Chan, Joseph Nap Kee 陳立基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ORIENTAL PATRON ASIA LIMITED | RO | Advising on corporate finance | RO | Asset management | RO | Dealing in securities | RO | Advising on securities | 2005-02-22 |
2 | ORIENTAL PATRON SECURITIES LIMITED | RO | Advising on securities | 2008-02-12 | 2013-06-10 | RO | Advising on securities | 2017-01-13 | 2023-09-15 | RO | Dealing in securities | 2017-01-13 | 2023-09-15 |
3 | SanJohn Capital Limited | RO | Asset management | 2007-12-10 | 2011-04-01 |
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