 Admiralty Harbour Capital Limited 2 10 12 3 13 16 1 3 4 83.33 81.25 2020-02-06
60 ADVENT CORPORATE FINANCE LIMITED (GBEN) 5 10 15 7 8 15 2 -2 0 66.67 53.33 2018-10-18
61 CINDA INTERNATIONAL CAPITAL LIMITED 10 13 23 7 8 15 -3 -5 -8 56.52 53.33
62 CVC Asia Pacific Limited 3 12 15 3 12 15 0 0 0 80.00 80.00
63 Quam Capital Limited (b1994-08-04) 6 12 18 4 11 15 -2 -1 -3 66.67 73.33
64 VMS Securities Limited 6 8 14 5 10 15 -1 2 1 57.14 66.67 2024-04-23
65 GOLDLINK CAPITAL (CORPORATE FINANCE) LIMITED 2 3 5 5 9 14 3 6 9 60.00 64.29 2018-03-05
66 Grande Capital Limited 7 10 17 6 8 14 -1 -2 -3 58.82 57.14 2018-01-23
67 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 14 19 4 10 14 -1 -4 -5 73.68 71.43 2010-06-30
68 Octal Capital Limited 7 7 14 8 6 14 1 -1 0 50.00 42.86 2011-06-01
69 Optima Capital Limited 7 10 17 7 7 14 0 -3 -3 58.82 50.00
70 ORIENTAL PATRON ASIA LIMITED 6 10 16 6 8 14 0 -2 -2 62.50 57.14
71 RED SUN CAPITAL LIMITED 11 8 19 7 7 14 -4 -1 -5 42.11 50.00 2017-01-06
72 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 6 5 11 5 8 13 -1 3 2 45.45 61.54
73 ASIAN CAPITAL LIMITED 6 7 13 6 7 13 0 0 0 53.85 53.85 2017-11-02
74 Opus Capital Limited (HK) 6 6 12 6 7 13 0 1 1 50.00 53.85 2014-08-18
75 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 7 9 16 5 8 13 -2 -1 -3 56.25 61.54 2008-03-27
76 ALTUS CAPITAL LIMITED 6 6 12 7 5 12 1 -1 0 50.00 41.67
77 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 10 15 4 8 12 -1 -2 -3 66.67 66.67
78 FORTUNE FINANCIAL CAPITAL LIMITED 7 16 23 5 7 12 -2 -9 -11 69.57 58.33 2009-03-12
79 Huajin Corporate Finance (International) Limited 7 11 18 6 6 12 -1 -5 -6 61.11 50.00
80 ORIENT CAPITAL (HONG KONG) LIMITED 5 8 13 4 8 12 -1 0 -1 61.54 66.67 2014-09-18
81 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 4 9 13 2 10 12 -2 1 -1 69.23 83.33 2024-03-11
82 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED 4 12 16 4 8 12 0 -4 -4 75.00 66.67 2017-01-25
83 UOB KAY HIAN (HONG KONG) LIMITED 7 5 12 7 5 12 0 0 0 41.67 41.67
84 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2007-07-04
85 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 7 11 4 7 11 0 0 0 63.64 63.64
86 Grand Moore Capital Limited 7 6 13 6 5 11 -1 -1 -2 46.15 45.45 2015-12-22
87 KINGSWAY CAPITAL LIMITED 8 7 15 5 6 11 -3 -1 -4 46.67 54.55
88 LAZARD ASIA (HONG KONG) LIMITED 2 12 14 3 8 11 1 -4 -3 85.71 72.73
89 Mirae Asset Securities (HK) Limited 2 5 7 3 8 11 1 3 4 71.43 72.73 2017-03-01
90 Pulun International Capital Limited 7 10 17 7 4 11 0 -6 -6 58.82 36.36 2015-09-16
91 Soochow Securities International Capital Limited 6 8 14 3 8 11 -3 0 -3 57.14 72.73 2013-07-19
92 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
93 DONVEX CAPITAL LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2009-01-29
94 FIRST SHANGHAI CAPITAL LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
95 GET NICE SECURITIES LIMITED 4 3 7 5 5 10 1 2 3 42.86 50.00
96 oOo Securities (HK) Group Limited 4 14 18 2 8 10 -2 -6 -8 77.78 80.00 2016-09-19 2024-11-04
97 Zijing Capital Limited 3 5 8 4 6 10 1 1 2 62.50 60.00 2003-05-07
98 Alvarez & Marsal Corporate Finance Limited 2 0 2 2 7 9 0 7 7 0.00 77.78 2021-03-10
99 Amasse Capital Limited 5 5 10 7 2 9 2 -3 -1 50.00 22.22 2012-07-13
100 CAITONG INTERNATIONAL CAPITAL CO., LIMITED 4 10 14 3 6 9 -1 -4 -5 71.43 66.67 2018-12-06
101 EMPEROR CORPORATE FINANCE LIMITED 5 4 9 5 4 9 0 0 0 44.44 44.44
102 Glory Sun Securities Limited 4 4 8 5 4 9 1 0 1 50.00 44.44 2017-01-12 2024-04-05
103 GUOYUAN CAPITAL (HONG KONG) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2014-10-30
104 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 6 9 15 2 7 9 -4 -2 -6 60.00 77.78
105 TFI Capital Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2020-12-18
106 TTB Partners Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2017-05-31
107 XinKong International Capital Limited 2 3 5 3 6 9 1 3 4 60.00 66.67 2016-06-10
108 HALCYON CAPITAL LIMITED (HK) 5 3 8 5 3 8 0 0 0 37.50 37.50 2012-12-06
109 HONESTUM INTERNATIONAL LIMITED 6 4 10 5 3 8 -1 -1 -2 40.00 37.50 2019-01-11
110 MAXA CAPITAL LIMITED 5 4 9 5 3 8 0 -1 -1 44.44 37.50 2019-11-08
111 Rainbow Capital (HK) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2020-01-03
112 SILVER NILE GLOBAL INVESTMENTS LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2021-07-26
113 Sunny Fortune Capital Limited 5 4 9 4 4 8 -1 0 -1 44.44 50.00 2020-01-15
114 Wilson International Capital Limited 4 3 7 4 4 8 0 1 1 42.86 50.00 2017-08-18
115 Yue Xiu Capital Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2019-04-04
116 Ampere Partners Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2019-11-29
117 Arta Corporate Advisory Limited 2 1 3 4 3 7 2 2 4 33.33 42.86 2012-09-11
118 Astrum Capital Management Limited (HK) 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2012-09-19
119 CC Finance Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-04-20 2025-06-19
120 Changjiang Corporate Finance (HK) Limited 5 3 8 4 3 7 -1 0 -1 37.50 42.86 2012-06-29
121 EVER-LONG SECURITIES COMPANY LIMITED 6 6 12 4 3 7 -2 -3 -5 50.00 42.86 2025-03-27
122 GIRAFFE CAPITAL LIMITED 3 10 13 2 5 7 -1 -5 -6 76.92 71.43 2017-02-01
123 HEUNGKONG CAPITAL LIMITED 4 8 12 4 3 7 0 -5 -5 66.67 42.86 2017-07-13 2023-03-07
124 KPMG CORPORATE FINANCE LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
125 PELICAN FINANCIAL LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2018-04-13
126 PJT Partners (HK) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2020-07-22
127 TC Capital International Limited 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2010-08-11
