Hai, Yangguangyi 海楊广益
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2021-09-07 | Rep | Dealing in securities | 2021-09-07 |
2 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-05-18 | 2021-08-22 | Rep | Dealing in securities | 2020-06-01 | 2021-08-22 |
3 | TRANSPAC CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-08-26 | 2020-04-26 | Rep | Advising on securities | 2019-08-26 | 2020-04-26 | Rep | Asset management | 2019-08-26 | 2020-04-26 |
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