128 Zero2IPO Capital Limited 0 0 0 6 1 7 6 1 7 - 14.29 2021-11-03
129 Alpha Financial Group Limited 3 3 6 4 2 6 1 -1 0 50.00 33.33 2019-10-02
130 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
131 Ballas Capital Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2017-02-21
132 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
133 COMPRADOR LIMITED (HK) 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2015-04-08
134 DAKIN CAPITAL LIMITED 6 4 10 5 1 6 -1 -3 -4 40.00 16.67 2016-01-21
135 EDDID CAPITAL LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2020-05-06
136 Frontpage Capital Limited 5 5 10 4 2 6 -1 -3 -4 50.00 33.33 2015-11-10
137 Gram Capital Limited 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2014-03-12
138 Mont Avenir Capital Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2019-07-23 2024-06-19
139 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00
140 RaffAello Capital Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2012-07-05
141 Red Solar Capital Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2017-10-17
142 SORRENTO CAPITAL LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2016-03-21
143 StormHarbour Securities (Hong Kong) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-03-18
144 VC CAPITAL LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
145 WINSOME CAPITAL LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2017-07-06
146 WRise Capital Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2018-08-09
147 XCap Partners Limited 2 1 3 3 3 6 1 2 3 33.33 50.00 2020-07-02
148 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
149 Yuanta Securities (Hong Kong) Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2006-07-08
150 AJ Corporate Finance Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-12-10
151 Akron Corporate Finance Limited 2 5 7 4 1 5 2 -4 -2 71.43 20.00 2013-10-03
152 Ark Securities (Hong Kong) Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
153 Asia Pacific Financial Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
154 BaoQiao Partners Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-03-05
155 BOSC International Company Limited 2 5 7 4 1 5 2 -4 -2 71.43 20.00 2015-01-09 2023-07-14
156 Calibration Partners (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2013-12-09
157 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-09-04
158 China Sunrise Capital Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2016-10-25
159 China Vered Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2017-03-30 2025-04-07
160 DRACO CAPITAL LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2019-01-04
161 EUTO CAPITAL PARTNERS LIMITED 4 4 8 3 2 5 -1 -2 -3 50.00 40.00 2015-04-28 2025-08-25
162 FIRST SHANGHAI SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
163 INCU CORPORATE FINANCE LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
164 Jun Hui International Finance Limited 5 3 8 3 2 5 -2 -1 -3 37.50 40.00 2019-06-06
165 JW CAPITAL SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
166 KB Securities Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
167 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 4 1 5 1 -3 -2 57.14 20.00
168 Merdeka Corporate Finance Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2019-08-21
169 Nuada Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2004-01-15
170 PULSAR CAPITAL LIMITED (HK) 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2017-03-01
171 Quam Securities Limited 3 5 8 2 3 5 -1 -2 -3 62.50 60.00 2012-05-25
172 SBI China Capital Hong Kong Securities Limited 3 3 6 5 0 5 2 -3 -1 50.00 0.00 2019-09-06
173 Shanggu Securities Limited 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2018-02-05
174 SILVERBRICKS SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-29
175 Superactive Financial Group Company Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2016-06-29
176 Wells Fargo Securities Asia Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-04-25
177 AEM CAPITAL LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-04-19
178 Capital 9 Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2020-07-16
179 CC Kingdom Corporate Finance Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-06-10
180 CC SIF Advisory Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-07-07
181 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-03-14
182 China Everbright Global Investment Advisors Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-08-09
183 Chiyu International Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2018-05-30
184 CTBC Asia Limited 4 0 4 3 1 4 -1 1 0 0.00 25.00 2004-08-19
185 Everbright Securities Global (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2024-06-20
186 GET NICE CAPITAL LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
187 GRANSING SECURITIES CO., LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
188 Guolian Securities International Capital Market Co., Limited 0 0 0 2 2 4 2 2 4 - 50.00 2021-08-06
189 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
190 Hua Liang Capital Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2019-07-22
191 Huafu International Finance Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2021-01-25
192 LY CAPITAL LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2013-12-11
193 MESSIS CAPITAL LIMITED 3 11 14 2 2 4 -1 -9 -10 78.57 50.00
194 Oshidori Corporate Finance Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
195 Silk Road International Capital Limited 1 4 5 2 2 4 1 -2 -1 80.00 50.00
196 SOUTH CHINA CAPITAL LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
197 Standard Perpetual Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-06-18
198 Tiro Capital Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2014-08-27
199 Trinity Corporate Finance Limited (VG) 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-01-04
200 VEDA CAPITAL LIMITED (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-12-28
201 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-11-29
202 Wings Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2020-02-26
203 AccFin Corporate Finance Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2017-05-19
204 Ascent Capital Advisors Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2013-11-08
205 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2015-04-08 2024-12-09
206 Bison Corporate Finance Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2020-12-16 2025-03-26
207 BRISTOL CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2019-12-23
208 Cedarlake Global International Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2019-09-24
209 Chanceton Capital Partners Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2022-11-10
210 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
211 CNI GLOBAL CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
212 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-07-01
213 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
214 Cynosure Asset Management Hong Kong Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-09-27
215 DL SECURITIES (HK) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2012-09-04
216 Enhanced Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-12 2022-10-18
217 EXS Capital Asia Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-06-12
218 Fosun International Capital Limited 0 0 0 3 0 3 3 0 3 - 0.00 2022-04-20
219 Funderstone Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
220 GLOBAL MASTERMIND SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2019-03-11
221 HOLOGRAM CAPITAL LIMITED 4 2 6 2 1 3 -2 -1 -3 33.33 33.33 2017-01-19 2023-06-18
222 HOORAY CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
223 Huizhi International Capital Holdings Co., Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
224 Kaiser KT Capital Limited 2 2 4 1 2 3 -1 0 -1 50.00 66.67
225 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33
226 Luk Fook Capital (HK) Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2017-07-11
227 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 4 7 1 2 3 -2 -2 -4 57.14 66.67 2020-06-05 2022-07-14
228 Metro Ascent Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-07-28
229 Odysseus Capital Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-10-29
230 PHOENIX CAPITAL ASIA LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2022-12-21
231 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
232 PRUDENTIAL BROKERAGE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
233 REDFORD CORPORATE FINANCE LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2011-02-07
234 SDHG International Asset Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-12-02
235 SEEKERS MARKETS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-08-09 2022-06-10
236 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-12-05
237 Starlight Capital Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-03-05
238 TAIPING CAPITAL LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00 2013-04-12
239 TRANSPAC CAPITAL LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33
240 UPBEST SECURITIES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
241 VISION FINANCE (SECURITIES) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-13
242 WeShare Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2019-04-12
243 Yunfeng Financial Markets Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2023-10-16
244 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
245 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
246 Anuenue Capital International Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-08-30
247 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
248 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
249 BlackRock Asset Management North Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-11-01
250 Bright Future Services HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-13 2023-08-29
251 CENTURION CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
252 CERES CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-08
253 CHELSEA SECURITIES LIMITED (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00
254 China Enterprise Capital Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-12-15
255 Crescendo Capital Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-08
256 Cutfield Freeman & Co. (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-12-21 2023-09-13
257 Diligent Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2022-04-28
258 Dragon Financial Partners Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-11-28
259 DSG Financial Advisory (HK) Co. Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-07-26 2024-01-24
260 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-08
261 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
262 First Prosperous Capital Company Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2017-03-01 2023-06-23
263 Fortune Origin Securities Limited 1 0 1 1 1 2 0 1 1 0.00 50.00 2013-01-30 2024-07-15
264 Fruit Tree Corporate Finance Co. Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-26 2024-11-05
265 GRAND HARBOUR CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-11-01
266 GSI FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-18 2023-08-17
267 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
268 HUA YU INVESTMENT MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
269 I-ACCESS INVESTORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-11-18 2022-08-23
270 Income Partners Asset Management (HK) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2025-03-24
271 Ion Pacific Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2015-12-17 2022-06-07
272 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
273 IVORY CAPITAL PRIVATE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-21 2025-07-09
274 KCG SECURITIES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
275 KGI CAPITAL ASIA LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2022-05-12
276 Merger China Group Capital (Hong Kong) Co., Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2020-07-29 2023-05-15
277 Neutral Financial Holding Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
278 NFH Corporate Finance Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-11-17 2025-06-13
279 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
280 Paradigm Advisors Holdings (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-11 2025-04-17
281 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
282 Phoenician Advisory Services Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-31
283 Pine Peak Corporate Finance Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-15 2022-09-30
284 PIPER SANDLER HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-08-13
285 PrimeBless Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-12-09
286 Proton Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-10-16
287 Raine Advisors Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2021-11-02 2025-08-22
288 SBC CAPITAL PARTNERS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2019-07-24 2025-03-27
289 Shang International Finance Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2024-01-26
290 Solomon JFZ (Asia) Holdings Limited 0 0 0 2 0 2 2 0 2 - 0.00 2021-05-13
291 Sunfund Capital Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2015-10-27
292 Tianlong Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-03-20
293 Tongfang Capital Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-09-29 2023-03-02
294 Trenda Corporate Finance Limited 2 0 2 1 1 2 -1 1 0 0.00 50.00 2021-03-15 2023-06-05
295 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
296 VINCO FINANCIAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2022-04-14
297 VS Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-08-15
298 VTB Capital Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-11
299 Walker Capital Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-09-24
300 ZQ Capital Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-07-12 2024-09-11
301 Aeternus Asset Holdings Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2019-06-18 2023-09-01
302 CHINA EASE SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2017-11-16 2023-09-26
303 CLC International Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2012-12-07 2022-10-26
304 Crosby Securities Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-09-18
305 First Global Corporate Finance Co., Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2018-10-24
306 First Seafront International Capital Limited 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2018-09-12 2022-09-30
307 Great Wall Pan Asia Corporate Finance Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2014-07-15 2024-01-04
308 Harbour Corporate Finance Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2017-09-11 2022-06-15
309 HARMONY ASSET MANAGEMENT LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2022-07-28
310 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
311 MANGO FINANCIAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
312 Mason Global Capital Limited 0 1 1 1 0 1 1 -1 0 100.00 0.00 2018-05-15 2024-10-31
313 Minerva Advisory Global Capital Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2016-01-12
314 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-06-20 2022-09-14
315 Wealth Legend Asset Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2022-09-09
316 ALPINE CORPORATE FINANCE LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2018-12-21 2022-07-12
317 Argonaut Securities (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-09-08 2021-12-07
318 ASIA INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2021-10-08
319 CELESTIAL CAPITAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2022-05-27
320 Epiphron Advisers Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2018-06-05 2022-11-28
321 Founder Securities (Hong Kong) Capital Company Limited 4 6 10 0 0 0 -4 -6 -10 60.00 - 2018-06-01 2021-12-14
322 Golden K2 Securities Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2017-03-13 2021-06-17
323 JINGHUI CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2019-11-12 2022-03-11
324 JOLMO CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-23 2021-08-31
325 Kingsman HK Capital Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2019-07-31 2022-11-24
326 LUMINARY CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-14 2021-11-01
327 Shinco Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2016-01-21 2021-08-06
328 UNION GAMING SECURITIES ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2016-04-29 2021-06-29
329 ZACD Financial Group Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2016-12-02 2022-04-29
Average 4.07 14.19 18.26 4.11 17.27 21.38 77.69 80.77

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